0000215674-22-000007.txt : 20220401 0000215674-22-000007.hdr.sgml : 20220401 20220401151005 ACCESSION NUMBER: 0000215674-22-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WARD,RICHARD,MARK, FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLIERS SECURITIES LLC CENTRAL INDEX KEY: 0000215674 IRS NUMBER: 411883794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04261 FILM NUMBER: 22797819 BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4108 BUSINESS PHONE: 612-376-4060 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4108 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC DATE OF NAME CHANGE: 20200306 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & Co LLC DATE OF NAME CHANGE: 20200225 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC DATE OF NAME CHANGE: 20020309 MA-I 1 primary_doc.xml MA-I 0000215674 XXXXXXXX Tom Steichen 612-376-4060 tom.steichen@colliers.com lora.herman@colliers.com N N Richard Mark Ward 2891977 N 1 0000215674 COLLIERS SECURITIES LLC 03-18-2002 N 867-01216 LOCATED 03-18-2002 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN 55402-4108 Dick M Ward 03-2002 Colliers Securities LLC Minneapolis MN 55402 Y Y Senior V.P Y 02-2011 Community Development Funding, LLC 10630 Little Patuxent Columbia MD 21044 N Y Allocation of new markets tax credits Director and 5% owner 5 Review transactions brought to Community Development Funding, LLC ('CDF') for the benefit of the CDF board 05-2002 Public Education Capital Company, LLC 6809 Galway Drive Edina MN 55439 N N Service company to education Officer 0 no duties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-01-2022 Tom Steichen EVP, CCO & General Counsel