0000215674-20-000012.txt : 20200708 0000215674-20-000012.hdr.sgml : 20200708 20200708123231 ACCESSION NUMBER: 0000215674-20-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GRIMMOND,THOMAS,JOSEPH, FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLIERS SECURITIES LLC CENTRAL INDEX KEY: 0000215674 IRS NUMBER: 411883794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04261 FILM NUMBER: 201017821 BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4108 BUSINESS PHONE: 612-376-4060 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4108 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC DATE OF NAME CHANGE: 20200306 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & Co LLC DATE OF NAME CHANGE: 20200225 FORMER COMPANY: FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC DATE OF NAME CHANGE: 20020309 MA-I/A 1 primary_doc.xml MA-I/A 0000215674 XXXXXXXX Roger Norris 612-376-4123 Roger.Norris@colliers.com Lora.Herman@colliers.com N N Thomas Joseph Grimmond 2272381 N 1 COLLIERS SECURITIES LLC 07-13-1992 N 07-25-2014 0000215674 LOCATED 07-13-1992 110 South Phillips, Suite 203 Sioux Falls SD 57104 SUPERVISED 07-13-1992 90 South Seventh Street, Suite 4300 Minneapolis MN 55402 Tom Joseph Grimmond 07-1992 COLLIERS SECURITIES LLC Minneapolis MN 55402 Y Y Senior Vice President, Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-08-2020 LORA HERMAN SENIOR COMPLIANCE ANALYST