<SEC-DOCUMENT>0001628280-20-001975-index.html : 20200601 <SEC-HEADER>0001628280-20-001975.hdr.sgml : 20200601 <ACCEPTANCE-DATETIME>20200221170229 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001628280-20-001975 CONFORMED SUBMISSION TYPE: 485APOS PUBLIC DOCUMENT COUNT: 29 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Variable Funds Trust CENTRAL INDEX KEY: 0000217087 IRS NUMBER: 480873454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1933 Act SEC FILE NUMBER: 002-59353 FILM NUMBER: 20640972 BUSINESS ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SBL FUND DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Variable Funds Trust CENTRAL INDEX KEY: 0000217087 IRS NUMBER: 480873454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485APOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-02753 FILM NUMBER: 20640971 BUSINESS ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SBL FUND DATE OF NAME CHANGE: 19920703 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010053 <SERIES-NAME>SERIES A (STYLEPLUS - LARGE CORE SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027852 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010054 <SERIES-NAME>SERIES O (ALL CAP VALUE SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027853 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010055 <SERIES-NAME>SERIES P (HIGH YIELD SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027854 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010056 <SERIES-NAME>SERIES Q (SMALL CAP VALUE SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027855 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010058 <SERIES-NAME>SERIES V (SMID CAP VALUE SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027857 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010060 <SERIES-NAME>SERIES X (STYLEPLUS - SMALL GROWTH SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027859 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010061 <SERIES-NAME>SERIES Y (STYLEPLUS - LARGE GROWTH SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027860 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010062 <SERIES-NAME>SERIES Z (ALPHA OPPORTUNITY SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027861 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010063 <SERIES-NAME>SERIES B (LARGE CAP VALUE SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027862 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010065 <SERIES-NAME>SERIES D (WORLD EQUITY INCOME SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027864 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010066 <SERIES-NAME>SERIES E (TOTAL RETURN BOND SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027865 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010069 <SERIES-NAME>SERIES J (STYLEPLUS - MID GROWTH SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027868 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000010070 <SERIES-NAME>SERIES N (MANAGED ASSET ALLOCATION SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000027869 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000217087 <SERIES-ID>S000040553 <SERIES-NAME>SERIES F (FLOATING RATE STRATEGIES SERIES) <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000125779 <CLASS-CONTRACT-NAME>A </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485APOS <SEQUENCE>1 <FILENAME>gvft22020485aposannualupdoc.htm <DESCRIPTION>485APOS <TEXT> Document 1 - file: gvft22020485aposannualupdoc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A) <SEQUENCE>2 <FILENAME>guggenheim-gvftdotapproved.htm <DESCRIPTION>EXHIBIT 99.(A) <TEXT> Document 2 - file: guggenheim-gvftdotapproved.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(B) <SEQUENCE>3 <FILENAME>guggenheim-gvftbyxlawsappr.htm <DESCRIPTION>EXHIBIT 99.(B) <TEXT> Document 3 - file: guggenheim-gvftbyxlawsappr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(H)(2) <SEQUENCE>4 <FILENAME>si-expenselimitationagreem.htm <DESCRIPTION>EXHIBIT 99.(H)(2) <TEXT> Document 4 - file: si-expenselimitationagreem.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(H)(5) <SEQUENCE>5 <FILENAME>gvftgpimunderlyingserieswa.htm <DESCRIPTION>EXHIBIT 99.(H)(5) <TEXT> Document 5 - file: gvftgpimunderlyingserieswa.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(H)(6) <SEQUENCE>6 <FILENAME>gvftsiunderlyingserieswaiv.htm <DESCRIPTION>EXHIBIT 99.(H)(6) <TEXT> Document 6 - file: gvftsiunderlyingserieswaiv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(P)(2) <SEQUENCE>7 <FILENAME>gpimcodeofethicsjanuary120.htm <DESCRIPTION>EXHIBIT 99.(P)(2) <TEXT> Document 7 - file: gpimcodeofethicsjanuary120.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>chart-5f484c423d085322a07.jpg <TEXT> Document 9 - file: chart-5f484c423d085322a07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>chart-7badff2a04fd52f396b.jpg <TEXT> Document 10 - file: chart-7badff2a04fd52f396b.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>chart-8a27d5a0641a540180b.jpg <TEXT> Document 11 - file: chart-8a27d5a0641a540180b.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>chart-8c5b2e31d5f45ba1803.jpg <TEXT> Document 12 - file: chart-8c5b2e31d5f45ba1803.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>chart-55f5245d85395cb4837.jpg <TEXT> Document 13 - file: chart-55f5245d85395cb4837.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>chart-73af237fa1175445a75.jpg <TEXT> Document 14 - file: chart-73af237fa1175445a75.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>chart-92fc31dfb47d56aaaec.jpg <TEXT> Document 15 - file: chart-92fc31dfb47d56aaaec.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>chart-2969e32cf0cf5da09f9.jpg <TEXT> Document 16 - file: chart-2969e32cf0cf5da09f9.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>chart-6878e47617b55b979ca.jpg <TEXT> Document 17 - file: chart-6878e47617b55b979ca.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>chart-ce00ebd7cd43560987e.jpg <TEXT> Document 18 - file: chart-ce00ebd7cd43560987e.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>chart-cf3f2361112857fa9c2.jpg <TEXT> Document 19 - file: chart-cf3f2361112857fa9c2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>chart-d7913cc023d05473a5a.jpg <TEXT> Document 20 - file: chart-d7913cc023d05473a5a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>chart-e3f978b69c545dd9b2f.jpg <TEXT> Document 21 - file: chart-e3f978b69c545dd9b2f.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>chart-f0909f48f1f1515883a.jpg <TEXT> Document 22 - file: chart-f0909f48f1f1515883a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>gpimcodeofethicsjanua_image2.gif <TEXT> Document 23 - file: gpimcodeofethicsjanua_image2.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>guggenheimcodeofethics.jpg <TEXT> Document 24 - file: guggenheimcodeofethics.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>guggenheimlogoa02a78.jpg <TEXT> Document 25 - file: guggenheimlogoa02a78.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>guggenheimlogoa02a79.jpg <TEXT> Document 26 - file: guggenheimlogoa02a79.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>guggenheimlogoe64.jpg <TEXT> Document 27 - file: guggenheimlogoe64.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>guggenheimlogoe65.jpg <TEXT> Document 28 - file: guggenheimlogoe65.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>innovativesolutionsendurings.jpg <TEXT> Document 29 - file: innovativesolutionsendurings.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>30 <FILENAME>filename30.htm <TEXT> Document 30 - file: filename30.htm
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