0001209191-11-060180.txt : 20111207 0001209191-11-060180.hdr.sgml : 20111207 20111207210740 ACCESSION NUMBER: 0001209191-11-060180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111205 FILED AS OF DATE: 20111207 DATE AS OF CHANGE: 20111207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN BERKEL JACOB CENTRAL INDEX KEY: 0001421694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 111249725 MAIL ADDRESS: STREET 1: C/O GRUBB & ELLIS COMPANY STREET 2: 1551 N. TUSTIN AVENUE, SUITE 300 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBB & ELLIS CO CENTRAL INDEX KEY: 0000216039 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 941424307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126986700 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-12-05 0 0000216039 GRUBB & ELLIS CO GBE 0001421694 VAN BERKEL JACOB C/O GRUBB & ELLIS COMPANY 1551 N. TUSTIN AVENUE, SUITE 300 SANTA ANA CA 92705 0 1 0 0 EVP and COO Common Stock, par value $0.01 2011-12-05 4 F 0 14672 0.22 D 1044770 D Convertible Preferred Stock, par value $0.01 Common Stock, par value $0.01 250 D Represents 14,672 restricted shares of common stock of Grubb & Ellis Company (the "Company") that were withheld upon vesting to satisfy Mr. Van Berkel's tax withholding obligation in connection with the vesting of a total of 40,000 restricted shares of the Company's common stock that were previously awarded to Mr. Van Berkel. On December 2, 2011, the effective date for determination of the tax withholding requirements related to Mr. Van Berkel's vested restricted shares of the Company's common stock, the closing price for the Company's common stock was $0.22. Beneficially owned shares include (i) 211,437 shares of the Company's common stock, with 25,328 of such shares representing the balance of the 40,000 restricted shares that vested on December 5, 2011 minus the 14,672 shares that were withheld to satisfy Mr. Van Berkel's tax withholding obligation and (ii) 833,333 restricted shares of the Company's common stock that were granted to Mr. Van Berkel on March 10, 2010 pursuant to the Company's 2006 Omnibus Equity Plan, (A) 333,333 of which vest in equal 1/2 portions on each of the second and third anniversaries of the grant date and (B) 500,000 of which are subject to vesting based upon the market price of the Company's common stock during the 3 year period beginning March 10, 2010. All such 833,333 restricted shares are subject to Mr. Van Berkel's continued employment by the Company and to the terms of a restricted share agreement. The full title of the deriviative security is 12% Cumulative Participating Perpetual Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"). Each share of Preferred Stock is convertible into 60.606 shares of the Company's common stock, which represents a conversion price of approximately $1.65 per share. The Preferred Stock is convertible, in whole or in part, into common stock at any time at Mr. Van Berkel's option and has no expiration date. /s/ Jacob Van Berkel 2011-12-07