0001179110-19-011862.txt : 20191119 0001179110-19-011862.hdr.sgml : 20191119 20191119170957 ACCESSION NUMBER: 0001179110-19-011862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palatnik Kevin S. CENTRAL INDEX KEY: 0001433762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 191232069 MAIL ADDRESS: STREET 1: 2655 SEELY AVENUE STREET 2: BLDG. 5 CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0306 4 2019-11-15 0 0000021510 COHERENT INC COHR 0001433762 Palatnik Kevin S. 5100 PATRICK HENRY DR SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2019-11-15 4 M 0 1701 0.00 A 29295 D Common Stock 2019-11-15 4 F 0 844 155.84 D 28451 D Common Stock 2019-11-15 4 M 0 5103 0.00 A 33554 D Common Stock 2019-11-15 4 A 0 1429 0.00 A 34983 D Common Stock 2019-11-15 4 F 0 3239 155.84 D 31744 D Common Stock 2019-11-15 4 A 0 5454 0.00 A 37198 D Common Stock 2019-11-15 4 A 0 3209 0.00 A 40407 D Restricted Stock Units 0.00 2019-11-15 4 M 0 1701 0.00 D 2019-11-15 2019-11-15 Common Stock 1701 5103 D Performance Restricted Stock Units 0.00 2019-11-15 4 M 0 5103 0.00 D 2019-11-15 Common Stock 5103 0 D Performance Restrictd Stock Units 0.00 2019-11-15 4 A 0 4454 0.00 A 2022-11-15 Common Stock 4454 4454 D Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Additional shares acquired pursuant to the achievement of 128% of the performance criteria beyond the target number, as described in footnote (6) on Table II. On November 15, 2019 the Reporting Person was granted 5,454 Restricted Stock Units which will vest in three equal installments on each of November 15, 2020, November 15, 2021 and November 15, 2022. On November 15, 2019 the Reporting Person was granted 3,209 Restricted Stock Units which will vest on November 15, 2021. Includes 13,176 Restricted Stock Units. This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 15, 2019 versus the same 90 trading day period ending November 15, 2016. The number of shares in the table reflects the target number of achieved RSUs. The actual range of RSUs was 0-200% of the target number, depending upon the achievement results at the measurement date. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 15, 2022 versus the same 90 trading day period ending November 15, 2019. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. /s/ Rhonda Fassbender, pursuant to Power of Attorney 2019-11-19