0001179110-17-013821.txt : 20171107 0001179110-17-013821.hdr.sgml : 20171107 20171107184058 ACCESSION NUMBER: 0001179110-17-013821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBROSEO JOHN CENTRAL INDEX KEY: 0001234301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 171184703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0306 4 2017-11-03 0 0000021510 COHERENT INC COHR 0001234301 AMBROSEO JOHN PATRICK HENRY DRIVE SANTA CLARA CA 95054 1 1 0 0 Pres. and CEO Common Stock 2017-11-03 4 M 0 4533 0.00 A 103380 I Family Trust Common Stock 2017-11-03 4 F 0 2125 259.87 D 101255 I Family Trust Common Stock 2017-11-03 4 M 0 26800 0.00 A 128055 I Family Trust Common Stock 2017-11-03 4 A 0 26800 0.00 A 154855 I Family Trust Common Stock 2017-11-03 4 F 0 27969 259.87 D 126950 I Family Trust Common Stock 2017-11-03 4 A 0 7492 0.00 A 7492 D Restricted Stock Units 0.00 2017-11-03 4 M 0 4533 0.00 A 2017-11-03 2017-11-03 Common Stock 4533 121859 D Performance Restricted Stock Units 0.00 2017-11-03 4 M 0 26800 0.00 A 2017-11-03 Common Stock 26800 95059 D Performance Restricted Stock Units 0.00 2017-11-03 4 A 0 18791 0.00 A 2020-11-03 Common Stock 18791 18791 D Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. Additional shares acquired pursuant to the maximum achievement of the performance criteria beyond the target number, as described in footnote (6) on Table II Includes 64 shares acquired by the Reporting Person on October 31, 2017 pursuant to the Company's Employee Stock Purchase Plan. On November 3, 2017 the Reporting Person was granted 7,492 Restricted Stock Units which will vest in three equal installments on each of November 3, 2018, November 3, 2019 and November 3, 2020. Includes 7,492 shares Restricted Stock Units. This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 3, 2017 versus the same 90 trading day period ending November 3, 2014. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 1000 Index for the 90 trading days on and prior to November 3, 2020 versus the same 90 trading day period ending November 3, 2017. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. /s/ John Ambroseo 2017-11-07