-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PqQUn2G0ShASs70OOt9/IMkZ3sCexJqIrfLhkqMfumXdumo4XhQx8f2txen6/Qqc aYMCXHZf5W/oyCdOfK7J/A== 0000950129-02-004337.txt : 20020822 0000950129-02-004337.hdr.sgml : 20020822 20020822104339 ACCESSION NUMBER: 0000950129-02-004337 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020822 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS RESOURCES & ENERGY INC CENTRAL INDEX KEY: 0000002178 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 741753147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07908 FILM NUMBER: 02745361 BUSINESS ADDRESS: STREET 1: 6603 KIRBYVILLE STREET 2: P O BOX 844 CITY: HOUSTON STATE: TX ZIP: 77033 BUSINESS PHONE: 7136400100 MAIL ADDRESS: STREET 1: P O BOX 844 CITY: HOUSTON STATE: TX ZIP: 77001 FORMER COMPANY: FORMER CONFORMED NAME: ADA RESOURCES INC DATE OF NAME CHANGE: 19790620 8-K 1 h99394e8vk.txt ADAMS RESOURCES & ENERGY, INC. - DATED 8/22/2002 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2002 ADAMS RESOURCES & ENERGY, INC. --------------------------------------------------------------- (Exact name of registrant as specified in its charter) DELAWARE 1-7908 74-1753147 --------------- ---------------- ------------------- (State or other (Commission file (IRS employer jurisdiction of number) identification no.) incorporation)
4400 POST OAK PKWY., SUITE 2700, HOUSTON, TEXAS 77027 ----------------------------------------------- ---------- (Address of principal executive offices) (Zip code)
(713) 881-3600 ---------------------------------------------------- (Registrant's telephone number, including area code) 1 Item 7. Financial Statements and Exhibits. (c) Exhibits Exhibit No. Description ----------- ----------- 99.1 Amended Statement Under Oath of K. S. Adams, Jr., Chief Executive Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings 99.2 Amended Statement Under Oath of Richard B. Abshire, Chief Financial Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings Item 9. Regulation FD Disclosure. On August 21, 2002, Adams Resources & Energy, Inc. submitted to the Securities and Exchange Commission (the "Commission") the amended Statements under Oath of its Principal Executive Officer and its Principal Financial Officer in accordance with the Commission's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, as amended. These statements are attached hereto as Exhibits 99.1 and 99.2. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ADAMS RESOURCES & ENERGY, INC. Date: August 22, 2002 By: /s/ K. S. ADAMS, JR. ---------------------------------------- K. S. Adams, Jr. Chief Executive Officer 3 EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION ------- ----------- 99.1 Amended Statement Under Oath of K. S. Adams, Jr., Chief Executive Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings 99.2 Amended Statement Under Oath of Richard B. Abshire, Chief Financial Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings
EX-99.1 3 h99394exv99w1.txt AMENDED STATEMENT UNDER OATH - K. S. ADAMS, JR. EXHIBIT 99.1 AMENDED STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, K. S. Adams, Jr., state and attest that: 1. To the best of my knowledge, based upon a review of the covered reports of Adams Resources & Energy, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the period ended December 31, 2001 filed with the SEC of Adams Resources & Energy, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Adams Resources & Energy, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. ----------------------------- K. S. ADAMS, JR. August 21, 2002 Subscribed and sworn to before me this _______ day of _________________, 2002. ------------------------------------------- Notary Public in and for the State of Texas EX-99.2 4 h99394exv99w2.txt AMENDED STATEMENT UNDER OATH - RICHARD B. ABSHIRE EXHIBIT 99.2 AMENDED STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Richard B. Abshire, state and attest that: 1. To the best of my knowledge, based upon a review of the covered reports of Adams Resources & Energy, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the period ended December 31, 2001 filed with the SEC of Adams Resources & Energy, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Adams Resources & Energy, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. ----------------------------- RICHARD B. ABSHIRE August 21, 2002 Subscribed and sworn to before me this _______ day of _________________, 2002. ------------------------------------------- Notary Public in and for the State of Texas -----END PRIVACY-ENHANCED MESSAGE-----