0001179110-17-013821.txt : 20171107
0001179110-17-013821.hdr.sgml : 20171107
20171107184058
ACCESSION NUMBER: 0001179110-17-013821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171107
DATE AS OF CHANGE: 20171107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMBROSEO JOHN
CENTRAL INDEX KEY: 0001234301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33962
FILM NUMBER: 171184703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COHERENT INC
CENTRAL INDEX KEY: 0000021510
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 941622541
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5100 PATRICK HENRY DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4087644000
MAIL ADDRESS:
STREET 1: 5100 PATRICK HENRY DRIVE
STREET 2: MAIL STOP P38
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: COHERENT RADIATION
DATE OF NAME CHANGE: 19770604
4
1
edgar.xml
FORM 4 -
X0306
4
2017-11-03
0
0000021510
COHERENT INC
COHR
0001234301
AMBROSEO JOHN
PATRICK HENRY DRIVE
SANTA CLARA
CA
95054
1
1
0
0
Pres. and CEO
Common Stock
2017-11-03
4
M
0
4533
0.00
A
103380
I
Family Trust
Common Stock
2017-11-03
4
F
0
2125
259.87
D
101255
I
Family Trust
Common Stock
2017-11-03
4
M
0
26800
0.00
A
128055
I
Family Trust
Common Stock
2017-11-03
4
A
0
26800
0.00
A
154855
I
Family Trust
Common Stock
2017-11-03
4
F
0
27969
259.87
D
126950
I
Family Trust
Common Stock
2017-11-03
4
A
0
7492
0.00
A
7492
D
Restricted Stock Units
0.00
2017-11-03
4
M
0
4533
0.00
A
2017-11-03
2017-11-03
Common Stock
4533
121859
D
Performance Restricted Stock Units
0.00
2017-11-03
4
M
0
26800
0.00
A
2017-11-03
Common Stock
26800
95059
D
Performance Restricted Stock Units
0.00
2017-11-03
4
A
0
18791
0.00
A
2020-11-03
Common Stock
18791
18791
D
Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
Additional shares acquired pursuant to the maximum achievement of the performance criteria beyond the target number, as described in footnote (6) on Table II
Includes 64 shares acquired by the Reporting Person on October 31, 2017 pursuant to the Company's Employee Stock Purchase Plan.
On November 3, 2017 the Reporting Person was granted 7,492 Restricted Stock Units which will vest in three equal installments on each of November 3, 2018, November 3, 2019 and November 3, 2020.
Includes 7,492 shares Restricted Stock Units.
This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 3, 2017 versus the same 90 trading day period ending November 3, 2014. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date.
This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 3, 2020 versus the same 90 trading day period ending November 3, 2017. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date.
/s/ John Ambroseo
2017-11-07