-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LgMEqdFqmuy5uIUCIJvwKb3ymgKJDS4sPvqrgx++xE+i8Jrn/dY41Emw5D87DS+q LeYkrbG+GK9fU+cWtOqJ6g== 0001116502-04-001471.txt : 20040527 0001116502-04-001471.hdr.sgml : 20040527 20040527162742 ACCESSION NUMBER: 0001116502-04-001471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040525 FILED AS OF DATE: 20040527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE JAMES C CENTRAL INDEX KEY: 0001184312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 04835435 BUSINESS ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124193096 MAIL ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 gale_ex.xml X0202 4 2004-05-25 0 0000002186 RELM WIRELESS CORP RELM 0001184312 GALE JAMES C C/O SANDERS MORRIS HARRIS INC 126 E. 56TH ST 24TH FL NEW YORK NY 10022 1 0 1 0 Common Stock 2004-05-25 4 X 0 937222 1.05 A 2288138 I By managed account Common Stock 2004-05-25 4 X 0 173888 1.05 A 425915 I By managed account Common Stock 20000 D Common Stock Warrants (right to buy) 1.05 2004-05-25 4 X 0 937222 0 D 2004-05-30 Common Stock 937222 0 I By managed account Common Stock Warrants (right to buy) 1.05 2004-05-25 4 X 0 173888 0 D 2004-05-30 Common Stock 173888 0 I By managed account Immediately. These securities are owned directly by Corporate Opportunities Fund (Institutional), L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund (Institutional), L.P., James C. Gale, the chief investment officer, manager and member of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. These securities are owned directly by Corporate Opportunities Fund, L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund, L.P., James C. Gale, the chief investment officer, manager and member of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. /s/ James C. Gale 2004-05-27 -----END PRIVACY-ENHANCED MESSAGE-----