0001209191-11-016781.txt : 20110309 0001209191-11-016781.hdr.sgml : 20110309 20110309202907 ACCESSION NUMBER: 0001209191-11-016781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20110309 DATE AS OF CHANGE: 20110309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Matthew A CENTRAL INDEX KEY: 0001491166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 11676513 MAIL ADDRESS: STREET 1: C/O GRUBB & ELLIS COMPANY STREET 2: 1551 N. TUSTIN AVE., SUITE #300 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBB & ELLIS CO CENTRAL INDEX KEY: 0000216039 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 941424307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126986700 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-12-03 0 0000216039 GRUBB & ELLIS CO GBE 0001491166 Engel Matthew A C/O GRUBB & ELLIS COMPANY 1551 N. TUSTIN AVENUE, SUITE 300 SANTA ANA CA 92705 0 1 0 0 EVP, Finance Common Stock, par value $0.01 2010-12-03 4 F 0 1875 1.18 D 42123 D Convertible Preferred Stock, par value $0.01 Common Stock, par value $0.01 1000 D Represents 1,875 restricted shares of common stock of Grubb & Ellis Company (the "Company") that were withheld upon vesting to satisfy Mr. Engel's tax withholding obligation in connection with the vesting of a total of 5,000 restricted shares of the Company's common stock that were previously awarded to Mr. Engel. On December 3, 2010, the date of the withholding of shares of common stock, the closing price for the Company's common stock was $1.18. Beneficially owned shares include 10,000 restricted shares of the Company's common stock that were granted to Mr. Engel on February 4, 2009 pursuant to the Company's 2006 Omnibus Equity Plan and all such shares will vest on the fourth anniversary of the grant date. Beneficially owned shares also include (i) 6,250 shares of the Company's common stock, with 3,125 of such shares representing the balance of the 5,000 restricted shares that vested on December 3, 2010 minus the 1,875 shares that were withheld to satisfy Mr. Engel's tax withholding obligation and (ii) 10,000 restricted shares of the Company's common stock that were granted to Mr. Engel on December 3, 2008 pursuant to the Company's 2006 Omnibus Equity Plan and which will vest in equal 1/2 portions on each of the third and fourth anniversaries of the grant date. Beneficially owned shares also include 15,873 shares of the Company's phantom stock that were granted to Mr. Engel on December 3, 2008 pursuant to the Company's Deferred Compensation Plan and all such shares will vest on the fourth anniversary of the grant date. The full title of the deriviative security is 12% Cumulative Participating Perpetual Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"). Each share of Preferred Stock is convertible into 60.606 shares of the Company's common stock, which represents a conversion price of approximately $1.65 per share. The Preferred Stock is convertible, in whole or in part, into common stock at any time at Mr. Engel's option and has no expiration date. /s/ Matthew A. Engel 2011-03-09