-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYMStLJ63g/wQtc87Yu7jhfywALJRQwLPmwmN+Pq8lh7HmxMjTdf1iuhjRmq4mlq xKQ20FfmRwoCv31y9x5u+Q== 0001140361-10-046700.txt : 20101119 0001140361-10-046700.hdr.sgml : 20101119 20101119195721 ACCESSION NUMBER: 0001140361-10-046700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101118 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Theodore Seth CENTRAL INDEX KEY: 0001399096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11071 FILM NUMBER: 101206997 MAIL ADDRESS: STREET 1: 307 EAST 87TH STREET CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGE ENTERTAINMENT INC CENTRAL INDEX KEY: 0000216324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 840685613 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20525 NORDHOFF STREET STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8184079100 MAIL ADDRESS: STREET 1: 20525 NORDHOFF STREET STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: KEY INTERNATIONAL FILM DISTRIBUTORS INC DATE OF NAME CHANGE: 19830719 4 1 doc1.xml FORM 4 X0303 4 2010-11-18 0 0000216324 IMAGE ENTERTAINMENT INC DISK 0001399096 Green Theodore Seth C/O IMAGE ENTERTAINMENT, INC. 20525 NORDHOFF STREET, SUTIE 200 CHATSWORTH CA 91311 1 1 1 0 Chairman and CEO Restricted Common Stock Award (A) 2010-11-19 4 A 0 8005550 0 A 8009050 D Restricted Common Stock Award (B) 2010-11-19 4 A 0 1502877 0 A 9511927 D Restricted Common Stock Award (C) 2010-11-19 4 A 0 345405 0 A 9857332 D Common Stock 2010-11-18 4 C 0 17893837 A 27751169 D Stock Option (right to buy) (A) 0.20 2010-11-19 4 A 0 1793165 0 A 2011-01-08 2020-11-19 Common Stock 1793165 1793165 D Stock Option (right to buy) (B) 0.20 2010-11-19 4 A 0 946801 0 A 2020-11-19 Common Stock 946801 946801 D Stock Option (right to buy) (C) 0.20 2010-11-19 4 A 0 2104273 0 A 2020-11-19 Common Stock 2104273 2104273 D Series C Junior Participating Preferred Stock 2010-11-18 4 C 0 17893.837 A 2010-04-14 Common Stock 17893837 0 D Award granted in satisfaction of a prior contractual agreement by the issuer with the reporting person under an employment agreement entered into in April 2010 to grant such award. Shares vest and cease to be subject to forfeiture upon continued service and/or satisfaction of certain performance-related conditions (including stock price achievement) or other conditions applicable to the award. The Series C Junior Participating Preferred Stock ("Series C Preferred Stock") automatically converted into shares of common stock at a ratio of 1,000 shares of common stock for each share of Series C Preferred Stock on November 18, 2010, the date that sufficient authorized but unissued common stock became available to convert all outstanding Series C Preferred Stock into common stock. The Series C Preferred Stock had no expiration date. 25% vests on January 8, 2011 and 6.25% vests each three-month period thereafter (vesting round up to nearest whole share). 100% vested on January 8, 2014. 100% vested upon the earlier of (i) the date the stock's fair market value equals or exceeds $0.0773 for any 20 out of 30 consecutive trading days on or after January 8, 2012, (ii) a change in control in which the stock's equity value equals or exceeds $0.0733 per share, or (iii) January 8, 2019. 100% vested upon the earlier of (i) the date the stock's fair market value equals or exceeds $0.19 for any 20 out of 30 consecutive trading days on or after January 8, 2013 (ii) a change in control in which the stock's equity value equals or exceeds $0.19 per share, or (iii) January 8, 2019. Dawn A. Martens, Attorney-in-Fact 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----