-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WP/hVCdNop9BikyXwdrqVUEUvxMzSmVENNoU1Wi58YqYzKF0dRLOl2wCimbbBjfY vrRDa1I1y1IMJ5GQlGsA2Q== 0000216228-96-000018.txt : 19960705 0000216228-96-000018.hdr.sgml : 19960705 ACCESSION NUMBER: 0000216228-96-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960703 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ITT INDUSTRIES INC CENTRAL INDEX KEY: 0000216228 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 135158950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05627 FILM NUMBER: 96590709 BUSINESS ADDRESS: STREET 1: FOUR W RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412000 FORMER COMPANY: FORMER CONFORMED NAME: ITT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL TELEPHONE & TELEGRAPH CORP DATE OF NAME CHANGE: 19840321 COMPANY DATA: COMPANY CONFORMED NAME: ENGEN D TRAVIS CENTRAL INDEX KEY: 0001014325 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ITT INDUSTRIES INC STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412000 MAIL ADDRESS: STREET 1: ITT INDUSTRIES INC STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 4 1 FORM 4 - JUNE, 1996 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 4 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Engen, D. Travis ITT Industries, Inc. 4 West Red Oak Lane White Plains, NY 10604 2. Issuer Name and Ticker or Trading Symbol ITT Industries, Inc. IIN 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year June, 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman, President and Chief Executive
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |6/19/9|M | |23,399 |A |$9.44 |38,078 |D | | |5 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (ISP) (1) | | | | | | |1,067 |I |In Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (Right to|$7.9100 | | | | | |12/18|12/20|Common Stock|87,758 | |87,758 |D | | Buy) (2) | | | | | | |/90 |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$9.8900 | | | | | |11/07|11/09|Common Stock|146,262| |146,262 |D | | Buy) (2) | | | | | | |/92 |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$8.3100 | | | | | |12/11|12/13|Common Stock|146,262| |146,262 |D | | Buy) (2) | | | | | | |/93 |/00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$8.7200 | | | | | |02/12|12/14|Common Stock|329,385| |329,385 |D | | Buy) (2) | | | | | | |/93 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$20.3200| | | | | |03/05|05/11|Common Stock|321,126| |321,126 |D | | Buy) (2) | | | | | | |/96 |/05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$9.4400 |6/19/|M | |23,399 |D |11/11|11/13|Common Stock|23,399 | |0 | | | Buy) (2) | |96 | | | | |/89 |/96 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$15.7200| | | | | |09/06|10/16|Common Stock|292,525| |292,525 |D | | Buy) (2) | | | | | | |/95 |/03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$15.6900| | | | | |08/14|10/13|Common Stock|321,126| |321,126 |D | | Buy) (2) | | | | | | |/95 |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (Right to|$25.3800| | | | | |03/12|03/14|Common Stock|150,000| |150,000 |D | | Buy) (3) | | | | | | |/05 |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Common Stock held under the Investment and Savings Plan for Salaried Employees, based on 10/31/95 plan statement. (2) Options acquired under Rule 16b-3 plans of the Issuer. (3) Options awarded under Rule 16b-3 plan are exercisable (i) on the exercisable date or (ii) after the closing NYSE trading price remains at or above $31.73 for ten or more consecutive trading days, whichever is earlier. SIGNATURE OF REPORTING PERSON D. TRAVIS ENGEN -----END PRIVACY-ENHANCED MESSAGE-----