-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPF0C/BqFQWOoyL/nOBH7FXgcNGmV7BkLxla5Ujf8MRgdALg2GMhOhaPFLUk1H/W 6AWZJQifUX1tR790LXnAJg== 0000950149-96-000087.txt : 19960213 0000950149-96-000087.hdr.sgml : 19960213 ACCESSION NUMBER: 0000950149-96-000087 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DE ANZA PROPERTIES X CENTRAL INDEX KEY: 0000215628 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 953005938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38912 FILM NUMBER: 96515808 BUSINESS ADDRESS: STREET 1: 9171 WILSHIRE BLVD STE 627 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 3105501111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORAGA CAPITAL LLC CENTRAL INDEX KEY: 0001004152 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 1640 SCHOOL STREET STREET 2: SUITE 214 CITY: MORAGA STATE: CA ZIP: 94556 BUSINESS PHONE: 5106319100 MAIL ADDRESS: STREET 1: 1640 SCHOOL STREET STREET 2: SUITE 214 CITY: MORAGA STATE: CA ZIP: 94556 SC 14D1/A 1 AMENDMENT NO. 3 TO SCHEDULE 14D-1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- AMENDMENT NO. 3 TO SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 ----------------------- DE ANZA PROPERTIES - X (Name of Subject Company) MORAGA CAPITAL, LLC MICHAEL L. ASHNER C.E. PATTERSON (Bidders) UNITS OF LIMITED PARTNERSHIP INTEREST (Title of Class of Securities) NONE (CUSIP Number of Class of Securities) ----------------------- Michael L. Ashner Copy to: Jericho Associates, L.P. Mark I. Fisher, Esq. 100 Jericho Quandrangle, Ste. 214 Rosenman & Colin Jericho, New York 11753 575 Madison Avenue New York, New York 10022 Copy to: C.E. Patterson Paul J. Derenthal, Esq. MacKenzie Patterson Inc. Derenthal & Dannhauser 1640 School Street, Suite 100 455 Market Street, Suite 1600 Moraga, California 94556 San Francisco, California 94105 (510) 631-9100 (415) 243-8070 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidder) This Amendment No. 3 to the Bidders' Schedule 14D-1 hereby amends the Bidders' Schedule 13D with respect to the subject securities. 2 CUSIP NO. None 14D-1Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1.Name of Reporting Person S.S. or I.R.S. Identification Nos. of Above Person MORAGA CAPITAL, LLC - -------------------------------------------------------------------------------- 2.Check the Appropriate Box if a Member of a Group (See Instructions) (a)__ (b)__ - -------------------------------------------------------------------------------- 3.SEC Use Only - -------------------------------------------------------------------------------- 4.Sources of Funds (See Instructions) WC, AF - -------------------------------------------------------------------------------- 5.Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) __ - -------------------------------------------------------------------------------- 6.Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7.Aggregate Amount Beneficially Owned by Each Reporting Person 3,281 - -------------------------------------------------------------------------------- 8.Check if the Aggregate in Row (7) Excludes Certain Shares (See Instructions) - -- - -------------------------------------------------------------------------------- 9.Percent of Class Represented by Amount in Row (7) 14.49% - -------------------------------------------------------------------------------- 10.Type of Reporting Person (See Instructions) OO 3 CUSIP NO. None 14D-1Page 3 of 8 Pages - -------------------------------------------------------------------------------- 1.Name of Reporting Person S.S. or I.R.S. Identification Nos. of Above Person Michael L. Ashner - -------------------------------------------------------------------------------- 2.Check the Appropriate Box if a Member of a Group (See Instructions) (a)__ (b)__ - -------------------------------------------------------------------------------- 3.SEC Use Only - -------------------------------------------------------------------------------- 4.Sources of Funds (See Instructions) AF - -------------------------------------------------------------------------------- 5.Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) __ - -------------------------------------------------------------------------------- 6.Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 7.Aggregate Amount Beneficially Owned by Each Reporting Person 1,662 - -------------------------------------------------------------------------------- 8.Check if the Aggregate in Row (7) Excludes Certain Shares (See Instructions) - -- - -------------------------------------------------------------------------------- 9.Percent of Class Represented by Amount in Row (7) 7.34% - -------------------------------------------------------------------------------- 10.Type of Reporting Person (See Instructions) IN 4 CUSIP NO. None 14D-1Page 4 of 8 Pages - -------------------------------------------------------------------------------- 1.Name of Reporting Person S.S. or I.R.S. Identification Nos. of Above Person Charles Evans Patterson - -------------------------------------------------------------------------------- 2.Check the Appropriate Box if a Member of a Group (See Instructions) (a)__ (b)__ - -------------------------------------------------------------------------------- 3.SEC Use Only - -------------------------------------------------------------------------------- 4.Sources of Funds (See Instructions) AF - -------------------------------------------------------------------------------- 5.Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(e) or 2(f) __ - -------------------------------------------------------------------------------- 6.Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 7.Aggregate Amount Beneficially Owned by Each Reporting Person 3,271 - -------------------------------------------------------------------------------- 8.Check if the Aggregate in Row (7) Excludes Certain Shares (See Instructions) - -- - -------------------------------------------------------------------------------- 9.Percent of Class Represented by Amount in Row (7) 14.45% - -------------------------------------------------------------------------------- 10.Type of Reporting Person (See Instructions) IN 5 This Amendment No. 3 to Schedule 14D-1 amends the Schedule 14D-1 filed November 29, 1995 and amended by Amendment No. 1 dated December 13, 1995, and by Amendment No. 2 dated December 29, 1995 (together the "Schedule") by Moraga Capital, LLC (the "Purchaser"), as set forth below. Terms not otherwise defined herein shall have the meanings ascribed to them in the Schedule and exhibits thereto. This Amendment No. 3 is the final amendment to the Schedule and is filed to report the termination and results of the Offer described in the Schedule. The Offer terminated as of January 31, 1996. The Offer resulted in the tender by Unitholders and acceptance for payment by the Purchaser of a total of 1,642 Units. The Purchaser, together with its members, is now the beneficial owner of a total of 3,281 Units or approximately 14.49% of the outstanding Units. The final purchase price paid by the Purchaser was in the amount of $440.94 per Unit, or the stated price of $450 per Unit reduced, as provided in the Offer, by the $9.06 per Unit distributed by the Partnership effective as of December 22, 1995 and received by Unitholders in January 1996. 6 After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 1996 /s/ MICHAEL L. ASHNER - --------------------------- Michael L. Ashner /s/ C.E. PATTERSON - --------------------------- C.E. Patterson MORAGA CAPITAL, LLC BY ITS MEMBERS: JERICHO ASSOCIATES, L.P. By: /s/ MICHAEL L. ASHNER February 1, 1996 --------------------------- -------------------- Michael L. Ashner, Date Its General Partner MORAGA PARTNERS, INC. By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date CAL-KAN, INC. By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date LP SECONDARY MARKET FUND, L.P. By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date MACKENZIE SPECIFIED INCOME FUND, A CALIFORNIA LIMITED PARTNERSHIP By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date 7 MACKENZIE PATTERSON SPECIAL FUND, A CALIFORNIA LIMITED PARTNERSHIP By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date PREVIOUSLY OWNED MORTGAGE PARTNERSHIPS INCOME FUND 3, L.P. By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date CFS SECONDARY MARKET FUND, L.P. By: /s/ WILLIAM R. COUSINS February 1, 1996 --------------------------- -------------------- William R. Cousins, Date Its General Partner MORAGA FUND 1, L.P. By: Moraga Partners, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date ACCELERATED HIGH YIELD INCOME FUND I, L.P. By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date ACCELERATED HIGH YIELD INCOME FUND II, L.P. By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date 8 ACCELERATED HIGH YIELD GROWTH FUND I, L.P. By: MacKenzie Patterson, Inc., Its General Partner By: /s/ C.E. PATTERSON February 1, 1996 --------------------------- -------------------- C.E. Patterson, President Date -----END PRIVACY-ENHANCED MESSAGE-----