N-PX 1 a_28_npx.htm PUTNAM EQUITY INCOME FUND

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY



INVESTMENT COMPANY ACT FILE NUMBER: 811-02742

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Equity Income Fund

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 11/30

DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020


Putnam Equity Income Fund

 
ABBVIE INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  ABBV
Security ID:  00287Y109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert J. Alpern Management For For
1.2 Elect Director Edward M. Liddy Management For For
1.3 Elect Director Melody B. Meyer Management For For
1.4 Elect Director Frederick H. Waddell Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Eliminate Supermajority Vote Requirement Management For For
5 Report on Lobbying Payments and Policy Shareholder Against Against
6 Require Independent Board Chairman Shareholder Against Against
7 Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation Shareholder Against Against
 
ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL
Ticker:  ATVI
Security ID:  00507V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Reveta Bowers Management For For
1b Elect Director Robert Corti Management For For
1c Elect Director Hendrik Hartong, III Management For For
1d Elect Director Brian Kelly Management For For
1e Elect Director Robert Kotick Management For For
1f Elect Director Barry Meyer Management For For
1g Elect Director Robert Morgado Management For For
1h Elect Director Peter Nolan Management For For
1i Elect Director Dawn Ostroff Management For For
1j Elect Director Casey Wasserman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Political Contributions Disclosure Shareholder Against For
 
ALBEMARLE CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  ALB
Security ID:  012653101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
2a Elect Director Mary Lauren Brlas Management For For
2b Elect Director Luther C. Kissam, IV Management For For
2c Elect Director J. Kent Masters Management For For
2d Elect Director Glenda J. Minor Management For For
2e Elect Director James J. O'Brien Management For For
2f Elect Director Diarmuid B. O'Connell Management For For
2g Elect Director Dean L. Seavers Management For For
2h Elect Director Gerald A. Steiner Management For For
2i Elect Director Holly A. Van Deursen Management For For
2j Elect Director Alejandro D. Wolff Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
AMEREN CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  AEE
Security ID:  023608102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Warner L. Baxter Management For For
1b Elect Director Cynthia J. Brinkley Management For For
1c Elect Director Catherine S. Brune Management For For
1d Elect Director J. Edward Coleman Management For For
1e Elect Director Ward H. Dickson Management For For
1f Elect Director Noelle K. Eder Management For For
1g Elect Director Ellen M. Fitzsimmons Management For For
1h Elect Director Rafael Flores Management For For
1i Elect Director Richard J. Harshman Management For For
1j Elect Director Craig S. Ivey Management For For
1k Elect Director James C. Johnson Management For For
1l Elect Director Steven H. Lipstein Management For For
1m Elect Director Stephen R. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  AEP
Security ID:  025537101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Nicholas K. Akins Management For For
1.2 Elect Director David J. Anderson Management For For
1.3 Elect Director J. Barnie Beasley, Jr. Management For For
1.4 Elect Director Ralph D. Crosby, Jr. Management For For
1.5 Elect Director Art A. Garcia Management For For
1.6 Elect Director Linda A. Goodspeed Management For For
1.7 Elect Director Thomas E. Hoaglin Management For For
1.8 Elect Director Sandra Beach Lin Management For For
1.9 Elect Director Margaret M. McCarthy Management For For
1.10 Elect Director Richard C. Notebaert Management For For
1.11 Elect Director Stephen S. Rasmussen Management For For
1.12 Elect Director Oliver G. Richard, III Management For For
1.13 Elect Director Sara Martinez Tucker Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL
Ticker:  AIG
Security ID:  026874784
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director W. Don Cornwell Management For For
1b Elect Director Brian Duperreault Management For For
1c Elect Director John H. Fitzpatrick Management For For
1d Elect Director William G. Jurgensen Management For For
1e Elect Director Christopher S. Lynch Management For For
1f Elect Director Henry S. Miller Management For For
1g Elect Director Linda A. Mills Management For For
1h Elect Director Thomas F. Motamed Management For For
1i Elect Director Peter R. Porrino Management For For
1j Elect Director Amy L. Schioldager Management For For
1k Elect Director Douglas M. Steenland Management For For
1l Elect Director Therese M. Vaughan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Securities Transfer Restrictions Management For For
4 Ratify NOL Rights Plan (NOL Pill) Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas A. Bartlett Management For For
1b Elect Director Raymond P. Dolan Management For For
1c Elect Director Robert D. Hormats Management For For
1d Elect Director Gustavo Lara Cantu Management For For
1e Elect Director Grace D. Lieblein Management For For
1f Elect Director Craig Macnab Management For For
1g Elect Director JoAnn A. Reed Management For For
1h Elect Director Pamela D.A. Reeve Management For For
1i Elect Director David E. Sharbutt Management For For
1j Elect Director Bruce L. Tanner Management For For
1k Elect Director Samme L. Thompson Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions and Expenditures Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
AMGEN INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Robert A. Bradway Management For For
1c Elect Director Brian J. Druker Management For For
1d Elect Director Robert A. Eckert Management For For
1e Elect Director Greg C. Garland Management For For
1f Elect Director Fred Hassan Management For For
1g Elect Director Charles M. Holley, Jr. Management For For
1h Elect Director Tyler Jacks Management For For
1i Elect Director Ellen J. Kullman Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
ANADARKO PETROLEUM CORPORATION
Meeting Date:  AUG 08, 2019
Record Date:  JUL 11, 2019
Meeting Type:  SPECIAL
Ticker:  APC
Security ID:  032511107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger Management For For
2 Advisory Vote on Golden Parachutes Management For Against
 
APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Andrea Jung Management For For
1e Elect Director Art Levinson Management For For
1f Elect Director Ron Sugar Management For For
1g Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against Against
5 Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation Shareholder Against Against
6 Report on Freedom of Expression and Access to Information Policies Shareholder Against Against
 
APTIV PLC
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  APTV
Security ID:  G6095L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Kevin P. Clark Management For For
2 Elect Director Nancy E. Cooper Management For For
3 Elect Director Nicholas M. Donofrio Management For For
4 Elect Director Rajiv L. Gupta Management For For
5 Elect Director Joseph L. Hooley Management For For
6 Elect Director Sean O. Mahoney Management For For
7 Elect Director Paul M. Meister Management For Against
8 Elect Director Robert K. Ortberg Management For For
9 Elect Director Colin J. Parris Management For For
10 Elect Director Ana G. Pinczuk Management For For
11 Elect Director Lawrence A. Zimmerman Management For For
12 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
13 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ASSURED GUARANTY LTD.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  AGO
Security ID:  G0585R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Francisco L. Borges Management For For
1b Elect Director G. Lawrence Buhl Management For For
1c Elect Director Dominic J. Frederico Management For For
1d Elect Director Bonnie L. Howard Management For For
1e Elect Director Thomas W. Jones Management For For
1f Elect Director Patrick W. Kenny Management For For
1g Elect Director Alan J. Kreczko Management For For
1h Elect Director Simon W. Leathes Management For For
1i Elect Director Michael T. O'Kane Management For For
1j Elect Director Yukiko Omura Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4aa Elect Howard W. Albert as Director of Assured Guaranty Re Ltd Management For For
4ab Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd Management For For
4ac Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd Management For For
4ad Elect Gary Burnet as Director of Assured Guaranty Re Ltd Management For For
4ae Elect Ling Chow as Director of Assured Guaranty Re Ltd Management For For
4af Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd Management For For
4ag Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd Management For For
4ah Elect Walter A. Scott as Director of Assured Guaranty Re Ltd Management For For
4B Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd Management For For
 
ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Dividends Management For For
3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
4 Authorise Board to Fix Remuneration of Auditors Management For For
5a Re-elect Leif Johansson as Director Management For For
5b Re-elect Pascal Soriot as Director Management For For
5c Re-elect Marc Dunoyer as Director Management For For
5d Re-elect Genevieve Berger as Director Management For For
5e Re-elect Philip Broadley as Director Management For For
5f Re-elect Graham Chipchase as Director Management For For
5g Elect Michel Demare as Director Management For For
5h Re-elect Deborah DiSanzo as Director Management For For
5i Re-elect Sheri McCoy as Director Management For For
5j Re-elect Tony Mok as Director Management For For
5k Re-elect Nazneen Rahman as Director Management For For
5l Re-elect Marcus Wallenberg as Director Management For For
6 Approve Remuneration Report Management For For
7 Approve Remuneration Policy Management For For
8 Authorise EU Political Donations and Expenditure Management For For
9 Authorise Issue of Equity Management For For
10 Authorise Issue of Equity without Pre-emptive Rights Management For For
11 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
12 Authorise Market Purchase of Ordinary Shares Management For For
13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
14 Approve Performance Share Plan Management For For
 
AT&T INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  00206R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Randall L. Stephenson Management For For
1.2 Elect Director Samuel A. Di Piazza, Jr. Management For For
1.3 Elect Director Richard W. Fisher Management For For
1.4 Elect Director Scott T. Ford Management For For
1.5 Elect Director Glenn H. Hutchins Management For For
1.6 Elect Director William E. Kennard Management For For
1.7 Elect Director Debra L. Lee Management For For
1.8 Elect Director Stephen J. Luczo Management For For
1.9 Elect Director Michael B. McCallister Management For For
1.10 Elect Director Beth E. Mooney Management For For
1.11 Elect Director Matthew K. Rose Management For For
1.12 Elect Director Cynthia B. Taylor Management For For
1.13 Elect Director Geoffrey Y. Yang Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
5 Approve Nomination of Employee Representative Director Shareholder Against Against
6 Improve Guiding Principles of Executive Compensation Shareholder Against Against
 
AXA SA
Meeting Date:  JUN 30, 2020
Record Date:  JUN 26, 2020
Meeting Type:  ANNUAL/SPECIAL
Ticker:  CS
Security ID:  F06106102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 0.73 per Share Management For For
4 Approve Compensation of Corporate Officers Management For For
5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For
6 Approve Compensation of Thomas Buberl, CEO Management For For
7 Approve Remuneration Policy of CEO Management For For
8 Approve Remuneration Policy of Chairman of the Board Management For For
9 Approve Remuneration Policy of Directors Management For For
10 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
11 Reelect Angelien Kemna as Director Management For For
12 Reelect Irene Dorner as Director Management For For
13 Elect Isabel Hudson as Director Management For For
14 Elect Antoine Gosset-Grainville as Director Management For For
15 Elect Marie-France Tschudin as Director Management For For
16 Elect Helen Browne as Director Shareholder For For
A Elect Jerome Amouyal as Director Shareholder Against Against
B Elect Constance Reschke as Director Shareholder Against Against
C Elect Bamba Sall as Director Shareholder Against Against
D Elect Bruno Guy-Wasier as Director Shareholder Against Against
E Elect Timothy Leary as Director Shareholder Against Against
F Elect Ashitkumar Shah as Director Shareholder Against Against
17 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
18 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
19 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries Management For For
20 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
21 Amend Article 10 of Bylaws Re: Employee Representatives Management For For
22 Authorize Filing of Required Documents/Other Formalities Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon L. Allen Management For For
1b Elect Director Susan S. Bies Management For For
1c Elect Director Jack O. Bovender, Jr. Management For For
1d Elect Director Frank P. Bramble, Sr. Management For For
1e Elect Director Pierre J.P. de Weck Management For For
1f Elect Director Arnold W. Donald Management For For
1g Elect Director Linda P. Hudson Management For For
1h Elect Director Monica C. Lozano Management For For
1i Elect Director Thomas J. May Management For For
1j Elect Director Brian T. Moynihan Management For For
1k Elect Director Lionel L. Nowell, III Management For For
1l Elect Director Denise L. Ramos Management For For
1m Elect Director Clayton S. Rose Management For For
1n Elect Director Michael D. White Management For For
1o Elect Director Thomas D. Woods Management For For
1p Elect Director R. David Yost Management For For
1q Elect Director Maria T. Zuber Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Proxy Access Right Shareholder Against Against
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Report on Gender Pay Gap Shareholder Against Against
7 Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices Shareholder Against Against
 
BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL
Ticker:  BAX
Security ID:  071813109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose "Joe" E. Almeida Management For For
1b Elect Director Thomas F. Chen Management For For
1c Elect Director John D. Forsyth Management For For
1d Elect Director James R. Gavin, III Management For For
1e Elect Director Peter S. Hellman Management For For
1f Elect Director Michael F. Mahoney Management For For
1g Elect Director Patricia B. Morrrison Management For For
1h Elect Director Stephen N. Oesterle Management For For
1i Elect Director Cathy R. Smith Management For For
1j Elect Director Thomas T. Stallkamp Management For For
1k Elect Director Albert P.L. Stroucken Management For For
1l Elect Director Amy A. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Provide Right to Act by Written Consent Shareholder Against Against
 
BB&T CORPORATION
Meeting Date:  JUL 30, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL
Ticker:  BBT
Security ID:  054937107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 SunTrust Merger-of-Equals Management For For
2 Company Name Change Management For For
3 Right to Adjourn Meeting Management For For
 
BECTON, DICKINSON AND COMPANY
Meeting Date:  JAN 28, 2020
Record Date:  DEC 09, 2019
Meeting Type:  ANNUAL
Ticker:  BDX
Security ID:  075887109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Catherine M. Burzik Management For For
1.2 Elect Director R. Andrew Eckert Management For For
1.3 Elect Director Vincent A. Forlenza Management For For
1.4 Elect Director Claire M. Fraser Management For For
1.5 Elect Director Jeffrey W. Henderson Management For For
1.6 Elect Director Christopher Jones Management For For
1.7 Elect Director Marshall O. Larsen Management For For
1.8 Elect Director David F. Melcher Management For For
1.9 Elect Director Thomas E. Polen Management For For
1.10 Elect Director Claire Pomeroy Management For For
1.11 Elect Director Rebecca W. Rimel Management For For
1.12 Elect Director Timothy M. Ring Management For For
1.13 Elect Director Bertram L. Scott Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For Against
5 Amend Omnibus Stock Plan Management For For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL
Ticker:  BJ
Security ID:  05550J101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Maile Clark Management For For
1.2 Elect Director Thomas A. Kingsbury Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Declassify the Board of Directors Management For For
 
BOSTON PROPERTIES, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL
Ticker:  BXP
Security ID:  101121101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Joel I. Klein Management For For
1b Elect Director Kelly A. Ayotte Management For For
1c Elect Director Bruce W. Duncan Management For For
1d Elect Director Karen E. Dykstra Management For For
1e Elect Director Carol B. Einiger Management For For
1f Elect Director Diane J. Hoskins Management For For
1g Elect Director Douglas T. Linde Management For For
1h Elect Director Matthew J. Lustig Management For For
1i Elect Director Owen D. Thomas Management For For
1j Elect Director David A. Twardock Management For For
1k Elect Director William H. Walton, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
BP PLC
Meeting Date:  MAY 27, 2020
Record Date:  MAY 22, 2020
Meeting Type:  ANNUAL
Ticker:  BP
Security ID:  G12793108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Remuneration Policy Management For For
4(a) Elect Bernard Looney as Director Management For For
4(b) Re-elect Brian Gilvary as Director Management For For
4(c) Re-elect Dame Alison Carnwath as Director Management For For
4(d) Re-elect Pamela Daley as Director Management For For
4(e) Re-elect Sir Ian Davis as Director Management For For
4(f) Re-elect Dame Ann Dowling as Director Management For For
4(g) Re-elect Helge Lund as Director Management For For
4(h) Re-elect Melody Meyer as Director Management For For
4(i) Re-elect Brendan Nelson as Director Management For For
4(j) Re-elect Paula Reynolds as Director Management For For
4(k) Re-elect Sir John Sawers as Director Management For For
5 Reappoint Deloitte LLP as Auditors Management For For
6 Authorise Audit Committee to Fix Remuneration of Auditors Management For For
7 Approve Executive Directors' Incentive Plan Management For For
8 Authorise EU Political Donations and Expenditure Management For For
9 Authorise Issue of Equity Management For For
10 Authorise Issue of Equity without Pre-emptive Rights Management For For
11 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
12 Authorise Market Purchase of Ordinary Shares Management For For
13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against
 
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard D. Fairbank Management For For
1b Elect Director Aparna Chennapragada Management For For
1c Elect Director Ann Fritz Hackett Management For For
1d Elect Director Peter Thomas Killalea Management For For
1e Elect Director Cornelis "Eli" Leenaars Management For For
1f Elect Director Pierre E. Leroy Management For For
1g Elect Director Francois Locoh-Donou Management For For
1h Elect Director Peter E. Raskind Management For For
1i Elect Director Eileen Serra Management For For
1j Elect Director Mayo A. Shattuck, III Management For For
1k Elect Director Bradford H. Warner Management For For
1l Elect Director Catherine G. West Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Provide Right to Act by Written Consent Management For For
5 Require Independent Board Chairman Shareholder Against For
 
CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  CHTR
Security ID:  16119P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director W. Lance Conn Management For Against
1b Elect Director Kim C. Goodman Management For Against
1c Elect Director Craig A. Jacobson Management For Against
1d Elect Director Gregory B. Maffei Management For Against
1e Elect Director John D. Markley, Jr. Management For Against
1f Elect Director David C. Merritt Management For Against
1g Elect Director James E. Meyer Management For Against
1h Elect Director Steven A. Miron Management For Against
1i Elect Director Balan Nair Management For Against
1j Elect Director Michael A. Newhouse Management For Against
1k Elect Director Mauricio Ramos Management For Against
1l Elect Director Thomas M. Rutledge Management For Against
1m Elect Director Eric L. Zinterhofer Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
CIGNA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125523100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David M. Cordani Management For For
1.2 Elect Director William J. DeLaney Management For For
1.3 Elect Director Eric J. Foss Management For For
1.4 Elect Director Elder Granger Management For For
1.5 Elect Director Isaiah Harris, Jr. Management For For
1.6 Elect Director Roman Martinez, IV Management For For
1.7 Elect Director Kathleen M. Mazzarella Management For For
1.8 Elect Director Mark B. McClellan Management For For
1.9 Elect Director John M. Partridge Management For For
1.10 Elect Director William L. Roper Management For For
1.11 Elect Director Eric C. Wiseman Management For For
1.12 Elect Director Donna F. Zarcone Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
5 Report on Gender Pay Gap Shareholder Against Against
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 10, 2019
Record Date:  OCT 11, 2019
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect M. Michele Burns Management For For
2 Elect Wesley G. Bush Management For For
3 Elect Michael D. Capellas Management For For
4 Elect Mark Garrett Management For For
5 Elect Kristina M. Johnson Management For For
6 Elect Roderick C. McGeary Management For For
7 Elect Charles H. Robbins Management For For
8 Elect Arun Sarin Management For For
9 Elect Brenton L. Saunders Management For For
10 Elect Carol B. Tome Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against
 
CITIGROUP INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael L. Corbat Management For For
1b Elect Director Ellen M. Costello Management For For
1c Elect Director Grace E. Dailey Management For For
1d Elect Director Barbara J. Desoer Management For For
1e Elect Director John C. Dugan Management For For
1f Elect Director Duncan P. Hennes Management For For
1g Elect Director Peter B. Henry Management For For
1h Elect Director S. Leslie Ireland Management For For
1i Elect Director Lew W. (Jay) Jacobs, IV Management For For
1j Elect Director Renee J. James Management For For
1k Elect Director Gary M. Reiner Management For For
1l Elect Director Diana L. Taylor Management For For
1m Elect Director James S. Turley Management For For
1n Elect Director Deborah C. Wright Management For For
1o Elect Director Alexander R. Wynaendts Management For For
1p Elect Director Ernesto Zedillo Ponce de Leon Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Proxy Access Right Shareholder Against Against
6 Review on Governance Documents Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against Against
 
COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth J. Bacon Management For For
1.2 Elect Director Madeline S. Bell Management For For
1.3 Elect Director Naomi M. Bergman Management For For
1.4 Elect Director Edward D. Breen Management For Withhold
1.5 Elect Director Gerald L. Hassell Management For Withhold
1.6 Elect Director Jeffrey A. Honickman Management For For
1.7 Elect Director Maritza G. Montiel Management For For
1.8 Elect Director Asuka Nakahara Management For For
1.9 Elect Director David C. Novak Management For Withhold
1.10 Elect Director Brian L. Roberts Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Amend Stock Option Plan Management For Against
4 Amend Restricted Stock Plan Management For Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Require Independent Board Chair Shareholder Against For
8 Report on Risks Posed by Failing to Prevent Sexual Harassment Shareholder Against Against
 
CONOCOPHILLIPS
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  COP
Security ID:  20825C104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charles E. Bunch Management For For
1b Elect Director Caroline Maury Devine Management For For
1c Elect Director John V. Faraci Management For For
1d Elect Director Jody Freeman Management For For
1e Elect Director Gay Huey Evans Management For For
1f Elect Director Jeffrey A. Joerres Management For For
1g Elect Director Ryan M. Lance Management For For
1h Elect Director William H. McRaven Management For For
1i Elect Director Sharmila Mulligan Management For For
1j Elect Director Arjun N. Murti Management For For
1k Elect Director Robert A. Niblock Management For For
1l Elect Director David T. Seaton Management For For
1m Elect Director R. A. Walker Management For For
2 Ratify Ernst & Young LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
COTY INC.
Meeting Date:  NOV 05, 2019
Record Date:  SEP 12, 2019
Meeting Type:  ANNUAL
Ticker:  COTY
Security ID:  222070203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Beatrice Ballini Management For For
1.2 Elect Sabine Chalmers Management For For
1.3 Elect Joachim Creus Management For For
1.4 Elect Pierre Denis Management For For
1.5 Elect Olivier Goudet Management For For
1.6 Elect Peter Harf Management For For
1.7 Elect Pierre Laubies Management For For
1.8 Elect Paul S. Michaels Management For For
1.9 Elect Erhard Schoewel Management For For
1.10 Elect Robert S. Singer Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
 
CRH PLC
Meeting Date:  APR 23, 2020
Record Date:  APR 21, 2020
Meeting Type:  ANNUAL
Ticker:  CRH
Security ID:  G25508105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Approve Remuneration Report Management For For
4a Re-elect Richie Boucher as Director Management For For
4b Elect Johan Karlstrom as Director Management For For
4c Elect Shaun Kelly as Director Management For For
4d Re-elect Heather McSharry as Director Management For For
4e Re-elect Albert Manifold as Director Management For For
4f Re-elect Senan Murphy as Director Management For For
4g Re-elect Gillian Platt as Director Management For For
4h Re-elect Mary Rhinehart as Director Management For For
4i Re-elect Lucinda Riches as Director Management For For
4j Re-elect Siobhan Talbot as Director Management For For
5 Authorise Board to Fix Remuneration of Auditors Management For For
6 Ratify Deloitte Ireland LLP as Auditors Management For For
7 Authorise Issue of Equity Management For For
8 Authorise Issue of Equity without Pre-emptive Rights Management For For
9 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
10 Authorise Market Purchase of Ordinary Shares Management For For
11 Authorise Reissuance of Treasury Shares Management For For
12 Approve Scrip Dividend Management For For
 
DANAHER CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  DHR
Security ID:  235851102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Linda Hefner Filler Management For For
1.2 Elect Director Thomas P. Joyce, Jr. Management For For
1.3 Elect Director Teri List-Stoll Management For Against
1.4 Elect Director Walter G. Lohr, Jr. Management For Against
1.5 Elect Director Jessica L. Mega Management For For
1.6 Elect Director Pardis C. Sabeti Management For For
1.7 Elect Director Mitchell P. Rales Management For For
1.8 Elect Director Steven M. Rales Management For For
1.9 Elect Director John T. Schwieters Management For Against
1.10 Elect Director Alan G. Spoon Management For Against
1.11 Elect Director Raymond C. Stevens Management For For
1.12 Elect Director Elias A. Zerhouni Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
DOW INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260557103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Ajay Banga Management For For
1c Elect Director Jacqueline K. Barton Management For For
1d Elect Director James A. Bell Management For For
1e Elect Director Wesley G. Bush Management For For
1f Elect Director Richard K. Davis Management For For
1g Elect Director Jeff M. Fettig Management For For
1h Elect Director Jim Fitterling Management For For
1i Elect Director Jacqueline C. Hinman Management For For
1j Elect Director Jill S. Wyant Management For For
1k Elect Director Daniel W. Yohannes Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year Abstain
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
DUPONT DE NEMOURS, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  DD
Security ID:  26614N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy G. Brady Management For For
1b Elect Director Edward D. Breen Management For For
1c Elect Director Ruby R. Chandy Management For For
1d Elect Director Franklin K. Clyburn, Jr. Management For For
1e Elect Director Terrence R. Curtin Management For For
1f Elect Director Alexander M. Cutler Management For For
1g Elect Director Eleuthere I. du Pont Management For For
1h Elect Director Rajiv L. Gupta Management For For
1i Elect Director Luther C. Kissam Management For For
1j Elect Director Frederick M. Lowery Management For For
1k Elect Director Raymond J. Milchovich Management For For
1l Elect Director Steven M. Sterin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
6 Approve Creation of an Employee Board Advisory Position Shareholder Against Against
 
DXC TECHNOLOGY COMPANY
Meeting Date:  AUG 15, 2019
Record Date:  JUN 18, 2019
Meeting Type:  ANNUAL
Ticker:  DXC
Security ID:  23355L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mukesh Aghi Management For For
2 Elect Amy E. Alving Management For For
3 Elect David L. Herzog Management For For
4 Elect Sachin S. Lawande Management For For
5 Elect J. Michael Lawrie Management For For
6 Elect Mary L. Krakauer Management For For
7 Elect Julio A. Portalatin Management For For
8 Elect Peter Rutland Management For For
9 Elect Michael J. Salvino Management For For
10 Elect Manoj P. Singh Management For For
11 Elect Robert F. Woods Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
EATON CORPORATION PLC
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  ETN
Security ID:  G29183103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig Arnold Management For For
1b Elect Director Christopher M. Connor Management For For
1c Elect Director Michael J. Critelli Management For For
1d Elect Director Richard H. Fearon Management For For
1e Elect Director Olivier Leonetti Management For For
1f Elect Director Deborah L. McCoy Management For For
1g Elect Director Silvio Napoli Management For For
1h Elect Director Gregory R. Page Management For For
1i Elect Director Sandra Pianalto Management For For
1j Elect Director Lori J. Ryerkerk Management For For
1k Elect Director Gerald B. Smith Management For For
1l Elect Director Dorothy C. Thompson Management For For
2 Approve Omnibus Stock Plan Management For For
3 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Authorize Issue of Equity with Pre-emptive Rights Management For For
6 Authorize Issue of Equity without Pre-emptive Rights Management For For
7 Authorize Share Repurchase of Issued Share Capital Management For For
 
EDISON INTERNATIONAL
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeanne Beliveau-Dunn Management For For
1b Elect Director Michael C. Camunez Management For For
1c Elect Director Vanessa C.L. Chang Management For For
1d Elect Director James T. Morris Management For For
1e Elect Director Timothy T. O'Toole Management For For
1f Elect Director Pedro J. Pizarro Management For For
1g Elect Director Carey A. Smith Management For For
1h Elect Director Linda G. Stuntz Management For For
1i Elect Director William P. Sullivan Management For For
1j Elect Director Peter J. Taylor Management For For
1k Elect Director Keith Trent Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors Shareholder Against Against
 
ELI LILLY AND COMPANY
Meeting Date:  MAY 04, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  LLY
Security ID:  532457108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael L. Eskew Management For Against
1b Elect Director William G. Kaelin, Jr. Management For For
1c Elect Director David A. Ricks Management For For
1d Elect Director Marschall S. Runge Management For For
1e Elect Director Karen Walker Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Declassify the Board of Directors Management For For
5 Eliminate Supermajority Voting Provisions Management For For
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Report on Forced Swim Test Shareholder Against Against
8 Require Independent Board Chairman Shareholder Against For
9 Disclose Board Matrix Including Ideological Perspectives Shareholder Against Against
10 Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements Shareholder Against For
11 Adopt Policy on Bonus Banking Shareholder Against Against
12 Clawback Disclosure of Recoupment Activity from Senior Officers Shareholder Against Against
 
EOG RESOURCES, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  EOG
Security ID:  26875P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janet F. Clark Management For For
1b Elect Director Charles R. Crisp Management For For
1c Elect Director Robert P. Daniels Management For For
1d Elect Director James C. Day Management For For
1e Elect Director C. Christopher Gaut Management For For
1f Elect Director Julie J. Robertson Management For For
1g Elect Director Donald F. Textor Management For For
1h Elect Director William R. Thomas Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
EXELON CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony Anderson Management For For
1b Elect Director Ann Berzin Management For For
1c Elect Director Laurie Brlas Management For For
1d Elect Director Christopher M. Crane Management For For
1e Elect Director Yves C. de Balmann Management For For
1f Elect Director Nicholas DeBenedictis Management For For
1g Elect Director Linda P. Jojo Management For For
1h Elect Director Paul Joskow Management For For
1i Elect Director Robert J. Lawless Management For For
1j Elect Director John Richardson Management For For
1k Elect Director Mayo Shattuck, III Management For For
1l Elect Director John F. Young Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan K. Avery Management For For
1.2 Elect Director Angela F. Braly Management For For
1.3 Elect Director Ursula M. Burns Management For For
1.4 Elect Director Kenneth C. Frazier Management For For
1.5 Elect Director Joseph L. Hooley Management For For
1.6 Elect Director Steven A. Kandarian Management For For
1.7 Elect Director Douglas R. Oberhelman Management For For
1.8 Elect Director Samuel J. Palmisano Management For For
1.9 Elect Director William C. Weldon Management For For
1.10 Elect Director Darren W. Woods Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
6 Report on Costs & Benefits of Climate-Related Expenditures Shareholder Against Against
7 Report on Risks of Petrochemical Operations in Flood Prone Areas Shareholder Against Against
8 Report on Political Contributions Shareholder Against For
9 Report on Lobbying Payments and Policy Shareholder Against For
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  JUL 24, 2019
Record Date:  JUN 03, 2019
Meeting Type:  SPECIAL
Ticker:  FIS
Security ID:  31620M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Stock Issuance for Merger Management For For
2 Increase of Authorized Common Stock Management For For
3 Right to Adjourn Meeting Management For For
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  MAY 28, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL
Ticker:  FIS
Security ID:  31620M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lee Adrean Management For For
1b Elect Director Ellen R. Alemany Management For For
1c Elect Director Lisa A. Hook Management For For
1d Elect Director Keith W. Hughes Management For For
1e Elect Director Gary L. Lauer Management For For
1f Elect Director Gary A. Norcross Management For For
1g Elect Director Louise M. Parent Management For For
1h Elect Director Brian T. Shea Management For For
1i Elect Director James B. Stallings, Jr. Management For For
1j Elect Director Jeffrey E. Stiefler Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  FBHS
Security ID:  34964C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nicholas I. Fink Management For For
1b Elect Director A. D. David Mackay Management For For
1c Elect Director David M. Thomas Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
FREEPORT-MCMORAN INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL
Ticker:  FCX
Security ID:  35671D857
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard C. Adkerson Management For For
1.2 Elect Director Gerald J. Ford Management For For
1.3 Elect Director Lydia H. Kennard Management For For
1.4 Elect Director Dustan E. McCoy Management For For
1.5 Elect Director John J. Stephens Management For For
1.6 Elect Director Frances Fragos Townsend Management For For
2 Ratify Ernst & Young LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GAMING AND LEISURE PROPERTIES, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  GLPI
Security ID:  36467J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Peter M. Carlino Management For For
1.2 Elect Director Carol ("Lili") Lynton Management For For
1.3 Elect Director Joseph W. Marshall, III Management For For
1.4 Elect Director James B. Perry Management For For
1.5 Elect Director Barry F. Schwartz Management For For
1.6 Elect Director Earl C. Shanks Management For For
1.7 Elect Director E. Scott Urdang Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GENERAL ELECTRIC COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  369604103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Sebastien Bazin Management For For
2 Elect Director Ashton Carter Management For For
3 Elect Director H. Lawrence Culp, Jr. Management For For
4 Elect Director Francisco D'Souza Management For For
5 Elect Director Edward Garden Management For For
6 Elect Director Thomas W. Horton Management For For
7 Elect Director Risa Lavizzo-Mourey Management For For
8 Elect Director Catherine Lesjak Management For For
9 Elect Director Paula Rosput Reynolds Management For For
10 Elect Director Leslie Seidman Management For For
11 Elect Director James Tisch Management For For
12 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
13 Ratify KPMG LLP as Auditors Management For For
14 Require Independent Board Chairman Shareholder Against Against
 
GENERAL MOTORS COMPANY
Meeting Date:  JUN 16, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL
Ticker:  GM
Security ID:  37045V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary T. Barra Management For For
1b Elect Director Wesley G. Bush Management For For
1c Elect Director Linda R. Gooden Management For For
1d Elect Director Joseph Jimenez Management For For
1e Elect Director Jane L. Mendillo Management For For
1f Elect Director Judith A. Miscik Management For For
1g Elect Director Patricia F. Russo Management For For
1h Elect Director Thomas M. Schoewe Management For For
1i Elect Director Theodore M. Solso Management For For
1j Elect Director Carol M. Stephenson Management For For
1k Elect Director Devin N. Wenig Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Approve Omnibus Stock Plan Management For For
6 Provide Right to Act by Written Consent Shareholder Against Against
7 Amend Proxy Access Right Shareholder Against For
8 Report on Human Rights Policy Implementation Shareholder Against For
9 Report on Lobbying Payments and Policy Shareholder Against For
 
HALLIBURTON COMPANY
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  HAL
Security ID:  406216101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Abdulaziz F. Al Khayyal Management For For
1b Elect Director William E. Albrecht Management For For
1c Elect Director M. Katherine Banks Management For For
1d Elect Director Alan M. Bennett Management For For
1e Elect Director Milton Carroll Management For For
1f Elect Director Nance K. Dicciani Management For For
1g Elect Director Murry S. Gerber Management For For
1h Elect Director Patricia Hemingway Hall Management For For
1i Elect Director Robert A. Malone Management For For
1j Elect Director Jeffrey A. Miller Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
HILTON WORLDWIDE HOLDINGS INC.
Meeting Date:  JUN 05, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL
Ticker:  HLT
Security ID:  43300A203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Christopher J. Nassetta Management For For
1b Elect Director Jonathan D. Gray Management For For
1c Elect Director Charlene T. Begley Management For For
1d Elect Director Melanie L. Healey Management For For
1e Elect Director Raymond E. Mabus, Jr. Management For For
1f Elect Director Judith A. McHale Management For For
1g Elect Director John G. Schreiber Management For For
1h Elect Director Elizabeth A. Smith Management For For
1i Elect Director Douglas M. Steenland Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 27, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director Duncan B. Angove Management For For
1C Elect Director William S. Ayer Management For For
1D Elect Director Kevin Burke Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Linnet F. Deily Management For For
1G Elect Director Deborah Flint Management For For
1H Elect Director Judd Gregg Management For For
1I Elect Director Clive Hollick Management For For
1J Elect Director Grace D. Lieblein Management For For
1K Elect Director Raymond T. Odierno Management For For
1L Elect Director George Paz Management For For
1M Elect Director Robin L. Washington Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditor Management For For
4 Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against Against
 
INTEL CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James J. Goetz Management For For
1b Elect Director Alyssa Henry Management For For
1c Elect Director Omar Ishrak Management For For
1d Elect Director Risa Lavizzo-Mourey Management For For
1e Elect Director Tsu-Jae King Liu Management For For
1f Elect Director Gregory D. Smith Management For For
1g Elect Director Robert 'Bob' H. Swan Management For For
1h Elect Director Andrew Wilson Management For For
1i Elect Director Frank D. Yeary Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against
 
JOHNSON & JOHNSON
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary C. Beckerle Management For For
1b Elect Director D. Scott Davis Management For For
1c Elect Director Ian E. L. Davis Management For For
1d Elect Director Jennifer A. Doudna Management For For
1e Elect Director Alex Gorsky Management For For
1f Elect Director Marillyn A. Hewson Management For For
1g Elect Director Hubert Joly Management For For
1h Elect Director Mark B. McClellan Management For For
1i Elect Director Anne M. Mulcahy Management For For
1j Elect Director Charles Prince Management For For
1k Elect Director A. Eugene Washington Management For For
1l Elect Director Mark A. Weinberger Management For For
1m Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause Management For For
5 Require Independent Board Chair Shareholder Against Against
6 Report on Governance Measures Implemented Related to Opioids Shareholder Against Against
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 04, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jean Blackwell Management For For
1b Elect Director Pierre Cohade Management For For
1c Elect Director Michael E. Daniels Management For For
1d Elect Director Juan Pablo del Valle Perochena Management For For
1e Elect Director W. Roy Dunbar Management For For
1f Elect Director Gretchen R. Haggerty Management For For
1g Elect Director Simone Menne Management For For
1h Elect Director George R. Oliver Management For For
1i Elect Director Jurgen Tinggren Management For For
1j Elect Director Mark Vergnano Management For For
1k Elect Director R. David Yost Management For For
1l Elect Director John D. Young Management For For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Authorize Market Purchases of Company Shares Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Approve the Directors' Authority to Allot Shares Management For For
7 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director Stephen B. Burke Management For For
1c Elect Director Todd A. Combs Management For For
1d Elect Director James S. Crown Management For For
1e Elect Director James Dimon Management For For
1f Elect Director Timothy P. Flynn Management For For
1g Elect Director Mellody Hobson Management For For
1h Elect Director Michael A. Neal Management For For
1i Elect Director Lee R. Raymond Management For For
1j Elect Director Virginia M. Rometty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. Shareholder Against Against
6 Report on Climate Change Shareholder Against Against
7 Amend Shareholder Written Consent Provisions Shareholder Against Against
8 Report on Charitable Contributions Shareholder Against Against
9 Report on Gender/Racial Pay Gap Shareholder Against Against
 
KEURIG DR PEPPER INC.
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL
Ticker:  KDP
Security ID:  49271V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert J. Gamgort Management For Against
1b Elect Director Olivier Goudet Management For Against
1c Elect Director Peter Harf Management For Against
1d Elect Director Genevieve Hovde Management For Against
1e Elect Director Anna-Lena Kamenetzky Management For Against
1f Elect Director Paul S. Michaels Management For Against
1g Elect Director Pamela H. Patsley Management For Against
1h Elect Director Gerhard Pleuhs Management For Against
1i Elect Director Fabien Simon Management For Against
1j Elect Director Robert Singer Management For Against
1k Elect Director Dirk Van de Put Management For Against
1l Elect Director Larry D. Young Management For Against
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
KEYCORP
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  KEY
Security ID:  493267108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Bruce D. Broussard Management For For
1.2 Elect Director Gary M. Crosby Management For For
1.3 Elect Director Alexander M. Cutler Management For For
1.4 Elect Director H. James Dallas Management For For
1.5 Elect Director Elizabeth R. Gile Management For For
1.6 Elect Director Ruth Ann M. Gillis Management For For
1.7 Elect Director Christopher M. Gorman Management For For
1.8 Elect Director Carlton L. Highsmith Management For For
1.9 Elect Director Richard J. Hipple Management For For
1.10 Elect Director Kristen L. Manos Management For For
1.11 Elect Director Barbara R. Snyder Management For For
1.12 Elect Director David K. Wilson Management For For
2 Ratify Ernst & Young LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
MARATHON OIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  MRO
Security ID:  565849106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gregory H. Boyce Management For For
1b Elect Director Chadwick C. Deaton Management For For
1c Elect Director Marcela E. Donadio Management For For
1d Elect Director Jason B. Few Management For For
1e Elect Director Douglas L. Foshee Management For For
1f Elect Director M. Elise Hyland Management For For
1g Elect Director Lee M. Tillman Management For For
1h Elect Director J. Kent Wells Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MERCK & CO., INC.
Meeting Date:  MAY 26, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Thomas R. Cech Management For For
1c Elect Director Mary Ellen Coe Management For For
1d Elect Director Pamela J. Craig Management For For
1e Elect Director Kenneth C. Frazier Management For For
1f Elect Director Thomas H. Glocer Management For For
1g Elect Director Risa J. Lavizzo-Mourey Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Christine E. Seidman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Kathy J. Warden Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Report on Corporate Tax Savings Allocation Shareholder Against Against
 
MFA FINANCIAL, INC.
Meeting Date:  JUN 10, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  MFA
Security ID:  55272X102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Laurie S. Goodman Management For For
1b Elect Director Craig L. Knutson Management For For
1c Elect Director Richard C. Wald Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William H. Gates III Management For For
2 Elect Reid G. Hoffman Management For For
3 Elect Hugh F. Johnston Management For For
4 Elect Teri L. List-Stoll Management For For
5 Elect Satya Nadella Management For For
6 Elect Sandra E. Peterson Management For For
7 Elect Penny S. Pritzker Management For For
8 Elect Charles W. Scharf Management For For
9 Elect Arne M. Sorenson Management For For
10 Elect John W. Stanton Management For For
11 Elect John W. Thompson Management For For
12 Elect Emma N. Walmsley Management For For
13 Elect Padmasree Warrior Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Against
17 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Against
 
MOLSON COORS BEVERAGE COMPANY
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  TAP
Security ID:  60871R209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Roger G. Eaton Management For Withhold
1.2 Elect Director Charles M. Herington Management For Withhold
1.3 Elect Director H. Sanford Riley Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL
Ticker:  NOC
Security ID:  666807102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kathy J. Warden Management For For
1.2 Elect Director Marianne C. Brown Management For For
1.3 Elect Director Donald E. Felsinger Management For For
1.4 Elect Director Ann M. Fudge Management For For
1.5 Elect Director Bruce S. Gordon Management For For
1.6 Elect Director William H. Hernandez Management For For
1.7 Elect Director Madeleine A. Kleiner Management For For
1.8 Elect Director Karl J. Krapek Management For For
1.9 Elect Director Gary Roughead Management For For
1.10 Elect Director Thomas M. Schoewe Management For For
1.11 Elect Director James S. Turley Management For For
1.12 Elect Director Mark A. Welsh, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Human Rights Impact Assessment Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against Against
 
NRG ENERGY, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  NRG
Security ID:  629377508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director E. Spencer Abraham Management For For
1b Elect Director Antonio Carrillo Management For For
1c Elect Director Matthew Carter, Jr. Management For For
1d Elect Director Lawrence S. Coben Management For For
1e Elect Director Heather Cox Management For For
1f Elect Director Mauricio Gutierrez Management For For
1g Elect Director Paul W. Hobby Management For For
1h Elect Director Alexandra Pruner Management For For
1i Elect Director Anne C. Schaumburg Management For For
1j Elect Director Thomas H. Weidemeyer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 27, 2020
Record Date:  APR 29, 2020
Meeting Type:  ANNUAL
Ticker:  NXPI
Security ID:  N6596X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board Members Management For For
3a Elect Kurt Sievers as Executive Director Management For For
3b Reelect Peter Bonfield as Non-Executive Director Management For For
3c Reelect Kenneth A. Goldman as Non-Executive Director Management For For
3d Reelect Josef Kaeser as Non-Executive Director Management For For
3e Reelect Lena Olving as Non-Executive Director Management For For
3f Reelect Peter Smitham as Non-Executive Director Management For For
3g Reelect Julie Southern as Non-Executive Director Management For For
3h Reelect Jasmin Staiblin as Non-Executive Director Management For For
3i Reelect Gregory Summe as Non-Executive Director Management For For
3j Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For For
4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For
5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For
6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
7 Approve Cancellation of Ordinary Shares Management For For
8 Ratify Ernst & Young Accountants LLP as Auditors Management For For
9 Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board Management For For
10 Amend Articles to Establish Quorum Requirement Management For For
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
12 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 29, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  OXY
Security ID:  674599105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Stephen I. Chazen Management For For
1b Elect Director Andrew Gould Management For For
1c Elect Director Nicholas Graziano Management For For
1d Elect Director Carlos M. Gutierrez Management For For
1e Elect Director Vicki Hollub Management For For
1f Elect Director William R. Klesse Management For For
1g Elect Director Andrew N. Langham Management For For
1h Elect Director Jack B. Moore Management For For
1i Elect Director Margarita Palau-Hernandez Management For For
1j Elect Director Avedick B. Poladian Management For For
1k Elect Director Robert M. Shearer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Approve Issuance of the Warrant Shares Upon Exercise of the Warrant Management For For
6 Increase Authorized Common Stock Management For For
7 Amend Charter to Enhance Shareholders' Ability to Act by Written Consent Management For For
8 Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments Management For For
9 Approve Shareholder Rights Plan (Poison Pill) Management For For
 
ONEOK, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  OKE
Security ID:  682680103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Brian L. Derksen Management For For
1.2 Elect Director Julie H. Edwards Management For For
1.3 Elect Director John W. Gibson Management For For
1.4 Elect Director Mark W. Helderman Management For For
1.5 Elect Director Randall J. Larson Management For For
1.6 Elect Director Steven J. Malcolm Management For For
1.7 Elect Director Jim W. Mogg Management For For
1.8 Elect Director Pattye L. Moore Management For For
1.9 Elect Director Gary D. Parker Management For For
1.10 Elect Director Eduardo A. Rodriguez Management For For
1.11 Elect Director Terry K. Spencer Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
OPORTUN FINANCIAL CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL
Ticker:  OPRT
Security ID:  68376D104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jo Ann Barefoot Management For Withhold
1b Elect Director David Strohm Management For Withhold
2 Ratify Deloitte & Touche, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
OVINTIV, INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  OVV
Security ID:  69047Q102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
2a Elect Director Peter A. Dea Management For For
2b Elect Director Fred J. Fowler Management For For
2c Elect Director Howard J. Mayson Management For For
2d Elect Director Lee A. McIntire Management For For
2e Elect Director Margaret A. McKenzie Management For For
2f Elect Director Steven W. Nance Management For For
2g Elect Director Suzanne P. Nimocks Management For For
2h Elect Director Thomas G. Ricks Management For For
2i Elect Director Brian G. Shaw Management For For
2j Elect Director Douglas J. Suttles Management For For
2k Elect Director Bruce G. Waterman Management For For
2l Elect Director Clayton H. Woitas Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Climate Change Shareholder Against For
 
PEPSICO, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  PEP
Security ID:  713448108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Shona L. Brown Management For For
1b Elect Director Cesar Conde Management For For
1c Elect Director Ian Cook Management For For
1d Elect Director Dina Dublon Management For For
1e Elect Director Richard W. Fisher Management For For
1f Elect Director Michelle Gass Management For For
1g Elect Director Ramon L. Laguarta Management For For
1h Elect Director David C. Page Management For For
1i Elect Director Robert C. Pohlad Management For For
1j Elect Director Daniel Vasella Management For For
1k Elect Director Darren Walker Management For For
1l Elect Director Alberto Weisser Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
5 Report on Sugar and Public Health Shareholder Against Against
 
PFIZER INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald E. Blaylock Management For For
1.2 Elect Director Albert Bourla Management For For
1.3 Elect Director W. Don Cornwell Management For For
1.4 Elect Director Joseph J. Echevarria Management For For
1.5 Elect Director Scott Gottlieb Management For For
1.6 Elect Director Helen H. Hobbs Management For For
1.7 Elect Director Susan Hockfield Management For For
1.8 Elect Director James M. Kilts Management For Against
1.9 Elect Director Dan R. Littman Management For For
1.10 Elect Director Shantanu Narayen Management For For
1.11 Elect Director Suzanne Nora Johnson Management For For
1.12 Elect Director James Quincey Management For For
1.13 Elect Director James C. Smith Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Amend Proxy Access Right Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Require Independent Board Chair Shareholder Against Against
8 Report on Gender Pay Gap Shareholder Against For
9 Elect Director Susan Desmond-Hellmann Management For For
 
PULTEGROUP, INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  PHM
Security ID:  745867101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Brian P. Anderson Management For For
1b Elect Director Bryce Blair Management For For
1c Elect Director Richard W. Dreiling Management For For
1d Elect Director Thomas J. Folliard Management For For
1e Elect Director Cheryl W. Grise Management For For
1f Elect Director Andre J. Hawaux Management For For
1g Elect Director Ryan R. Marshall Management For For
1h Elect Director John R. Peshkin Management For For
1i Elect Director Scott F. Powers Management For For
1j Elect Director Lila Snyder Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 10, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark Fields Management For For
1b Elect Director Jeffrey W. Henderson Management For For
1c Elect Director Ann M. Livermore Management For For
1d Elect Director Harish Manwani Management For Against
1e Elect Director Mark D. McLaughlin Management For For
1f Elect Director Steve Mollenkopf Management For For
1g Elect Director Clark T. "Sandy" Randt, Jr. Management For For
1h Elect Director Irene B. Rosenfeld Management For For
1i Elect Director Kornelis "Neil" Smit Management For For
1j Elect Director Anthony J. Vinciquerra Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
RADIAN GROUP INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  RDN
Security ID:  750236101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Herbert Wender Management For For
1b Elect Director Brad L. Conner Management For For
1c Elect Director Howard B. Culang Management For For
1d Elect Director Debra Hess Management For For
1e Elect Director Lisa W. Hess Management For For
1f Elect Director Lisa Mumford Management For For
1g Elect Director Gaetano Muzio Management For For
1h Elect Director Gregory V. Serio Management For For
1i Elect Director Noel J. Spiegel Management For For
1j Elect Director Richard G. Thornberry Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
RAYTHEON COMPANY
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL
Ticker:  RTN
Security ID:  755111507
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Merger with United Technologies Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Right to Adjourn Meeting Management For For
 
REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL
Ticker:  REGN
Security ID:  75886F107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director N. Anthony Coles Management For For
1b Elect Director Joseph L. Goldstein Management For For
1c Elect Director Christine A. Poon Management For For
1d Elect Director P. Roy Vagelos Management For For
1e Elect Director Huda Y. Zoghbi Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David W. Biegler Management For For
1b Elect Director J. Veronica Biggins Management For For
1c Elect Director Douglas H. Brooks Management For For
1d Elect Director William H. Cunningham Management For For
1e Elect Director John G. Denison Management For For
1f Elect Director Thomas W. Gilligan Management For For
1g Elect Director Gary C. Kelly Management For For
1h Elect Director Grace D. Lieblein Management For For
1i Elect Director Nancy B. Loeffler Management For For
1j Elect Director John T. Montford Management For For
1k Elect Director Ron Ricks Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditor Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Provide Right to Act by Written Consent Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
 
STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 17, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL
Ticker:  SWK
Security ID:  854502101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrea J. Ayers Management For For
1.2 Elect Director George W. Buckley Management For For
1.3 Elect Director Patrick D. Campbell Management For For
1.4 Elect Director Carlos M. Cardoso Management For For
1.5 Elect Director Robert B. Coutts Management For For
1.6 Elect Director Debra A. Crew Management For For
1.7 Elect Director Michael D. Hankin Management For For
1.8 Elect Director James M. Loree Management For For
1.9 Elect Director Dmitri L. Stockton Management For For
1.10 Elect Director Irving Tan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
 
STATE STREET CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  STT
Security ID:  857477103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Patrick de Saint-Aignan Management For For
1b Elect Director Marie A. Chandoha Management For For
1c Elect Director Lynn A. Dugle Management For For
1d Elect Director Amelia C. Fawcett Management For For
1e Elect Director William C. Freda Management For For
1f Elect Director Sara Mathew Management For For
1g Elect Director William L. Meaney Management For For
1h Elect Director Ronald P. O'Hanley Management For For
1i Elect Director Sean O'Sullivan Management For For
1j Elect Director Richard P. Sergel Management For For
1k Elect Director Gregory L. Summe Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Ernst & Young LLP as Auditors Management For For
 
TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL
Ticker:  TGT
Security ID:  87612E106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director George S. Barrett Management For For
1c Elect Director Brian C. Cornell Management For For
1d Elect Director Calvin Darden Management For For
1e Elect Director Robert L. Edwards Management For For
1f Elect Director Melanie L. Healey Management For For
1g Elect Director Donald R. Knauss Management For For
1h Elect Director Monica C. Lozano Management For For
1i Elect Director Mary E. Minnick Management For For
1j Elect Director Kenneth L. Salazar Management For Against
1k Elect Director Dmitri L. Stockton Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark A. Blinn Management For For
1b Elect Director Todd M. Bluedorn Management For For
1c Elect Director Janet F. Clark Management For For
1d Elect Director Carrie S. Cox Management For For
1e Elect Director Martin S. Craighead Management For For
1f Elect Director Jean M. Hobby Management For For
1g Elect Director Michael D. Hsu Management For For
1h Elect Director Ronald Kirk Management For For
1i Elect Director Pamela H. Patsley Management For For
1j Elect Director Robert E. Sanchez Management For For
1k Elect Director Richard k. Templeton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  SCHW
Security ID:  808513105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William S. Haraf Management For For
1b Elect Director Frank C. Herringer Management For For
1c Elect Director Roger O. Walther Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For Against
5 Provide Proxy Access Right Management For For
6 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against Against
 
THE CHARLES SCHWAB CORPORATION
Meeting Date:  JUN 04, 2020
Record Date:  APR 27, 2020
Meeting Type:  SPECIAL
Ticker:  SCHW
Security ID:  808513105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Amend Charter Management For For
3 Adjourn Meeting Management For For
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Drew G. Faust Management For For
1c Elect Director Mark A. Flaherty Management For For
1d Elect Director Ellen J. Kullman Management For For
1e Elect Director Lakshmi N. Mittal Management For For
1f Elect Director Adebayo O. Ogunlesi Management For For
1g Elect Director Peter Oppenheimer Management For For
1h Elect Director David M. Solomon Management For For
1i Elect Director Jan E. Tighe Management For For
1j Elect Director David A. Viniar Management For For
1k Elect Director Mark O. Winkelman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against Against
5 Review of Statement on the Purpose of a Corporation Shareholder Against Against
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Helena B. Foulkes Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Shareholder Written Consent Provisions Shareholder Against Against
5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
6 Adopt Share Retention Policy For Senior Executives Shareholder Against Against
7 Report on Congruency Political Analysis and Electioneering Expenditures Shareholder Against For
 
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 28, 2020
Record Date:  JAN 31, 2020
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Joseph Alvarado Management For For
1.2 Elect Director Charles E. Bunch Management For For
1.3 Elect Director Debra A. Cafaro Management For For
1.4 Elect Director Marjorie Rodgers Cheshire Management For For
1.5 Elect Director William S. Demchak Management For For
1.6 Elect Director Andrew T. Feldstein Management For For
1.7 Elect Director Richard J. Harshman Management For For
1.8 Elect Director Daniel R. Hesse Management For For
1.9 Elect Director Linda R. Medler Management For For
1.10 Elect Director Martin Pfinsgraff Management For For
1.11 Elect Director Toni Townes-Whitley Management For For
1.12 Elect Director Michael J. Ward Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 08, 2019
Record Date:  AUG 09, 2019
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Francis S. Blake Management For For
2 Elect Angela F. Braly Management For For
3 Elect Amy L. Chang Management For For
4 Elect Scott D. Cook Management For For
5 Elect Joseph Jimenez Management For For
6 Elect Terry J. Lundgren Management For For
7 Elect Christine M. McCarthy Management For For
8 Elect W. James McNerney, Jr. Management For For
9 Elect Nelson Peltz Management For Against
10 Elect David. S. Taylor Management For For
11 Elect Margaret C. Whitman Management For For
12 Elect Patricia A. Woertz Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the 2019 Stock and Incentive Compensation Plan Management For For
 
THE SHERWIN-WILLIAMS COMPANY
Meeting Date:  APR 22, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL
Ticker:  SHW
Security ID:  824348106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kerrii B. Anderson Management For For
1.2 Elect Director Arthur F. Anton Management For For
1.3 Elect Director Jeff M. Fettig Management For For
1.4 Elect Director Richard J. Kramer Management For For
1.5 Elect Director Susan J. Kropf Management For For
1.6 Elect Director John G. Morikis Management For For
1.7 Elect Director Christine A. Poon Management For For
1.8 Elect Director Michael H. Thaman Management For For
1.9 Elect Director Matthew Thornton, III Management For For
1.10 Elect Director Steven H. Wunning Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
TOTAL SA
Meeting Date:  MAY 29, 2020
Record Date:  MAY 27, 2020
Meeting Type:  ANNUAL/SPECIAL
Ticker:  FP
Security ID:  F92124100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program Management For For
4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
5 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
6 Reelect Patricia Barbizet as Director Management For For
7 Reelect Marie-Christine Coisne-Roquette as Director Management For For
8 Reelect Mark Cutifani as Director Management For For
9 Elect Jerome Contamine as Director Management For For
10 Approve Compensation Report of Corporate Officers Management For For
11 Approve Remuneration Policy of Directors Management For For
12 Approve Compensation of Patrick Pouyanne, Chairman and CEO Management For For
13 Approve Remuneration Policy of Chairman and CEO Management For For
14 Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly Management For For
15 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion Management For For
16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million Management For For
17 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million Management For For
18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 Management For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For For
20 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
21 Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans Management For For
A Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly Shareholder Against Against
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrew H. Card, Jr. Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Lance M. Fritz Management For For
1e Elect Director Deborah C. Hopkins Management For For
1f Elect Director Jane H. Lute Management For For
1g Elect Director Michael R. McCarthy Management For For
1h Elect Director Thomas F. McLarty, III Management For For
1i Elect Director Bhavesh V. Patel Management For For
1j Elect Director Jose H. Villarreal Management For For
1k Elect Director Christopher J. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
5 Report on Climate Change Shareholder Against Against
 
UNITED RENTALS, INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL
Ticker:  URI
Security ID:  911363109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jose B. Alvarez Management For For
1.2 Elect Director Marc A. Bruno Management For For
1.3 Elect Director Matthew J. Flannery Management For For
1.4 Elect Director Bobby J. Griffin Management For For
1.5 Elect Director Kim Harris Jones Management For For
1.6 Elect Director Terri L. Kelly Management For For
1.7 Elect Director Michael J. Kneeland Management For For
1.8 Elect Director Gracia C. Martore Management For For
1.9 Elect Director Filippo Passerini Management For For
1.10 Elect Director Donald C. Roof Management For For
1.11 Elect Director Shiv Singh Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Management For For
5 Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors Shareholder Against Against
 
VALERO ENERGY CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL
Ticker:  VLO
Security ID:  91913Y100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director H. Paulett Eberhart Management For For
1B Elect Director Joseph W. Gorder Management For For
1C Elect Director Kimberly S. Greene Management For For
1D Elect Director Deborah P. Majoras Management For For
1E Elect Director Eric D. Mullins Management For For
1F Elect Director Donald L. Nickles Management For For
1G Elect Director Philip J. Pfeiffer Management For For
1H Elect Director Robert A. Profusek Management For For
1I Elect Director Stephen M. Waters Management For For
1J Elect Director Randall J. Weisenburger Management For For
1K Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Mark T. Bertolini Management For For
1.3 Elect Director Vittorio Colao Management For For
1.4 Elect Director Melanie L. Healey Management For For
1.5 Elect Director Clarence Otis, Jr. Management For For
1.6 Elect Director Daniel H. Schulman Management For For
1.7 Elect Director Rodney E. Slater Management For For
1.8 Elect Director Hans E. Vestberg Management For For
1.9 Elect Director Gregory G. Weaver Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Eliminate Above-Market Earnings in Executive Retirement Plans Shareholder Against Against
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation Shareholder Against Against
8 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against Against
 
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date:  JAN 30, 2020
Record Date:  DEC 02, 2019
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose E. Almeida Management For For
1b Elect Director Janice M. Babiak Management For For
1c Elect Director David J. Brailer Management For For
1d Elect Director William C. Foote Management For For
1e Elect Director Ginger L. Graham Management For For
1f Elect Director John A. Lederer Management For For
1g Elect Director Dominic P. Murphy Management For For
1h Elect Director Stefano Pessina Management For For
1i Elect Director Nancy M. Schlichting Management For For
1j Elect Director James A. Skinner Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
5 Adopt a Policy on Bonus Banking *Withdrawn Resolution* Shareholder None None
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
 
WALMART INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Cesar Conde Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Steven S Reinemund Management For For
1j Elect Director S. Robson Walton Management For For
1k Elect Director Steuart L. Walton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Report on Impacts of Single-Use Plastic Bags Shareholder Against For
6 Report on Supplier Antibiotics Use Standards Shareholder Against Against
7 Adopt Policy to Include Hourly Associates as Director Candidates Shareholder Against Against
8 Report on Strengthening Prevention of Workplace Sexual Harassment Shareholder Against For
 
WELLS FARGO & COMPANY
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  WFC
Security ID:  949746101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Steven D. Black Management For For
1b Elect Director Celeste A. Clark Management For For
1c Elect Director Theodore F. Craver, Jr. Management For For
1d Elect Director Wayne M. Hewett Management For For
1e Elect Director Donald M. James Management For For
1f Elect Director Maria R. Morris Management For For
1g Elect Director Charles H. Noski Management For For
1h Elect Director Richard B. Payne, Jr. Management For For
1i Elect Director Juan A. Pujadas Management For For
1j Elect Director Ronald L. Sargent Management For For
1k Elect Director Charles W. Scharf Management For For
1l Elect Director Suzanne M. Vautrinot Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors Shareholder Against Against
5 Report on Incentive-Based Compensation and Risks of Material Losses Shareholder Against Against
6 Report on Global Median Gender Pay Gap Shareholder Against Against

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

REGISTRANT: Putnam Equity Income Fund

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 19, 2020