-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kgz8ZnFPSLMwOqcvRe4ylSbB7aLs/UYVdwuq7xut5BgYD5ZQpvdxd/sg8bpjbf1f Pc0eqgBx+H076fEKBjU2OQ== 0001116502-03-001724.txt : 20030905 0001116502-03-001724.hdr.sgml : 20030905 20030905172101 ACCESSION NUMBER: 0001116502-03-001724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030903 FILED AS OF DATE: 20030905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALE JAMES C CENTRAL INDEX KEY: 0001184312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07336 FILM NUMBER: 03884478 BUSINESS ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124193096 MAIL ADDRESS: STREET 1: C/O SANDERS MORRIS HARRIS INC STREET 2: 126 E. 56TH ST 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 gale_ex.xml X0201 4 2003-09-03 0 0000002186 RELM WIRELESS CORP RELM 0001184312 GALE JAMES C C/O SANDERS MORRIS HARRIS INC 126 E. 56TH ST 24TH FL NEW YORK NY 10022 1 0 1 0 Common Stock 2003-09-03 4 X 0 333333 .60 A 1602943 I By managed account Common Stock 20000 D Subscription Rights (right to buy) .60 2003-09-03 4 X 0 333333 .60 D 2003-09-03 2003-09-15 Common Stock 333333 0 I By managed account 280,000 shares are beneficially owned by Corporate Opportunity Fund (Institutional) LLP; 53,333 shares are beneficially owned by Corporate Opportunities Fund LP. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. /s/ James C. Gale 2003-09-03 -----END PRIVACY-ENHANCED MESSAGE-----