0001209191-20-057796.txt : 20201110 0001209191-20-057796.hdr.sgml : 20201110 20201110205515 ACCESSION NUMBER: 0001209191-20-057796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWEE IAN P CENTRAL INDEX KEY: 0001776486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04298 FILM NUMBER: 201302756 MAIL ADDRESS: STREET 1: 12367 CROSTHWAITE CIRCLE CITY: POWAY STATE: CA ZIP: 92064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHU INC CENTRAL INDEX KEY: 0000021535 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 951934119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 12367 CROSTHWAITE CIRCLE CITY: POWAY STATE: CA ZIP: 92064-6817 BUSINESS PHONE: 858-848-8100 MAIL ADDRESS: STREET 1: 12367 CROSTHWAITE CIRCLE CITY: POWAY STATE: CA ZIP: 92064-6817 FORMER COMPANY: FORMER CONFORMED NAME: COHU ELECTRONICS INC DATE OF NAME CHANGE: 19720809 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-05 0 0000021535 COHU INC COHU 0001776486 LAWEE IAN P 12367 CROSTHWAITE CIRCLE POWAY CA 92064 0 1 0 0 VP & GM Semiconductor Test Grp Common Stock (ESPP) 2020-05-05 4 A 0 889 14.05 A 39368 D Common Stock (ESPP) 2020-11-06 4 A 0 795 12.92 A 40163 D These shares were acquired under the Cohu, Inc. 1997 Employee Stock Purchase Plan (the Plan), for the purchase period of November 1, 2019 through April 30, 2020. This transaction is exempt pursuant to Rule 16-b3(c). The Offering Period (as defined in the Plan) ended April 30, 2020, and the shares were acquired on May 5, 2020. Due to an administrative oversight, this is a late filing for this one transaction. In accordance with the Plan, these shares were purchased at a price not less than eighty-five percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period (as defined by the Plan as November 1, 2019), or (b) the Fair Market Value of a share of Stock on the Purchase Date of the Offering Period (as defined by the Plan as April 30, 2020). These shares were acquired under the Cohu, Inc. 1997 Employee Stock Purchase Plan (the Plan), for the purchase period of May 1, 2020 through October 31, 2020. This transaction is exempt pursuant to Rule 16-b3(c). The Offering Period (as defined in the Plan) ended October 31, 2020, and the shares were acquired on November 6, 2020. In accordance with the Plan, these shares were purchased at a price not less than eighty-five percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period (as defined by the Plan as May 1, 2020), or (b) the Fair Market Value of a share of Stock on the Purchase Date of the Offering Period (as defined by the Plan as October 30, 2020, the last trading day prior to the end of the Offering Period). Number of shares includes 34,744 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). Jeffrey D. Jones, by Power of Attorney 2020-11-10