0000215674-23-000003.txt : 20230214
0000215674-23-000003.hdr.sgml : 20230214
20230214113232
ACCESSION NUMBER: 0000215674-23-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NORRIS,ROGER,ALLAN,
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLIERS SECURITIES LLC
CENTRAL INDEX KEY: 0000215674
IRS NUMBER: 411883794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04261
FILM NUMBER: 23624819
BUSINESS ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
BUSINESS PHONE: 612-376-4060
MAIL ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20200306
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & Co LLC
DATE OF NAME CHANGE: 20200225
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20020309
MA-I/A
1
primary_doc.xml
MA-I/A
0000215674
XXXXXXXX
Lora Herman
612-376-4058
Lora.Herman@colliers.com
N
0000215674-20-000030
N
Roger
Allan
Norris
2201413
Y
1
0000215674
COLLIERS SECURITIES LLC
02-28-2014
Y
867-01216
LOCATED
02-28-2014
90 SOUTH SEVENTH ST-STE 4300
MINNEAPOLIS
MN
55402-4108
SUPERVISED
02-28-2014
90 South Seventh Street
Suite 4300
Minneapolis
MN
55402
Roddy
A
Norris
02-2014
COLLIERS SECURITIES LLC
Minneapolis
MN
55402
Y
Y
SVP, Chief Compliance Officer
12-2009
02-2014
Oppenheimer & Co.
Minneapolis
MN
55402
Y
Y
Branch Manager
Y
10-2001
Roger Norris & C Van Hoven TTEE George M Norris Trust U/A 10/01/01 FBO William Norris
2172 Ann Arbor Street
St. Paul
MN
55104
N
Y
Trust Account
Trustee
1
Administers Assets of Trust
10-2001
Constance Van Hoven Roger Norris TTE WIlliam C Norris trust U/A 10/1/01
2172 Ann Arbor Street
St. Paul
MN
55104
N
Y
Trust Account
Trustee
1
Administers Assets of Trust
10-2001
C Van Hoven, R Norris TTE WIlliam C Norris trust U/A 10/1/01 FBO Daniel G. Norris
21742 Ann Arbor Street
St. Paul
MN
55104
N
Y
Trust Account
Trustee
1
Administers Assets of Trust
01-2020
Self/Author
2172 Ann Arbor Street
St. Paul
MN
55104
N
N
Author of novel
Author/self
0
Author of novel currently seeking a publisher
09-2020
Norris Innovation Center
2172 Ann Arbor Street
St. Paul
MN
55104
N
N
Build a digital warehouse to preserve family legacy
Director
4
Help identify and upload content of materials to the digital warehouse
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-13-2023
Tom Steichen
EVP, CCO & General Counsel