-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZE6qqdPQZjQfx1x1jm73lb/4/AZgf/AOL36JIttO0S4CxiUdkymeyle11WwK2X+ MaFtuquyOTi93n9R4lOc+Q== 0001209191-07-005150.txt : 20070125 0001209191-07-005150.hdr.sgml : 20070125 20070125142722 ACCESSION NUMBER: 0001209191-07-005150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070123 FILED AS OF DATE: 20070125 DATE AS OF CHANGE: 20070125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLICA INC CENTRAL INDEX KEY: 0000217084 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 591028301 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 MIAMI LAKES DR CITY: MIAMI LAKES STATE: FL ZIP: 33014 BUSINESS PHONE: 3053622611 MAIL ADDRESS: STREET 1: 5980 MIAMI LAKES DRIVE CITY: MIAMI LAKES STATE: FL ZIP: 33014 FORMER COMPANY: FORMER CONFORMED NAME: WINDMERE DURABLE HOLDINGS INC DATE OF NAME CHANGE: 19970224 FORMER COMPANY: FORMER CONFORMED NAME: WINDMERE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SAVE WAY INDUSTRIES INC DATE OF NAME CHANGE: 19830815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOPKINS J MAURICE CENTRAL INDEX KEY: 0001231743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10177 FILM NUMBER: 07552505 MAIL ADDRESS: STREET 1: 5980 MIAMI LAKES DRIVE CITY: MIAMI LAKES STATE: FL ZIP: 33014 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-23 1 0000217084 APPLICA INC APN 0001231743 HOPKINS J MAURICE 3633 FLAMINGO ROAD MIRAMAR FL 33027 1 0 0 0 Common Stock, par value $0.10 per share 2007-01-23 4 D 0 10000 0.00 D 0 D Common Stock, par value $0.10 per share 2007-01-23 4 D 0 500 0.00 D 0 I By grandson Common Stock, par value $0.10 per share 2007-01-23 4 D 0 500 0.00 D 0 I By granddaughter Option (right to buy) 2.86 2007-01-23 4 D 0 1500 0.00 D 2006-06-01 2015-06-01 Common Stock 1500 0 D Option (right to buy) 4.10 2007-01-23 4 D 0 1500 0.00 D 2007-06-01 2016-06-01 Common Stock 1500 0 D Option (right to buy) 6.10 2007-01-23 4 D 0 1500 0.00 D 2004-06-01 2013-06-01 Common Stock 1500 0 D Pursuant to the terms of the Agreement and Plan of Merger dated October 19, 2006, as subsequently amended, between Applica Incorported and affiliates of Harbinger Capital Partners, at the effective time of the merger contemplated therein, each outstanding share of Applica common stock was cancelled and converted into the right to receive $8.25 in cash, without interest. Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each stock option to purchase shares of Applica common stock that was outstanding and unexercised immediately prior to the effective time of the merger, whether or not vested, was cancelled and converted into the right to receive an amount in cash equal to the excess, if any, of $8.25 over the exercise price per share of such stock option. This option was granted pursuant to the issuer's stock option plan, which complies with the requirements for exemption set forth in Rule 16b-3 of the Securities Exchange Act of 1934. /s/ J. Maurice Hopkins 2007-01-23 -----END PRIVACY-ENHANCED MESSAGE-----