-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J8ybkLHmc3g1BHK4jeul+T+Y2mrBFL/LKKgNf9FbrCeEzo2Yt1chVZxN8KL2CT3Q hAXJicsg3WdoZsW1ssx2Eg== 0000898430-01-501625.txt : 20010808 0000898430-01-501625.hdr.sgml : 20010808 ACCESSION NUMBER: 0000898430-01-501625 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010730 FILED AS OF DATE: 20010807 COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] OWNER IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: XTRA CORP /DE/ CENTRAL INDEX KEY: 0000217591 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 060954158 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07654 FILM NUMBER: 1699869 BUSINESS ADDRESS: STREET 1: 200 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032211005 MAIL ADDRESS: STREET 1: 200 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 3 1 d3.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Berkshire Hathaway Inc. ---------------------------------------------------------------------------- (Last) (First) (Middle) 1440 Kiewit Plaza ---------------------------------------------------------------------------- (Street) Omaha Nebraska 68131 ---------------------------------------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) July 30, 2001 -------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) -------------- 4. Issuer Name and Ticker or Trading Symbol XTRA Corporation (XTR) ----------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ___ Director ___ Officer X 10% Owner ___ Other --- (give title below) (specify below) ---------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) ---------------------------- 7. Individual or Joint Group Filing (Check Applicable Line) ____ Form Filed by One Reporting Person X Form filed by More than One Reporting Person ---- - -------------------------------------------------------------------------------- TABLE I--NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
- -------------------------------------------------------------------------------- 1. Title 2. Amount of 3. Ownership Form: 4. Nature of of Securities Bene- Direct (D) or Indirect Bene- Security ficially Owned Indirect (I) ficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - -------------------------------------------------------------------------------- Common Stock 0** N/A** N/A** - -------------------------------------------------------------------------------- **See footnote (1) below. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - --------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reported person, see Instruction 5(b)(v). Page 1 of 3 FORM 3 (continued) TABLE II--DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of In- Security (Instr. 4) cisable and Underlying Derivative Security or Form of direct Bene- Expiration (Instr. 4) Exercise Derivative ficial Date Price Security: Ownership (Month/Day/ of Direct (D) (Instr. 5) Year) Derivative or In- ---------------------------------------------------- Security direct (I) Date Expira- Amount or (Instr. 5) Exer- tion Title Number of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) In connection with the offer by BX Merger Sub Inc., a Delaware corporation ("Purchaser") and wholly owned subsidiary of Bershire Hathaway, Inc., a Delaware corporation ("Berkshire"), to purchase all of the outstanding shares of common stock of XTRA Corporation, a Delaware corporation (the "Company"), Purchaser, Berkshire, and certain stockholders of the Company (the "Stockholders") entered into a Stockholders Agreement, dated July 30, 2001. As a result of the Stockholders Agreement, Purchaser, Berkshire and Warren E. Buffett, who may be deemed to control Berkshire, may be deemed to be beneficial owners, for purposes of determining status as a 10% holder, of the 3,175,594 shares of the Company's common stock owned by the Stockholders. Purchaser and Berkshire do not presently have any pecuniary interest in these shares of common stock. The Stockholders Agreement was attached as an exhibit to the Current Report on Form 8-K filed by the Company on July 31, 2001, and is incorporated herein by reference. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). See attached signature page August 7, 2001 - ------------------------------- ------------------ **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 3 Joint Filer Information ----------------------- - -------------------------------------------------------------------------------- Name: BX Merger Sub Inc. Address: 1440 Kiewit Plaza Omaha, Nebraska 68131 Designated Filer: Berkshire Hathaway Inc. Issuer and Ticker Symbol: XTRA Corporation (XTR) Date of Event Requiring Statement: July 30, 2001 Name: Warren E. Buffett Address: 1440 Kiewit Plaza Omaha, Nebraska 68131 Designated Filer: Berkshire Hathaway Inc. Issuer and Ticker Symbol: XTRA Corporation (XTR) Date of Event Requiring Statement: July 30, 2001 - -------------------------------------------------------------------------------- Signatures of Reporting Persons ------------------------------- Berkshire Hathaway Inc. /s/ Marc D. Hamburg /s/ Warren E. Buffett - --------------------------------------- ----------------------------------- By: Marc D. Hamburg Warren E. Buffett Its: Vice President and Chief Financial Officer BX Merger Sub Inc. /s/ Marc D. Hamburg - --------------------------------------- By: Marc D. Hamburg Its: President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----