0001179110-19-011862.txt : 20191119
0001179110-19-011862.hdr.sgml : 20191119
20191119170957
ACCESSION NUMBER: 0001179110-19-011862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palatnik Kevin S.
CENTRAL INDEX KEY: 0001433762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33962
FILM NUMBER: 191232069
MAIL ADDRESS:
STREET 1: 2655 SEELY AVENUE
STREET 2: BLDG. 5
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COHERENT INC
CENTRAL INDEX KEY: 0000021510
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 941622541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 5100 PATRICK HENRY DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4087644000
MAIL ADDRESS:
STREET 1: 5100 PATRICK HENRY DRIVE
STREET 2: MAIL STOP P38
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: COHERENT RADIATION
DATE OF NAME CHANGE: 19770604
4
1
edgar.xml
FORM 4 -
X0306
4
2019-11-15
0
0000021510
COHERENT INC
COHR
0001433762
Palatnik Kevin S.
5100 PATRICK HENRY DR
SANTA CLARA
CA
95054
0
1
0
0
Chief Financial Officer
Common Stock
2019-11-15
4
M
0
1701
0.00
A
29295
D
Common Stock
2019-11-15
4
F
0
844
155.84
D
28451
D
Common Stock
2019-11-15
4
M
0
5103
0.00
A
33554
D
Common Stock
2019-11-15
4
A
0
1429
0.00
A
34983
D
Common Stock
2019-11-15
4
F
0
3239
155.84
D
31744
D
Common Stock
2019-11-15
4
A
0
5454
0.00
A
37198
D
Common Stock
2019-11-15
4
A
0
3209
0.00
A
40407
D
Restricted Stock Units
0.00
2019-11-15
4
M
0
1701
0.00
D
2019-11-15
2019-11-15
Common Stock
1701
5103
D
Performance Restricted Stock Units
0.00
2019-11-15
4
M
0
5103
0.00
D
2019-11-15
Common Stock
5103
0
D
Performance Restrictd Stock Units
0.00
2019-11-15
4
A
0
4454
0.00
A
2022-11-15
Common Stock
4454
4454
D
Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
Additional shares acquired pursuant to the achievement of 128% of the performance criteria beyond the target number, as described in footnote (6) on Table II.
On November 15, 2019 the Reporting Person was granted 5,454 Restricted Stock Units which will vest in three equal installments on each of November 15, 2020, November 15, 2021 and November 15, 2022.
On November 15, 2019 the Reporting Person was granted 3,209 Restricted Stock Units which will vest on November 15, 2021.
Includes 13,176 Restricted Stock Units.
This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 15, 2019 versus the same 90 trading day period ending November 15, 2016. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date.
This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 15, 2022 versus the same 90 trading day period ending November 15, 2019. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date.
/s/ Rhonda Fassbender, pursuant to Power of Attorney
2019-11-19