0001179110-13-016451.txt : 20131112 0001179110-13-016451.hdr.sgml : 20131111 20131112175617 ACCESSION NUMBER: 0001179110-13-016451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sechrist Paul F CENTRAL INDEX KEY: 0001517320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 131211707 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgar.xml FORM 4 - X0306 4 2013-11-08 0 0000021510 COHERENT INC COHR 0001517320 Sechrist Paul F 5100 PATRICK HENRY DR SANTA CLARA, CA 95054 0 1 0 0 EVP Worldwide Sales & Services Common Stock 2013-11-08 4 M 0 1440 0 A 23891 D Common Stock 2013-11-08 4 F 0 745 65.47 D 23146 D Common Stock 2013-11-08 4 M 0 320 0 A 23466 D Common Stock 2013-11-08 4 F 0 166 65.47 D 23300 D Common Stock 2013-11-08 4 M 0 4020 0 A 27320 D Common Stock 2013-11-08 4 F 0 2098 65.47 D 25222 D Restricted Stock Units 0 2013-11-08 4 A 0 5845 0 A 2016-11-08 Common Stock 5845 38791 D Performance Restricted Stock Units 0 2013-11-08 4 A 0 2923 0 A 2016-11-08 Common Stock 2923 41714 D Performance Restricted Stock Units 0 2013-11-08 4 M 0 1440 0 D 2013-11-08 2013-11-08 Common Stock 1440 38714 D Performance Restricted Stock Units 0 2013-11-08 4 M 0 320 0 D 2013-11-08 2013-11-08 Common Stock 320 38048 D Restricted Stock Units 0 2013-11-08 4 M 0 4020 0 D 2013-11-08 2013-11-08 Common Stock 4020 34028 D Represents shares withheld to satisfy minimum tax withholding obligations for released performance restricted stock units. Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units. This Restricted Stock Unit award vests over three years with one third of the grant vesting on each of the subsequent anniversaries of the grant. This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 8, 2016 versus the same 90 trading day period ending November 8, 2013. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. 1440 shares received out of a possible 3000 maximum share payout. Derivatives benficially owned total reduced by the 1560 shares not earned. 320 shares received out of a possible 666 maximum share payout. Derivatives benficially owned total reduced by the 346 shares not earned. Paul F. Sechrist 2013-11-12