-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKi39kgKGjtT7WbFsVXAB9TDbnuPiIAxuoQlq/r/vvlzkWPiHDLMRYtGuyIClY07 UrEoGpIcVX+ytYkozuighw== 0000899140-05-001100.txt : 20051207 0000899140-05-001100.hdr.sgml : 20051207 20051207161749 ACCESSION NUMBER: 0000899140-05-001100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20051207 FILED AS OF DATE: 20051207 DATE AS OF CHANGE: 20051207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBB & ELLIS CO CENTRAL INDEX KEY: 0000216039 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 941424307 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2215 SANDERS RD STREET 2: STE 400 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 4159561990 MAIL ADDRESS: STREET 1: ONE MONTGOMERY ST STE 3100 STREET 2: TELESIS TWR 9TH FLR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS INVESTORS LP CENTRAL INDEX KEY: 0000929658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 051249757 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg, Pincus Investors Liquidating Trust CENTRAL INDEX KEY: 0001301640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 051249758 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS & CO. STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS & CO. STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 051249756 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08122 FILM NUMBER: 051249754 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wpi_gbe4-120705ex.xml X0202 4 2005-12-07 0 0000216039 GRUBB & ELLIS CO GBE 0000929658 WARBURG PINCUS INVESTORS LP 466 LEXINGTON AVENUE NEW YORK NY 10017-3147 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017-3147 0 0 1 0 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017-3147 0 0 1 0 0001301640 Warburg, Pincus Investors Liquidating Trust 466 LEXINGTON AVENUE NEW YORK NY 10017-3147 0 0 1 0 Common Stock 2005-12-07 4 S 0 5861902 4.00 D 0 D See Exhibit 99.1. /s/ Scott A. Arenare, Warburg Investors, L.P. By: Warburg Pincus & Co., General Partner, Name: Scott A. Arenare, Title: Partner 2005-12-07 EX-99.1 2 w3073482b.txt FOOTNOTES Exhibit 99.1 ------------ Footnotes --------- (1) The sole general partner of Warburg, Pincus Investors, L.P. ("WPI") is Warburg Pincus & Co., a New York general partnership ("WP"). Warburg Pincus LLC, a New York limited liability company ("WPLLC"), manages WPI. The members of WPLLC are substantially the same as the partners of WP. On September 30, 2003, WPI transferred certain securities held by WPI, including all of its shares of Common Stock of Grubb & Ellis Company (the "Company"), to Warburg, Pincus Investors Liquidating Trust ("WPLT"). One of the purposes for which WPLT was formed on September 30, 2003 was to liquidate all of the assets transferred to WPLT by WPI and collect and distribute such assets or the proceeds from the liquidation thereof to the partners of WPI, who are the beneficiaries of WPLT. On December 7, 2005, pursuant to an Agreement of Purchase and Sale of Stock, by and among WPI, WPLT, and the Company, WPLT sold to the Company 5,861,902 shares (the "Shares") of the Company's Common Stock at a price per share of $4.00. The trustees of WPLT are Charles R. Kaye, Joseph P. Landy, Scott A. Arenare and Timothy J. Curt. Charles R. Kaye and Joseph P. Landy are each a Managing General Partner of WP and a Managing Member and Co-President of WP LLC. Scott A. Arenare and Timothy J. Curt are each a Partner of WP and a Member and Managing Director of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP WPLLC and WPLT may be deemed to be the beneficial owners of the Common Stock held by WPI although both WP and WPLLC disclaim beneficial ownership of the Common Stock except to the extent of any indirect pecuniary interest therein. EX-99.2 3 w3073482c.txt FILING ENTITIES Exhibit 99.2 ------------ Filing Entities --------------- Designated Filer: Warburg, Pincus Investors, L.P. Issuer & Ticker Symbol: Grubb & Ellis Company (GBE) Date of Event Requiring Statement: December 7, 2005 1. Name: Warburg Pincus & Co. (General Partner) Address: 466 Lexington Avenue New York, New York 10017 2. Name: Warburg Pincus LLC (Manager of Warburg, Pincus Investors, L.P.) Address: 466 Lexington Avenue New York, New York 10017 3. Name: Warburg, Pincus Investors Liquidating Trust Address: c/o Warburg Pincus & Co. 466 Lexington Avenue New York, New York 10017 WARBURG PINCUS & CO. By: /s/ Scott A. Arenare -------------------------- Name: Scott A. Arenare Date: 12/7/05 Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare -------------------------- Name: Scott A. Arenare Date: 12/7/05 Title: Member WARBURG, PINCUS INVESTORS LIQUIDATING TRUST By: /s/ Scott A. Arenare -------------------------- Name: Scott A. Arenare Date: 12/7/05 Title: Trustee -----END PRIVACY-ENHANCED MESSAGE-----