0000215674-20-000012.txt : 20200708
0000215674-20-000012.hdr.sgml : 20200708
20200708123231
ACCESSION NUMBER: 0000215674-20-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GRIMMOND,THOMAS,JOSEPH,
FILED AS OF DATE: 20200608
DATE AS OF CHANGE: 20200708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLIERS SECURITIES LLC
CENTRAL INDEX KEY: 0000215674
IRS NUMBER: 411883794
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04261
FILM NUMBER: 201017821
BUSINESS ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
BUSINESS PHONE: 612-376-4060
MAIL ADDRESS:
STREET 1: 90 SOUTH SEVENTH STREET
STREET 2: SUITE 4300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-4108
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20200306
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & Co LLC
DATE OF NAME CHANGE: 20200225
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGHERTY & COMPANY LLC
DATE OF NAME CHANGE: 20020309
MA-I/A
1
primary_doc.xml
MA-I/A
0000215674
XXXXXXXX
Roger Norris
612-376-4123
Roger.Norris@colliers.com
Lora.Herman@colliers.com
N
N
Thomas
Joseph
Grimmond
2272381
N
1
COLLIERS SECURITIES LLC
07-13-1992
N
07-25-2014
0000215674
LOCATED
07-13-1992
110 South Phillips, Suite 203
Sioux Falls
SD
57104
SUPERVISED
07-13-1992
90 South Seventh Street, Suite 4300
Minneapolis
MN
55402
Tom
Joseph
Grimmond
07-1992
COLLIERS SECURITIES LLC
Minneapolis
MN
55402
Y
Y
Senior Vice President, Public Finance
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06-08-2020
LORA HERMAN
SENIOR COMPLIANCE ANALYST