0000869392-12-000093.txt : 20120727
0000869392-12-000093.hdr.sgml : 20120727
20120727102037
ACCESSION NUMBER: 0000869392-12-000093
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20120531
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
EFFECTIVENESS DATE: 20120727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM EQUITY INCOME FUND/NEW/
CENTRAL INDEX KEY: 0000216934
IRS NUMBER: 046407893
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02742
FILM NUMBER: 12989140
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 8002551581
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM STRATEGIC INCOME TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OPTION INCOME TRUST
DATE OF NAME CHANGE: 19910307
0000216934
S000005581
PUTNAM EQUITY INCOME FUND
C000015218
Class A Shares
PEYAX
C000015219
Class B Shares
PEQNX
C000015220
Class C Shares
PEQCX
C000015221
Class M Shares
PEIMX
C000015222
Class R Shares
PEQRX
C000015223
Class Y Shares
PEIYX
C000118171
Class R5
C000118172
Class R6
NSAR-A
1
answer.fil
PAGE 1
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PAGE 2
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008 C000001 801-7974
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008 D030001 02109
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008 D010002 LONDON
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008 D060002 SW1A 1LD
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES INC
012 B000001 84-06331
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 KPMG LLP
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013 B030001 02111
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PAGE 3
015 C030001 02111
015 E010001 X
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020 A000001 MORGAN STANLEY & CO., INC.
020 B000001 13-2655998
020 C000001 331
020 A000002 CITIBANK, N.A.
020 B000002 13-5266470
020 C000002 239
020 A000003 CREDIT SUISSE FIRST BOSTON
020 B000003 13-5659485
020 C000003 234
020 A000004 GOLDMAN SACHS & CO.
020 B000004 13-5108880
020 C000004 229
020 A000005 UBS SECURITIES, LLC
020 B000005 13-3873456
020 C000005 210
020 A000006 JPMORGAN SECURITIES, INC.
020 B000006 13-3379014
020 C000006 122
020 A000007 SANFORD C.BERNSTEIN & CO., LLC
020 B000007 13-4132953
020 C000007 116
020 A000008 BANC OF AMERICA SECURITIES, LLC
020 B000008 56-2058405
020 C000008 113
020 A000009 BARCLAYS CAPITAL, INC.
020 B000009 06-1031656
020 C000009 110
020 A000010 KEEFE, BRUYETTE & WOODS, INC.
020 B000010 13-1964616
020 C000010 89
021 000000 2492
022 A000001 BANC OF AMERICA SECURITIES, LLC
022 B000001 56-2058405
022 C000001 34803
022 D000001 14998
022 A000002 NOMURA SECURITIES INTERNATIONAL, INC.
022 B000002 13-2642206
022 C000002 0
022 D000002 30911
022 A000003 BARCLAYS CAPITAL, INC.
022 B000003 06-1031656
022 C000003 0
022 D000003 28552
022 A000004 MORGAN STANLEY & CO., INC.
022 B000004 13-2655998
PAGE 4
022 C000004 14993
022 D000004 0
022 A000005 CREDIT SUISSE FIRST BOSTON
022 B000005 13-5659485
022 C000005 874
022 D000005 13605
022 A000006 CITIBANK, N.A.
022 B000006 13-5266470
022 C000006 9999
022 D000006 0
022 A000007 JEFFERIES & CO., INC.
022 B000007 95-2622900
022 C000007 0
022 D000007 8090
022 A000008 JPMORGAN SECURITIES, INC.
022 B000008 13-3379014
022 C000008 0
022 D000008 2339
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022 B000009 13-5108880
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022 D000009 1180
022 A000010 LAZARD CAPITAL MARKETS, LLC
022 B000010 20-2343668
022 C000010 856
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024 000000 Y
025 A000001 CITIGROUP, INC.
025 B000001 52-1568099
025 C000001 E
025 D000001 68382
025 A000002 JPMORGAN CHASE & CO.
025 B000002 13-2624428
025 C000002 E
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
077 A000000 Y
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080 B000000 FEDERAL INSURANCE COMPANY
080 C000000 80000
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SIGNATURE JANET SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
perclass012.txt
Putnam Equity Income Fund
5/31/12 Semi Annual
Because of the electronic format for filing Form N SAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 Class A 27,324
Class B 731
Class C 919
72DD2 Class M 296
Class R 678
Class Y 8,665
73A1 Class A 0.177
Class B 0.118
Class C 0.122
73A2 Class M 0.139
Class R 0.159
Class Y 0.196
74U1 Class A 155,033
Class B 5,666
Class C 7,846
74U2 Class M 2,055
Class R 4,495
Class Y 49,657
74V1 Class A 15.13
Class B 14.99
Class C 15.01
74V2 Class M 14.99
Class R 15.04
Class Y 15.13
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semi-monthly,
or monthly through automatic deductions through your bank
checking or savings account. Currently, Putnam is waiving the
minimum, but reserves the right to reject initial investments
under the minimum.
Additional Information About Errors and Omissions Policy
Item 85B
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.
EX-99
3
newacct77l012.txt
Putnam Equity Income Fund
77L New Accounting Pronouncements
In May 2011, the Financial Accounting Standards Board (FASB)
issued Accounting Standards Update (ASU) 2011 04 Fair Value
Measurements and Disclosures (Topic 820) Amendments to
Achieve Common Fair Value Measurement and Disclosure
Requirements in U.S. GAAP and IFRS. ASU 2011 04 amends FASB
Topic 820 Fair Value Measurement and seeks to develop
common requirements for measuring fair value and for
disclosing information about fair value measurements in
accordance with GAAP. ASU 2011 04 is effective for fiscal
years and interim periods beginning after December 15, 2011.
The application of ASU 2011 04 will not have a material
impact on the funds financial statements.
In December 2011, the FASB issued ASU No. 2011 11 Disclosures
about Off setting Assets and Liabilities. The update creates
new disclosure requirements requiring entities to disclose both
gross and net information for derivatives and other financial
instruments that are either offset in the Statement of assets
and liabilities or subject to an enforceable master netting
arrangement or similar agreement. The disclosure requirements
are effective for annual reporting periods beginning on or
after January 1, 2013 and interim periods within those annual
periods. Putnam Management is currently evaluating the
application of ASU 2011 11 and its impact, if any, on the
funds financial statements.