0000869392-22-000013.txt : 20220105
0000869392-22-000013.hdr.sgml : 20220105
20220105094839
ACCESSION NUMBER: 0000869392-22-000013
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211031
FILED AS OF DATE: 20220105
DATE AS OF CHANGE: 20220105
EFFECTIVENESS DATE: 20220105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM LARGE CAP VALUE FUND
CENTRAL INDEX KEY: 0000216934
IRS NUMBER: 046407893
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02742
FILM NUMBER: 22509685
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 8002551581
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM EQUITY INCOME FUND
DATE OF NAME CHANGE: 20190212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM EQUITY INCOME FUND/NEW/
DATE OF NAME CHANGE: 19940302
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM STRATEGIC INCOME TRUST
DATE OF NAME CHANGE: 19920703
0000216934
S000005581
PUTNAM LARGE CAP VALUE FUND
C000015218
Class A Shares
PEYAX
C000015219
Class B Shares
PEQNX
C000015220
Class C Shares
PEQCX
C000015222
Class R Shares
PEQRX
C000015223
Class Y Shares
PEIYX
C000118171
Class R5
C000118172
Class R6
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
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false
false
N-1A
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true
Putnam Large Cap Value Fund
811-02742
0000216934
CZH3VR3I6CWL6QA8GG38
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
2 AVENUE DE LAFAYETTE
BOSTON
02111
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
N
N
N-1A
1
Y
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Sutphen Mona K
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
Y
N
PricewaterhouseCoopers LLP
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5493002GVO7EO8RNNS37
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N
N
N
N
N
Putnam Large Cap Value Fund
S000005581
CZH3VR3I6CWL6QA8GG38
N
7
0
0
N/A
N
N
Y
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Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
158792896.00
182683.00
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters
549300561UZND4C7B569
N
Reuters (equities)
549300561UZND4C7B569
N
ICE Data Services (Convert)
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
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1V8Y6QCX6YMJ2OELII46
308984.96
BCAP - BARCLAYS CAPITAL, INC.
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AC28XWWI3WIBK2824319
284968.51
GSCO - GOLDMAN SACHS & CO LLC
8-129
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211999
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
193170.81
MLCO - BofA Securities, Inc.
8-7221
000007691
549300HN4UKV1E2R3U73
192027.96
UBSW - UBS SECURITIES L.L.C.
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
162408.59
CGML - CITIGROUP GLOBAL MARKETS INC
8-8177
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6SHGI4ZSSLCXXQSBB395
152297.6
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
133322.56
RAJA - RAYMOND JAMES & ASSOCIATES, INC.
8-10999
000000705
U4ONQX15J3RO8XCKE979
109678.6
JONE - JONESTRADING
8-26089
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2138008JJ5PA8H5UIL69
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2230068.85
CGMI - CITIGROUP GLOBAL MARKETS INC.
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MBNUM2BPBDO7JBLYG310
5607970000
BCAP - BARCLAYS CAPITAL, INC.
8-41342
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AC28XWWI3WIBK2824319
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JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
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GSCO - GOLDMAN SACHS & CO LLC
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MLCO - BofA Securities, Inc.
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549300HN4UKV1E2R3U73
412157055.99
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
315279468.41
RBCA - ROYAL BANK OF CANADA
8-45411
000031194
ES7IP3U3RHIGC71XBU11
CA
206905000
RBCD - RBC CAPITAL MARKETS LLC
8-45411
000031194
549300LCO2FLSSVFFR64
127247946.03
WCHV - WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
109997897.21
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
69495672.77
9447827816.36
Y
15710076764.83
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.a.iii012.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Putnam Large Cap
Value Fund:
In planning and performing our audit of the financial statements
of Putnam Large Cap Value Fund (the Fund) as of and for the
period ended October 31, 2021, in accordance with the standards
of the Public Company Accounting Oversight Board (United States)
(PCAOB), we considered the Funds internal control over financial
reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to comply
with the requirements of Form N-CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal
control over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Funds internal
control over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However,
we noted no deficiencies in the Funds internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of October 31, 2021.
?
This report is intended solely for the information and use of
the Board of Trustees of Putnam Large Cap Value Fund and the
Securities and Exchange Commission and is not intended to be and
should not be used by anyone other than these specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
December 10, 2021
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us