0001179110-17-013823.txt : 20171107 0001179110-17-013823.hdr.sgml : 20171107 20171107184507 ACCESSION NUMBER: 0001179110-17-013823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palatnik Kevin S. CENTRAL INDEX KEY: 0001433762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 171184713 MAIL ADDRESS: STREET 1: 2655 SEELY AVENUE STREET 2: BLDG. 5 CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0306 4 2017-11-03 0 0000021510 COHERENT INC COHR 0001433762 Palatnik Kevin S. 5100 PATRICK HENRY DR SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2017-11-03 4 A 0 2997 0.00 A 6765 D Performance Restricted Stock Units 0.00 2017-11-03 4 A 0 2505 0.00 A 2020-11-03 Common Stock 2505 2505 D On November 3, 2017 the Reporting Person was granted 2,997 Restricted Stock Units which will vest in three equal installments on each of November 3, 2018, November 3, 2019 and November 3, 2020. (2)Includes (i) 2,997 shares of Restricted Stock Units; (ii) 237 shares acquired by the Reporting Person on April 28, 2017 pursuant to the Company's Employee Stock Purchase Plan; and (iii) 4 shares acquired by the Reporting Person on October 31, 2017 pursuant to the Company's Employee Stock Purchase Plan. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 3, 2020 versus the same 90 trading day period ending November 3, 2017. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. /s/ Kevin Scott Palatnik 2017-11-07