-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPCS8r3vnJ+e2ze0949GSAkpY+IFs4IJ3XcSLJw6D3J95QrNxSX3U+E5Ltuj92wh 6xN82XKfzl+hUF5qw5Xsug== 0000950129-02-004150.txt : 20020814 0000950129-02-004150.hdr.sgml : 20020814 20020814114533 ACCESSION NUMBER: 0000950129-02-004150 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS RESOURCES & ENERGY INC CENTRAL INDEX KEY: 0000002178 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 741753147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07908 FILM NUMBER: 02732767 BUSINESS ADDRESS: STREET 1: 6603 KIRBYVILLE STREET 2: P O BOX 844 CITY: HOUSTON STATE: TX ZIP: 77033 BUSINESS PHONE: 7136400100 MAIL ADDRESS: STREET 1: P O BOX 844 CITY: HOUSTON STATE: TX ZIP: 77001 FORMER COMPANY: FORMER CONFORMED NAME: ADA RESOURCES INC DATE OF NAME CHANGE: 19790620 8-K 1 h99234e8vk.txt ADAMS RESOURCES & ENERGY, INC. - DATED 8/14/02 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2002 ADAMS RESOURCES & ENERGY, INC. ---------------------------------------------------------------- (Exact name of registrant as specified in its charter) DELAWARE 1-7908 74-1753147 - ----------------------------- -------------------- --------------------- (State or other jurisdiction (Commission file (IRS employer of incorporation) number) identification no.) 4400 POST OAK PKWY., SUITE 2700, HOUSTON, TEXAS 77027 - --------------------------------------------------- --------- (Address of principal executive offices) (Zip code) (713) 881-3600 ------------------------------- (Registrant's telephone number, including area code) 1 Item 7. Financial Statements and Exhibits. (c) Exhibits
Exhibit No. Description ----------- ----------- 99.1 Statement Under Oath of K. S. Adams, Jr., Chief Executive Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Richard B. Abshire, Chief Financial Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings
Item 9. Regulation FD Disclosure. On August 14, 2002, Adams Resources & Energy, Inc. submitted to the Securities and Exchange Commission (the "Commission") the Statements under Oath of its Principal Executive Officer and its Principal Financial Officer in accordance with the Commission's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, as amended. These statements are attached hereto as Exhibits 99.1 and 99.2. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ADAMS RESOURCES & ENERGY, INC. Date: August 14, 2002 By: /s/ K. S. ADAMS, JR. ---------------------------------------- K. S. Adams, Jr. Chief Executive Officer 3 EXHIBIT INDEX
Exhibit No. Description - ----------- ----------- 99.1 Statement Under Oath of K. S. Adams, Jr., Chief Executive Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Richard B. Abshire, Chief Financial Officer, Regarding Facts And Circumstances Relating to Exchange Act Filings
4 EX-99.1 3 h99234exv99w1.txt STATEMENT UNDER OATH OF K.S. ADAMS, JR. EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, K. S. Adams, Jr., state and attest that: 1. To the best of my knowledge, subject to the exception set out in paragraph 4 of this statement, based upon a review of the covered reports of Adams Resources & Energy, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the period ended December 31, 2001 filed with the SEC of Adams Resources & Energy, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Adams Resources & Energy, Inc. filed with the SEC subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. 4. The Company received a letter dated July 31, 2002 from the Securities and Exchange Commission (the "Commission") containing comments on the Company's (i) Form 10-K for the fiscal year ended December 31, 2001, (ii) Form 10-Q for the quarter ended March 31, 2002, and (iii) Schedule 14A filed with the Commission on April 5, 2002. The Company is in the process of responding to the Commission's comments on a timely basis. Although, I have no reason to believe that my statement in paragraph 1 hereof is incorrect, I will file an amended statement after the Company and the Commission have resolved the issues raised by the Commission's comments. ------------------------------------------- K. S. ADAMS, JR. August 13, 2002 Subscribed and sworn to before me this ___ day of ______________, 2002. ------------------------------------------- Notary Public in and for the State of Texas EX-99.2 4 h99234exv99w2.txt STATEMENT UNDER OATH OF RICHARD B. ABSHIRE EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Richard B. Abshire, state and attest that: 1. To the best of my knowledge, subject to the exception set out in paragraph 4 of this statement, based upon a review of the covered reports of Adams Resources & Energy, Inc. (the "Company") and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the period ended December 31, 2001 filed with the SEC of Adams Resources & Energy, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Adams Resources & Energy, Inc. filed with the SEC subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. 4. The Company received a letter dated July 31, 2002 from the Securities and Exchange Commission (the "Commission") containing comments on the Company's (i) Form 10-K for the fiscal year ended December 31, 2001, (ii) Form 10-Q for the quarter ended March 31, 2002, and (iii) Schedule 14A filed with the Commission on April 5, 2002. The Company is in the process of responding to the Commission's comments on a timely basis. Although, I have no reason to believe that my statement in paragraph 1 hereof is incorrect, I will file an amended statement after the Company and the Commission have resolved the issues raised by the Commission's comments. ------------------------------------------- RICHARD B. ABSHIRE August 13, 2002 Subscribed and sworn to before me this ____ day of _____________, 2002. ------------------------------------------- Notary Public in and for the State of Texas -----END PRIVACY-ENHANCED MESSAGE-----