0001127602-21-002446.txt : 20210125
0001127602-21-002446.hdr.sgml : 20210125
20210125172114
ACCESSION NUMBER: 0001127602-21-002446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201124
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH CLARENCE H
CENTRAL INDEX KEY: 0001209399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14445
FILM NUMBER: 21550802
MAIL ADDRESS:
STREET 1: 780 JOHNSON FERRY RD., SUITE 800
CITY: ATLANTA
STATE: GA
ZIP: 30342
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAVERTY FURNITURE COMPANIES INC
CENTRAL INDEX KEY: 0000216085
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 580281900
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 JOHNSON FERRY ROAD
STREET 2: SUITE 800
CITY: ATLANTA
STATE: GA
ZIP: 30342
BUSINESS PHONE: 404-443-2900
MAIL ADDRESS:
STREET 1: 780 JOHNSON FERRY ROAD
STREET 2: SUITE 800
CITY: ATLANTA
STATE: GA
ZIP: 30342
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-11-24
0000216085
HAVERTY FURNITURE COMPANIES INC
HVT
0001209399
SMITH CLARENCE H
780 JOHNSON FERRY RD.
SUITE 800
ATLANTA
GA
30342-
1
1
Chairman, President & CEO
Common Stock
2020-11-24
5
G
0
E
1129
0
D
17058
D
Common Stock
7850
I
By Georgia Limited Partnership
Common Stock
29689
I
By Spouse
Class A Common Stock
112036
D
Class A Common Stock
1950
I
By Spouse
Class A Common Stock
603497
I
By Villa Clare, LP
Class A Common Stock
603497
I
By West Wesley, LLC
RSUs 2021
2021-01-21
4
A
0
6670
0
A
Common Stock
6670
6670
D
PRSUs 2020
2021-01-21
4
A
0
44800
0
A
Common Stock
44800
44800
D
PRSUs 2020.1
2021-01-21
4
A
0
7680
0
A
Common Stock
7680
7680
D
PRSUs 2019
Common Stock
8477
8477
D
PRSUs 2018
Common Stock
14352
14352
D
RSUs 2020
Common Stock
8000
8000
D
RSUs 2019
Common Stock
2175
2175
D
RSUs 2018
Common Stock
1290
1290
D
Phantom Stock
0
Common Stock
4719
4719
D
Mr. Smith is a partner in a Georgia limited partnership which beneficially owns these shares of Common Stock. Mr. Smith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the partnership.
These shares are held by Villa Clare, LP, a limited partnership ("VC") and are also reported herein by West Wesley, LLC, a limited liability company ("WW"), the partnership's general partner. Mr. Smith is the sole manager of WW. Mr. Smith disclaims beneficial ownership of shares held by VC or WW except to the extent of his pecuniary interest therein.
Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.
Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.
Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.
Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.
Performance Restricted Stock Units ("PRSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2018. This amount represents the number of performance units earned for fiscal year 2018, which were certified by the Nominating, Compensation and Governance Committee. The performance units vest on February 28, 2021.
Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.
Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.
Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.
Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.
Jenny H. Parker, Attorney-in-Fact
2021-01-25