-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EHvkGUVSbGdU2klcCHu87rAoyvh3q2bfyjk1pnfANeBHZXoUb54REgdBleypXeWx 2rZdLoYKgF2xd8NjudmsWg== 0000216228-01-500011.txt : 20010517 0000216228-01-500011.hdr.sgml : 20010517 ACCESSION NUMBER: 0000216228-01-500011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010502 FILED AS OF DATE: 20010516 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ITT INDUSTRIES INC CENTRAL INDEX KEY: 0000216228 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 135158950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05627 FILM NUMBER: 1641358 BUSINESS ADDRESS: STREET 1: FOUR W RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412058 MAIL ADDRESS: STREET 1: FOUR W RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 FORMER COMPANY: FORMER CONFORMED NAME: ITT CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL TELEPHONE & TELEGRAPH CORP DATE OF NAME CHANGE: 19840321 COMPANY DATA: COMPANY CONFORMED NAME: ENGEN D TRAVIS CENTRAL INDEX KEY: 0001014325 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ITT INDUSTRIES INC STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 9146412000 MAIL ADDRESS: STREET 1: ITT INDUSTRIES INC STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 4 1 edgar.txt FORM 4 - 5/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Engen, D. Travis 265 Brushy Ridge Road New Caanan, CT 06840 2. Issuer Name and Ticker or Trading Symbol ITT Industries, Inc. ITT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 5/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Retired 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock (1) | | | | | | |100 |D(1) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (ISP) (2) | | | | | | |8,756 |I |In Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (3) |5/1/01|M | |138,185 |A |$8.72 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (3) |5/1/01|S | |138,185 |D |$43.51 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (3) |5/2/01|M | |191,200 |A |$8.72 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock (3) |5/2/01|S | |191,200 |D |43.50 |281,034 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option|$8.72 |5/1/0|M | |138,185 |D |2/12/|12/14|Common Stock|138,185| |- 0- | | | (Right to Buy) (3 | |1 | | | | |93 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$8.72 |5/2/0|M | |191,200 |D |2/12/|12/14|Common Stock|191,200| |- 0 - | | | (Right to Buy) (3) | |1 | | | | |93 |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Shares held jointly with my wife, Anne. (2) Shares held under the ITT Industries Investment and Savings Plan reflecting accumulations through May 15, 2001. (3) Shares acquired upon exercises of employee stock options granted under Rule 16b-3 Plan. SIGNATURE OF REPORTING PERSON TRAVIS ENGEN DATE 5/16/01 -----END PRIVACY-ENHANCED MESSAGE-----