-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VfGkPY9jINWd0h9F+sFZlb2Z7q9kvYyXq9Y4JLIXrS9MZkuDaKzpSRGxsUnBD5G7 3PAmox3I6P+bbz2AKp9Cbw== 0000950144-06-011608.txt : 20061219 0000950144-06-011608.hdr.sgml : 20061219 20061219081247 ACCESSION NUMBER: 0000950144-06-011608 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20061218 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLICA INC CENTRAL INDEX KEY: 0000217084 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 591028301 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10177 FILM NUMBER: 061285077 BUSINESS ADDRESS: STREET 1: 5980 MIAMI LAKES DR CITY: MIAMI LAKES STATE: FL ZIP: 33014 BUSINESS PHONE: 3053622611 MAIL ADDRESS: STREET 1: 5980 MIAMI LAKES DRIVE CITY: MIAMI LAKES STATE: FL ZIP: 33014 FORMER COMPANY: FORMER CONFORMED NAME: WINDMERE DURABLE HOLDINGS INC DATE OF NAME CHANGE: 19970224 FORMER COMPANY: FORMER CONFORMED NAME: WINDMERE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SAVE WAY INDUSTRIES INC DATE OF NAME CHANGE: 19830815 8-K 1 g04760ae8vk.htm APPLICA INCORPORATED Applica Incorporated
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): December 18, 2006
APPLICA INCORPORATED
 
(Exact name of Registrant as specified in its charter)
Commission File Number 1-10177
     
Florida   59-1028301
     
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification Number)
     
3633 Flamingo Road, Miramar, Florida   33027
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (954) 883-1000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
     o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 8.01. Other Events.
     On December 18, 2006, NACCO Industries, Inc. filed a complaint in the United States District Court, Northern District of Ohio, Eastern Division against Applica, Harbinger Capital Partners and certain of its affiliates alleging violations of various securities laws and regulations. The complaint seeks declaratory and injunctive relief, including, but not limited to, enjoining Harbinger Capital Partners from proceeding with its proposed acquisition of Applica, ordering Applica to correct alleged material misstatements and omissions in its proxy statement dated December 4, 2006, and enjoining Applica from proceeding with the proposed merger with affiliates of Harbinger. Applica believes that the action is without merit and intends to vigorously defend the lawsuit.
     The statements contained herein and in the attached press release that are not historical facts are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. These forward-looking statements are made subject to certain risks and uncertainties, which could cause actual results to differ materially from those presented in these forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date hereof. Applica undertakes no obligation to publicly revise these forward-looking statements to reflect events or circumstances that arise after the date hereof. Among the factors that could cause plans, actions and results to differ materially from current expectations are, without limitation, the uncertainty as to the outcome of the pending litigation and the impact of the pending litigation on the proposed merger with Harbinger, as well as other risks and uncertainties detailed from time to time in Applica’s Securities and Exchange Commission (“SEC”) filings.
     Applica Incorporated and its subsidiaries are marketers and distributors of a broad range of branded and private-label small household appliances. Applica markets and distributes kitchen products, home products, pest control products, pet care products and personal care products. Applica markets products under licensed brand names, such as Black & Decker®, its own brand names, such as Windmere®, LitterMaid®, Belson® and Applica®, and other private-label brand names. Applica’s customers include mass merchandisers, specialty retailers and appliance distributors primarily in North America, Latin America and the Caribbean. Additional information regarding Applica is available at www.applicainc.com.
     In connection with the proposed transaction with Harbinger Capital Partners, Applica has filed a definitive proxy statement and proxy supplement with the SEC. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE DEFINITIVE PROXY STATEMENT, THE PROXY SUPPLEMENT AND ANY OTHER RELEVANT DOCUMENTS FILED WITH THE SEC IN CONNECTION WITH THE PROPOSED TRANSACTION BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT APPLICA, THE PROPOSED TRANSACTION AND RELATED MATTERS. The definitive proxy statement and proxy supplement have been mailed to Applica shareholders.
     Investors and security holders may obtain free copies of these documents as they become available through the website maintained by the SEC at www.sec.gov. In addition, the documents filed with the SEC may be obtained free of charge by directing such requests to Applica Incorporated, 3633 Flamingo Road, Miramar, Florida 33027, Attention: Investor Relations ((954) 883-1000), or from Applica Incorporated’s website at www.applicainc.com.

2


 

     Applica Incorporated and its directors, executive officers and certain other members of Applica management may be deemed to be participants in the solicitation of proxies from Applica shareholders with respect to the proposed transaction. Information regarding the interests of these officers and directors in the proposed transaction has been included in the proxy statement filed with the SEC. In addition, information about Applica’s directors, executive officers and members of management is contained in Applica’s most recent proxy statement and annual report on Form 10-K, which are available on Applica’s website and at www.sec.gov.
Item 9.01. Financial Statements and Exhibits.
     (c) Exhibits. A copy of the press release announcing the NACCO lawsuit is attached as Exhibit 99 to this report.

3


 

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
         
Date: December 19, 2006   Applica Incorporated
 
 
  By:   /s/ Terry Polistina    
    Terry Polistina, Senior Vice President and Chief  
    Financial Officer of Applica Incorporated   

4


 

         
Exhibit Index
     
Exhibit No.
  Description
 
   
 
   
99
  Applica Incorporated Press Release dated December 19, 2006

5

EX-99 2 g04760aexv99.htm PRESS RELEASE Press Release
 

(applica)
FOR IMMEDIATE RELEASE
         
 
  Contact:   Investor Relations Department (954) 883-1000 investor.relations@applicamail.com
Second Lawsuit Filed Against Applica Incorporated by NACCO Industries, Inc.;
Applica Intends to Vigorously Defend Litigation
     Miramar, Florida (December 19, 2006) — Applica Incorporated (NYSE: APN) today announced that NACCO Industries, Inc. filed a complaint in the United States District Court, Northern District of Ohio, Eastern Division against Applica, Harbinger Capital Partners and certain of its affiliates alleging violations of various securities laws and regulations. The complaint seeks declaratory and injunctive relief, including, but not limited to, enjoining Harbinger Capital Partners from proceeding with its proposed acquisition of Applica, ordering Applica to correct alleged material misstatements and omissions in its proxy statement dated December 4, 2006, and enjoining Applica from proceeding with the proposed merger with affiliates of Harbinger.
     On December 15, 2006, Applica announced that it had entered into an amendment to its merger agreement with affiliates of Harbinger Capital Partners that provides for Applica shareholders to receive $6.50 per share in cash, without interest, if the Harbinger merger is completed. Harbinger Capital Partners is Applica’s largest shareholder, with ownership of an aggregate of 9,830,800 shares or approximately 40% of the common stock of Applica.
     Applica believes that the action is without merit and intends to vigorously defend the lawsuit.
     Applica Incorporated and its subsidiaries are marketers and distributors of a broad range of branded and private-label small household appliances. Applica markets and distributes kitchen products, home products, pest control products, pet care products and personal care products. Applica markets products under licensed brand names, such as Black & Decker®, its own brand names, such as Windmere®, LitterMaid®, Belson® and Applica®, and other private-label brand names. Applica’s customers include mass merchandisers, specialty retailers and appliance distributors primarily in North America, Latin America and the Caribbean. Additional information regarding Applica is available at www.applicainc.com.
     In connection with the proposed transaction with Harbinger Capital Partners, Applica has filed a definitive proxy statement and proxy supplement with the SEC. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE DEFINITIVE PROXY STATEMENT, THE PROXY SUPPLEMENT AND ANY OTHER RELEVANT DOCUMENTS FILED WITH THE SEC IN CONNECTION WITH THE PROPOSED TRANSACTION BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT APPLICA, THE PROPOSED TRANSACTION AND RELATED MATTERS. The definitive proxy statement and proxy supplement have been mailed to Applica shareholders.
     Investors and security holders may obtain free copies of these documents as they become available through the website maintained by the SEC at www.sec.gov. In addition, the documents filed with the SEC may be obtained free of charge by directing such requests to Applica Incorporated, 3633 Flamingo Road, Miramar, Florida 33027, Attention: Investor Relations ((954) 883-1000), or from Applica Incorporated’s website at www.applicainc.com.

 


 

     Applica Incorporated and its directors, executive officers and certain other members of Applica management may be deemed to be participants in the solicitation of proxies from Applica shareholders with respect to the proposed transaction. Information regarding the interests of these officers and directors in the proposed transaction has been included in the proxy statement filed with the SEC. In addition, information about Applica’s directors, executive officers and members of management is contained in Applica’s most recent proxy statement and annual report on Form 10-K, which are available on Applica’s website and at www.sec.gov.

 

GRAPHIC 3 g04760ag04760a01.gif GRAPHIC begin 644 g04760ag04760a01.gif M1TE&.#EA!`%D`/<``````(````"``("`````@(``@`"`@,#`P,#']_?X>'AXV):H^/CY&-;Y207EYB4>)N8?9^<@9^?GZ.?AJ:C MBZ>GIZJGD*VJE*^OK[&NF;6RGK>WM[BVHKRYI[^]K+^_O\!8%L)='U=_?W^+AVN.VF>;EWN?`I^?GY^G%K^GIX^O+MNWLZ._5Q>_O[_'P M[//@T_3T\?7EVO?JXO?W]_CX]OGOZ?OU\/O[^OWZ^/___P`````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M`````````````````````````````````````````/_[\*"@I("`@/\```#_ M`/__````__\`_P#______R'Y!```````+``````$`60`AP```(````"``("` M````@(``@`"`@,#`P,#']_?X>'AXV):H^/CY&-;Y20 M7EYB4>)N8?9^<@9^?GZ.?AJ:CBZ>GIZJGD*VJE*^OK[&NF;6RGK>WM[BV MHKRYI[^]K+^_O\!8%L)='U=_?W^+AVN.VF>;EWN?`I^?G MY^G%K^GIX^O+MNWLZ._5Q>_O[_'P[//@T_3T\?7EVO?JXO?W]_CX]OGOZ?OU M\/O[^OWZ^/___P`````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M```````````````````````````````````````````````````````````` M`````````/_[\*"@I("`@/\```#_`/__````__\`_P#______PC^`,$('$BP MH,&#"!,J7,BPH<.'$"-*G$BQHL6+&#-JW,BQH\>/($.*'$FRI,F3*"=N4:*$ M1XZ7,%3(5#'"@\V;.&VBF*GBY'&&Z(DD M*]R_@"DJ"9NWL&'#(USX:!NXL>.!4':H.$RYVOLW/(F(GBM8<5FE4+Y[C%1V_?.$>H:/&2 MI5"03'"[4!'B,`@72(9KI\@$!@CD)9C^(WG.%6D.%R?RDMB!>KM[A$;2DSX! MXZJ7U$R,A/UN%H2,]N^]Q\1DHJ%@`Q+W!0A&9`22Y1^`"J9610N6C1"#$9M% M>)`2-L@750@Y)*CA8U[(P)]A)^1`WH@*5<%#@T^1D!V+@3%15V$E\%`%C1%= M85Q4,(C((U<[G'@7"#`P,61%K-7D5`E*+FG4%BL41H(/&4IIT1`>XN2#ED-5 M<:-=)`0!YD;Q.97#F29=X=I9(YC))D=(P.C!FG.&Y,5Q=MD@9)X:&>&D33P` M^I$+=XT0I:$=48F3$8QNQ,-=,&09:4<^\#<"A)?V.*B#`O7]U)=%=3!XV#T(%[3A!6%QQ!%-,#Y0#$^%P-A0 M$CP`-L0<6$ZUYPT%P;4')51;DA,`<-!#V!*H7C;K#4$QIDTGR#Z2"`#H`$;/ M$#NAVN41\^Z0%Z#G=,*^(%%`.!C]0LQR:LP/[;Q"4-BIJ$E4+*"!0"R$7<'R MJW_O4)HW@>`G20_/()`6"T"\@-04:3'##/RC"!5F4#F%=$\C22!@1'3POXW- M*0AO.L&*/F*!!A"$`F'K5D%,X"YWQ"%Q("_H&0,ZH"XB=$"08S/(!_)'`1,D88#9 M&UP4"3*#U,W``JG[68"8@"B;@,B*%DE?(@42.(A9,"&11-<,=+"`20[D=@!@ M0`$)@CP6IH`!,A0(\0`0`3P*A(9YU-Y!.K:`60J$"E_4X$`R@*[S%20%/J.D M)3E0@1>D8$17V$%H0F`#ZDT$`U$K2"WC93R$I%)L$7`E02R`+@<\D980ZP$# MRDD0_*%K?<'^W%T^_:C(>,W-('%K@/+0%R]G$J24\7HG&"JY4`Z80`)"U!`3 M8A`:[%R1`9I$8=A29TZ760`ADF.8."%F@3\*I`+Q^M=`@+E281*D!VVDYT!V MB:X32B!>##`(0FLZD`2"(8%:4.:0I)"#L9"`!]YD2,:N69",0>P!J-3?0`T" M37X.9)R\C"JZ%C!5EO[2I0-A)[IR6A`BM!$`_Z3=P(SY4[!>J@I!@`$)@)-4 MA&1@?SP\*[H46I!S9K2I`XL`/`?&U(.DTJ!>?:-;88DNJ!8DI/XD)<1RV=:5 M\0JN,)#-!!)4- MHHT7/JDK7IIB#B,'_AX1!$?B_0Z$PJ0-VSOOJ]42ZK=N&P0K>DW\D*!R@`(W M%1R"DU;'%SC8P;0=&%E5"\8*0VS%$,/OP*['8:O"E\8,<<(&K,L`#'"``RH3 M+^LD@%V$;/>#R8UOBH]LWR2WN+$O_G#^FG]-WWO5$X0*&,B?Z3C:@`$'4+X@ M6DBYD$^H!916>\?N>PB*>QA@"FS`[2/M-QB(%E+0?H=&=.[M MMP$I$%$]9`$5P`%3E7X6@6(1(6@*.#$,"!$.^(#W$H$/,8$4""T6Z!`8F('& MLH$-T8$>R"L@R!`B.(*R4H(+<8(H>"HJJ!`LV(*=\H()$8,R&"DTB!`V>(.& MDH,'L8,\""8)]#_FIW`,QA`]P&!1ITK_DW]!*"5Y5F(`P!`?)WM/>(58F(5: BN(5^(5@&(9B.(9D6(9F>(9HF(9JN(9LV(8T$A``.S\_ ` end
-----END PRIVACY-ENHANCED MESSAGE-----