0000215674-20-000013.txt : 20200708
0000215674-20-000013.hdr.sgml : 20200708
20200708123219
ACCESSION NUMBER: 0000215674-20-000013
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HOGAN,FRANK,JOSEPH,
FILED AS OF DATE: 20200608
DATE AS OF CHANGE: 20200708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLIERS SECURITIES LLC
CENTRAL INDEX KEY: 0000215674
IRS NUMBER: 411883794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04261
FILM NUMBER: 201017819
BUSINESS ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
BUSINESS PHONE: 612-376-4060
MAIL ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20200306
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & Co LLC
DATE OF NAME CHANGE: 20200225
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20020309
MA-I/A
1
primary_doc.xml
MA-I/A
0000215674
XXXXXXXX
ROGER NORRIS
612-376-4123
Roger.Norris@colliers.com
Lora.Herman@colliers.com
N
N
FRANK
JOSEPH
HOGAN
2329380
N
1
0000215674
COLLIERS SECURITIES LLC
02-12-1993
N
07-25-2014
0000215674
LOCATED
02-12-1993
90 SOUTH SEVENTH ST-STE 4300
MINNEAPOLIS
MN
55402-4108
SUPERVISED
02-12-1993
90 SOUTH SEVENTH STREET, STE 4300
MINNEAPOLIS
MN
55402-4103
02-1993
COLLIERS SECURITIES LLC
MINNEAPOLIS
MN
55402
Y
Y
SR. VICE PRES. PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-08-2020
LORA HERMAN
SENIOR COMPLIANCE ANALYST