0001179110-11-015057.txt : 20111110 0001179110-11-015057.hdr.sgml : 20111110 20111110173614 ACCESSION NUMBER: 0001179110-11-015057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBROSEO JOHN CENTRAL INDEX KEY: 0001234301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 111196651 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 4 1 edgar.xml FORM 4 - X0304 4 2011-11-08 0 0000021510 COHERENT INC COHR 0001234301 AMBROSEO JOHN P.O. BOX 54980 SANTA CLARA CA 95056-0980 1 1 0 0 Pres. and CEO Performance Restricted Stock Units 0 2011-11-08 4 A 0 36000 0 A 2014-11-08 Common Stock 36000 382569 D Restricted Stock Units 0 2011-11-08 4 A 0 24000 0 A 2013-11-08 Common Stock 24000 406569 D This Restricted Stock Performance Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 7, 2014 versus the same 90 trading day period ending November 7, 2011. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date. This Restricted Stock Unit award vests over two years with one half of the grant vesting on each of the subsequent anniversaries of the grant. /s/ Bret DiMarco, General Counsel & Power of Attorney 2011-11-10