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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-02742 | ||||||||
Name of Registrant: | Putnam Equity Income Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Equity Income Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 11/30/2014 | ||||||||
Date of reporting period: | 07/01/2014 - 06/30/2015 |
Registrant : | Putnam Equity Income Fund | |||||||
Fund Name : | Putnam Equity Income Fund | |||||||
Date of fiscal year end: | 11/30/2014 | |||||||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labor Policies | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
1.4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.5 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.7 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.8 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.9 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Scott T. Ford | Mgmt | For | For | For | |||
3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
4 | Elect William E. Kennard | Mgmt | For | For | For | |||
5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
6 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
7 | Elect John B. McCoy | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
2 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
3 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
4 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
5 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
7 | Elect Ivan G. Seidenberg | Mgmt | For | Against | Against | |||
8 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
9 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
10 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
California Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRC | CUSIP 13057Q107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin A. Gannon | Mgmt | For | For | For | |||
1.2 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.6 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William A. Owens | Mgmt | For | For | For | |||
1.8 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.9 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.10 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.12 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2015 Executive Officer Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
2 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
4 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Leadership Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | |||
1.2 | Elect David A. Handler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Susan Hockfield | Mgmt | For | For | For | |||
7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Robert W. Lane | Mgmt | For | For | For | |||
10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
11 | Elect James J. Mulva | Mgmt | For | For | For | |||
12 | Elect James E. Rohr | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
15 | Elect James S. Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hatteras Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTS | CUSIP 41902R103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | |||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | |||
1.3 | Elect David W. Berson | Mgmt | For | For | For | |||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | |||
1.5 | Elect Vicki McElreath | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey D. Miller | Mgmt | For | For | For | |||
1.7 | Elect William V. Nutt, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Thomas D. Wren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
3 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | |||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | |||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
4 | Elect Myra M. Hart | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Related to Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mallinckrodt PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNK | CUSIP G5785G107 | 08/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Ben A. Guill | Mgmt | For | For | For | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
8 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
9 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
3 | Elect John W. Conway | Mgmt | For | For | For | |||
4 | Elect Philip G. Cox | Mgmt | For | For | For | |||
5 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
7 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | |||
14 | Amendment of Company’s Articles to Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Seagate Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
5 | Elect William T. Coleman | Mgmt | For | For | For | |||
6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
7 | Elect Kristen M. Onken | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
10 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
11 | Elect Edward Zander | Mgmt | For | For | For | |||
12 | Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patrick Artus | Mgmt | For | For | For | |||
11 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
12 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
13 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | |||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
7 | Elect Francisco Luzón López | Mgmt | For | For | For | |||
8 | Elect James F. McCann | Mgmt | For | For | For | |||
9 | Elect Jaymin Patel | Mgmt | For | For | For | |||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | |||
11 | Elect Michael Somers | Mgmt | For | For | For | |||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Issue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 07/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | |||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
7 | Elect Francisco Luzon Lopez | Mgmt | For | For | For | |||
8 | Elect James F. McCann | Mgmt | For | For | For | |||
9 | Elect Jaymin Patel | Mgmt | For | For | For | |||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | |||
11 | Elect Michael Somers | Mgmt | For | For | For | |||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Equity Income Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 14, 2015 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 14, 2015 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
August 6, 2015 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
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Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
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