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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-2742 | ||||||||
Name of Registrant: | Putnam Equity Income Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Equity Income Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 11/30/12 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Equity Income Fund | |||||||
Fund Name : | Putnam Equity Income Fund | |||||||
Date of Fiscal Year End: | 11/30/2012 | |||||||
ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | |||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | |||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | |||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect David Gary Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
7 | Elect Michael G. Morris | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | |||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | |||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
14 | Elect John F. Turner | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | U.K. Remuneration Report | Mgmt | For | For | For | |||
18 | Global Share Purchase Plan | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | |||
2 | Elect Chansoo Joung | Mgmt | For | For | For | |||
3 | Elect William C. Montgomery | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Ashland Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044209104 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brendan Cummins | Mgmt | For | For | For | |||
2 | Elect Mark Rohr | Mgmt | For | For | For | |||
3 | Elect Janice Teal | Mgmt | For | For | For | |||
4 | Elect Michael Ward | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
4 | Elect James H. Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect Scott T. Ford | Mgmt | For | For | For | |||
7 | Elect James P. Kelly | Mgmt | For | For | For | |||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
10 | Elect John B. McCoy | Mgmt | For | For | For | |||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Bo I Anderson | Mgmt | For | For | For | |||
1.3 | Elect Wolfgang Ziebart | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bernard de La Tour d'Auvergne Lauraguais | Mgmt | For | For | For | |||
2 | Elect William Engels | Mgmt | For | For | For | |||
3 | Elect L. Patrick Lupo | Mgmt | For | For | For | |||
4 | Elect Soren Schroder | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 08/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jens Alder | Mgmt | For | For | For | |||
2 | Elect Raymond Bromark | Mgmt | For | For | For | |||
3 | Elect Gary Fernandes | Mgmt | For | For | For | |||
4 | Elect Rohit Kapoor | Mgmt | For | For | For | |||
5 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
6 | Elect Christopher Lofgren | Mgmt | For | For | For | |||
7 | Elect William McCracken | Mgmt | For | For | For | |||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
9 | Elect Laura Unger | Mgmt | For | For | For | |||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
11 | Elect Ron Zambonini | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2012 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | |||
1.4 | Elect William A. Owens | Mgmt | For | For | For | |||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||
11 | Elect John S. Watson | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect David W. Dorman | Mgmt | For | For | For | |||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
8 | Elect David W. Nelms | Mgmt | For | For | For | |||
9 | Elect E. Follin Smith | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect John W. Alden | Mgmt | For | For | For | |||
3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
4 | Elect James N. Fernandez | Mgmt | For | For | For | |||
5 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
6 | Elect Sara Mathew | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Right to Act by Written Consent | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Brett White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CUSIP 26874R108 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.5 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William W. Helman IV | Mgmt | For | For | For | |||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | |||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
12 | Elect Alan Mulally | Mgmt | For | For | For | |||
13 | Elect Homer A. Neal | Mgmt | For | For | For | |||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
15 | Elect John L. Thornton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Paul Kaminski | Mgmt | For | For | For | |||
6 | Elect John Keane | Mgmt | For | For | For | |||
7 | Elect Lester Lyles | Mgmt | For | For | For | |||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam E. McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | |||
Hatteras Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTS | CUSIP 41902R103 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | |||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | |||
1.3 | Elect David W. Berson | Mgmt | For | For | For | |||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey D. Miller | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Wren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney Chase | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Harvey Golub | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Karl Kurz | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect David McManus | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Marshall Smith | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | N/A | TNA | N/A | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Kevin Meyers | Mgmt | For | For | For | |||
1.3 | Elect Frederic Reynolds | Mgmt | For | For | For | |||
1.4 | Elect William Schrader | Mgmt | For | For | For | |||
1.5 | Elect Mark Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | Against | For | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect James D. Plummer | Mgmt | For | For | For | |||
7 | Elect David S. Pottruck | Mgmt | For | For | For | |||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
9 | Elect David B. Yoffie | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
6 | Elect Joan E. Spero | Mgmt | For | For | For | |||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
8 | Elect John F. Turner | Mgmt | For | For | For | |||
9 | Elect William G. Walter | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Right to Act by Written Consent | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||
2 | Elect Jill M. Considine | Mgmt | For | For | For | |||
3 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David M. Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | |||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | |||
3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | |||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Legg Mason, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LM | CUSIP 524901 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | |||
1.2 | Elect Barry Huff | Mgmt | For | For | For | |||
1.3 | Elect John Koerner III | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
1.2 | Elect William L. Davis, III | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter E. Massey | Mgmt | For | For | For | |||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger W. Stone | Mgmt | For | For | For | |||
4 | Elect Miles D. White | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
3 | Elect John M. Keane | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Hugh B. Price | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Alan L. Gosule | Mgmt | For | For | For | |||
3 | Elect Stewart Zimmerman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect David W. Crane | Mgmt | For | For | For | |||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | |||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | |||
7 | Elect Egon Durban | Mgmt | For | Against | Against | |||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
10 | Elect Ian Loring | Mgmt | For | Against | Against | |||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | |||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | |||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect William H. Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance J. Horner | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect George A. Lorch | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | |||
2 | Elect David Goel | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
1.10 | Elect William H. Spence | Mgmt | For | For | For | |||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
6 | Elect William R. Spivey | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William H. Swanson | Mgmt | For | For | For | |||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect William V. Hickey | Mgmt | For | For | For | |||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | |||
8 | Elect William J. Marino | Mgmt | For | For | For | |||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | |||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | |||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect Linda A. Hill | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | |||
6 | Elect David B. Lewis | Mgmt | For | For | For | |||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect James A. Runde | Mgmt | For | For | For | |||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
The McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | Against | Against | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect William D. Green | Mgmt | For | For | For | |||
4 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Koch Lorimer | Mgmt | For | For | For | |||
6 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
7 | Elect Robert P. McGraw | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
14 | Company Name Change | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||
6 | Elect Gunnar Brock | Mgmt | For | Against | Against | |||
7 | Elect Gerard Lamarche | Mgmt | For | Against | Against | |||
8 | Elect Charles Keller | Mgmt | For | Against | Against | |||
9 | Elect Philippe Marchandise | Mgmt | Against | Against | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Diversity Label | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | |||
1.2 | Elect John C. Plant | Mgmt | For | For | For | |||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Bob Marbut | Mgmt | For | For | For | |||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert W. Lane | Mgmt | For | For | For | |||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh B. Price | Mgmt | For | For | For | |||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | |||
2 | Elect Gerard Kleisterlee | Mgmt | N/A | For | N/A | |||
3 | Elect Vittorio Colao | Mgmt | N/A | For | N/A | |||
4 | Elect Andy Halford | Mgmt | N/A | For | N/A | |||
5 | Elect Steve Pusey | Mgmt | N/A | For | N/A | |||
6 | Elect Renee James | Mgmt | N/A | For | N/A | |||
7 | Elect Alan Jebson | Mgmt | N/A | For | N/A | |||
8 | Elect Samuel Jonah | Mgmt | N/A | For | N/A | |||
9 | Elect Nick Land | Mgmt | N/A | For | N/A | |||
10 | Elect Anne Lauvergeon | Mgmt | N/A | For | N/A | |||
11 | Elect Luc Vandevelde | Mgmt | N/A | For | N/A | |||
12 | Elect Anthony Watson | Mgmt | N/A | For | N/A | |||
13 | Elect Philip Yea | Mgmt | N/A | For | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
15 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | |||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | |||
21 | Authorisation of Political Donations | Mgmt | N/A | For | N/A | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | |||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect David C. Dvorak | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Equity Income Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |
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