-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SknW9Op+VmfPazK5Q9YneexI3vd1Hoxd3P6p+GStzy8EoRa3d2xc4HvuCX84KWAZ KQjqRpIEpuJqjRIKgQSaJg== 0000897101-00-000035.txt : 20000202 0000897101-00-000035.hdr.sgml : 20000202 ACCESSION NUMBER: 0000897101-00-000035 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTROCOM CORP CENTRAL INDEX KEY: 0000215155 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 410946755 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-09615 FILM NUMBER: 507708 BUSINESS ADDRESS: STREET 1: 3500 HOLLY LN N. STREET 2: SUITE 60 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 6123787800 MAIL ADDRESS: STREET 1: 3500 HOLLY LN N. STREET 2: SUITE 60 CITY: PLYMOUTH STATE: MN ZIP: 55447 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS JOHN E CENTRAL INDEX KEY: 0001089671 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 80 SOUTH EIGHTH STREET, SUITE 4628 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123328866 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) ASTROCOM CORPORATION -------------------- (Name of Issuer) Common Stock, $.10 Par Value Per Share (Title of Class of Securities) 046390-10-0 -------------- (CUSIP Number) 80 SOUTH EIGHTH ST., SUITE 4628 JOHN E. ROGERS MINNEAPOLIS, MN 55402 612/332-8866 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: - -------------------------------------------------------------------------------- ------------------------------------- JANUARY 3, 2000 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper formats shall include a signed original and five copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) Page 1 of 6 SCHEDULE 13D - ----------------------------- ----------------------------------- Cusip No. 046390-10-0 Page 2 of 7 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons JOHN E. ROGERS ###-##-#### ----------------- ----------- - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ X ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds* PF - -------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e). [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- (7) Sole Voting Power 2,000,000 Number of ------------------------------------------------------- Shares (8) Shared Voting Power Beneficially Owned ------------------------------------------------------- by Each (9) Sole Dispositive Power Reporting 2,000,000 Person With ------------------------------------------------------- (10) Shared Dispositive Power - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,000,000 - -------------------------------------------------------------------------------- (12) Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 11.4% - -------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 ITEM 1. SECURITY AND ISSUER. COMMON STOCK ASTROCOM CORPORATION 3500 HOLLY LANE NORTH, SUITE 60 PLYMOUTH, MN 55447 ITEM 2. IDENTITY AND BACKGROUND. JOHN E. ROGERS 80 SOUTH EIGHTH ST., #4628 MINNEAPOLIS, MN 55402 PRESIDENT OF ROGERS BENEFIT GROUP - HEALTH INSURANCE BUSINESS ADDRESS AS ABOVE NO CRIMINAL CONVICTIONS - NO CIVIL JUDGEMENTS - U.S. CITIZEN ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. PERSONAL FUNDS - $200,000.00 ITEM 4. PURPOSE OF TRANSACTION. INVESTMENT - PASSIVE - NO INTENT TO ACQUIRE CONTROL. Page 3 of 6 As of the date hereof, the undersigned has no plans or proposals regarding: (i) Any extraordinary corporate transaction such as a merger, reorganization, or liquidation involving the Issuer or any of its securities; (ii) A sales or transfer of material amount of assets of the Issuer or any of its subsidiaries; (iii) Any change in the present Board of directors or management of the Issuer (including plans or proposals to change the number or term of Directors or to fill any existing vacancies on the Board; (iv) Any material change in the present capitalization or dividend policy of the Issuer; (v) Any other material change in the Issuer's business or corporate structure; (vi) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other acts which may impede the acquisition of control of the Issuer by any person; (vii) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in the NASDAQ market; (viii) A class of the equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (ix) Any action similar to those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The undersigned beneficially owns 2,000,000 shares Common Stock or 11.4% (b) The undersigned does not share voting and dispositive power with respect to any shares. (c) Listed below are all transactions effected in the Issuer's Common Stock by the Fund during the last 60 days: (d) NONE (e) NONE Page 4 of 6 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts, arrangements, understandings or relationships between the undersigned, on one band, and any other person with respect to any securities of the Issuer on the other hand. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. Page 5 of 6 SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF OUR KNOWLEDGE AND BELIEF, THE UNDERSIGNED CERTIFIES THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. DATED: JANUARY 14, 2000 /s/ JOHN E. ROGERS ----------------------------------- Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----