-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C6LZyRRUsIBxBHS2lSDNq7658DdsOUw0yfB+cLMarqY1NKT9We3/49y/jHbLE2H9 ptaEDXk0kM3xcweUd07yHg== 0001209191-10-027751.txt : 20100513 0001209191-10-027751.hdr.sgml : 20100513 20100513190524 ACCESSION NUMBER: 0001209191-10-027751 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100503 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engel Matthew A CENTRAL INDEX KEY: 0001491166 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 10830227 MAIL ADDRESS: STREET 1: C/O GRUBB & ELLIS COMPANY STREET 2: 1551 N. TUSTIN AVE., SUITE #300 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBB & ELLIS CO CENTRAL INDEX KEY: 0000216039 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 941424307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3126986700 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60661 3 1 c01142_3x0.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-05-03 0 0000216039 GRUBB & ELLIS CO GBE 0001491166 Engel Matthew A C/O GRUBB & ELLIS COMPANY 1551 N. TUSTIN AVE. SUITE #300 SANTA ANA CA 92705 0 1 0 0 Interim CFO Common Stock, par value $0.01 43998 D Convertible Preferred Stock, par value $0.01 Common Stock, par value $0.01 D Beneficially owned shares include 10,000 restricted shares of common stock of Grubb & Ellis Company (the "Company") that were granted to Mr. Engel on February 4, 2009 pursuant to the Company's 2006 Omnibus Equity Plan and all such shares will vest on the fourth anniversary of the grant date. Beneficially owned shares also include (i) 3,125 shares of the Company's common stock and (ii) 15,000 restricted shares of the Company's common stock that were granted to Mr. Engel on December 3, 2008 pursuant to the Company's 2006 Omnibus Equity Plan and which will vest in equal 1/3 portions on each of the second, third and fourth anniversaries of the grant date. Beneficially owned shares also include 15,873 shares of the Company's phantom stock that were granted to Mr. Engel on December 3, 2008 pursuant to the Company's Deferred Compensation Plan and all such shares will vest on the fourth anniversary of the grant date. The full title of the deriviative security is 12% Cumulative Participating Perpetual Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"). The Preferred Stock is convertible, in whole or in part, into common stock at any time at Mr. Engel's option and has no expiration date. Each share of Preferred Stock is convertible into 60.606 shares of the Company's common stock, which represents a conversion price of approximately $1.65 per share. Mr. Engel is the beneficial owner of 1,000 shares of Preferred Stock, which he purchased on November 13, 2009. /s/ Matthew A. Engel 2010-05-13 -----END PRIVACY-ENHANCED MESSAGE-----