0000021510-15-000018.txt : 20150602 0000021510-15-000018.hdr.sgml : 20150602 20150602161756 ACCESSION NUMBER: 0000021510-15-000018 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20141231 1.02 20141231 FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COHERENT INC CENTRAL INDEX KEY: 0000021510 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 941622541 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-33962 FILM NUMBER: 15907094 BUSINESS ADDRESS: STREET 1: 5100 PATRICK HENRY DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087644000 MAIL ADDRESS: STREET 1: 5100 PATRICK HENRY DRIVE STREET 2: MAIL STOP P38 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: COHERENT RADIATION DATE OF NAME CHANGE: 19770604 SD 1 conflictmineralformsdjune2.htm SD Conflict Mineral Form SD June 2 2015


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM SD
 
Specialized Disclosure Report
 
Coherent, Inc.
(Exact name of the registrant as specified in its charter)
 
Delaware
 
001-33962
 
94-1622541
(State of other jurisdiction of
 
(Commission
 
(IRS Employer
incorporation or organization)
 
File Number)
 
Identification No.)
 
5100 Patrick Henry Drive, Santa Clara, CA  95054
(Address of principal executive offices)
 
Bret M. DiMarco
Executive Vice President and General Counsel
(408) 764-4000
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.

Section 1 - Conflict Minerals Disclosure
 
Item 1.01                                           Conflict Minerals Disclosure and Report
 
Conflict Minerals Disclosure
 
A copy of the Conflict Minerals Report of Coherent, Inc. (“Coherent” or the “Company”) is attached as Exhibit 1.02 hereto and is publicly available at www.coherent.com/download/9345/Conflict-Minerals-Report-Filing-2014-Calendar-Year-End.pdf
 
The full text of Coherent’s Conflict Minerals Policy is publicly available at www.coherent.com/download/8833.

Any websites referenced in this Form SD and the information accessible through them are not incorporated in this Form SD.
 
Item 1.02                                           Exhibit
 
The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.
 
Section 2 - Exhibits
 
Item 2.01                                           Exhibits
 





Exhibit No.
 
Description
 
 
 
1.01

 
Conflict Minerals Report for the year ended December 31, 2014.

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
COHERENT, INC.
 
 
(Registrant)
 
 
 
 
 
By:
/s/ Bret M. DiMarco
 
June 2, 2015
 
Bret M. DiMarco
 
(Date)
 
Executive Vice President and General Counsel
 
 



EX-1.01 2 conflilct_mineralsxreportx.htm EXHIBIT 1.01 Conflilct_Minerals_Report_2014_Calendar_Year_End

Exhibit 1.01

Coherent, Inc.
Conflict Minerals Report
For the year ended December 31, 2014

This Conflict Minerals Report of Coherent, Inc. (“we”, “us” or the “Company”) for calendar year 2014 is provided pursuant to Rule 13p-1 (Rule 13p-1) under the Securities Exchange Act of 1934 (the 1934 Act). Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this report, unless otherwise defined herein. This report has been prepared by management and includes all majority-owned subsidiaries of the Company.

Introduction

We are one of the world's leading providers of lasers and laser-based solutions. Our products feature superior reliability and performance, and provide significant cost advantages for commercial and industrial customers competing in the most demanding markets.

Founded in 1966, we design, manufacture and market laser sources, laser tools and systems, accessories and components for customers across the globe. In addition to laser sources and tools, we also offer leading-edge beam forming and beam guidance systems as well as laser beam measurement and control equipment. Our laser products include diode-pumped solid state lasers; fiber lasers; CO2, excimer and ion gas lasers; optically pumped semiconductor lasers; semiconductor lasers; and ultrafast lasers.

The capabilities of our products are exceptionally diverse and are used in a wide range of markets and applications, including microelectronics, including semiconductor test and measurement, and advanced packaging; graphic arts and display; materials processing; instrumentation for biotechnology and medical imaging; production of flat panel displays and solar cells; and in advanced engineering, genetics, biology, chemistry, and physics.

Conflict minerals are currently defined as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten, unless the Secretary of State determines that additional derivatives are financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (together, the “Covered Countries”). Collectively, conflict minerals are known as “3TG” – for tin, tantalum, tungsten, and gold. 3TG are commonly used across the electronics industry generally and are necessary to the functionality and/or production of our products. Uses of the 3TG include:

Gold is a highly efficient conductor that can carry low voltages and currents and remain free of corrosion. It is used in various Coherent systems as connectors, switch and relay contacts, soldering joints, connecting wires and connection strips.

Tin is commonly used in the electronics industry for coating lead or zinc and steel to prevent corrosion. Tin can also be found in Coherent systems used in solders for joining electronic circuits.




Tungsten is often used for electron emitters and is an important mineral for electrical contact materials as tungsten withstands the conditions of an electric arc. Tungsten is an important component in integrated circuitry used within Coherent systems.

Tantalum is a heat-resistant powder that can hold a high electrical charge; it is an important element in creating capacitors that are used to control current flow in the circuit boards in most Coherent systems.

Reasonable Country of Origin Inquiry
At the end of 2012, an internal working group evaluated our supply chain and determined to move forward with a risk-based resource allocation for our reasonable country of origin inquiry (“RCOI”) process. This evaluation was repeated in 2013 and again in 2014 and, upon review, it was noted that there has been limited changeover in our supply chain; the 2012 process to create four Conflict Minerals assessment categories was deemed valid for the 2014 reporting cycle. The four Supply Chain Conflict Minerals categories are as follows:

Category
Description
Approximate Category Size
One
High Risk. Suppliers from whom we directly source materials that are either fully comprised of, or largely made from, a 3TG material (example, gold)
30 suppliers
Two
Medium Risk. Suppliers from whom we source subsystems, components or other products which are likely to include 3TG (example, electronic subcomponents)
Categories two and three combined contain more than 2,200 suppliers representing over 27,000 unique parts
Three
Low Risk. Commonly used and available (catalog) parts that may contain 3TG materials (example, screws, washers, bolts)
Four
Suppliers which provide products which do not include 3TG (example, a plastic button cover)
 

Following this category review, we conducted a reasonable country of origin inquiry (RCOI) employing a variety of measures to determine whether the necessary conflict minerals in our products originated from the Covered Countries. Category One suppliers were engaged through direct discussions as well as written survey responses. We successfully contacted all Category One suppliers who have reported the following Conflict Minerals status to Coherent: 93% use 3TG and are DRC Conflict Free; 7% use 3TG minerals and have reported such 3TG minerals as DRC conflict undeterminable. This ratio has not changed since the initial inquiry in 2013. Additional efforts will be made to either have the 7% of the suppliers determine the source of the 3TG materials or, if possible, find alternate sourcing.

With regards to the large volume of Category Two and Three suppliers, our primary means of determining country of origin is through an active supply-chain survey using the Electronic Industry Citizenship Coalition, Incorporated and Global e-Sustainability Initiative (EICC/GeSI) Conflict Minerals Reporting Template. The EICC/GeSI format has become an industry standard for collecting Conflict Minerals data from the supply chain. To assist us with this survey we retained an expert outside consulting firm. As



an on-going project for nearly two years, each Category Two and Three supplier is asked to provide 3TG information, always leveraging the latest EICC/GeSI format. Also, as a formal process, we make minimally three separate attempts to contact Category Two and Three suppliers who have yet to provide a complete EICC form. While there are still a number of suppliers which have not sufficiently completed their surveys, at of the time of this filing we have received responses from Category Two and Three suppliers representing approximately 77% (up from 56%) of the parts which are likely to contain 3TG minerals that were used in our end products sold in calendar year 2014. These parts have the following EICC report status: 30% have been found to be “DRC Conflict Free”; 17% are “DRC Conflict Undeterminable”; 5% show 3TG minerals were not used; 25% of the EICC forms are pending approval of our internal quality check; and approximately 23% of the parts are covered by suppliers who have yet to respond. Due to the incomplete dataset, our conflict minerals classification is currently DRC conflict undeterminable.

For suppliers included in Categories One, Two and Three who have responded to our request for 3TG country of origin, we have been able to determine the following smelter/country information:

Minerals
Smelter / Country of origin may include the following
Change in number of Countries of origin since the 2013 reporting period
Gold
Australia, Belgium, Brazil, Canada, Chile, China, Germany, Hong Kong, Indonesia, Italy, Japan, Kazakhstan, Korea Republic of, Kyrgyzstan, Mexico, Netherlands, Philippines, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United States, Uzbekistan
From 14 to 29
Tantalum
Austria, Brazil, China, Estonia, Germany, India, Japan, Kazakhstan, Mexico, Russian Federation, South Africa, Thailand, United States
From 7 to 13
Tin
Belgium, Bolivia, Brazil, China, Indonesia, Japan, Malaysia, Peru, Philippines, Poland, Russian Federation, Taiwan, Thailand, United States
From 11 to 14
Tungsten
Austria, China, Germany, Japan, Russian Federation, United States, Vietnam
From 6 to 7

Coherent believes, to the extent reasonably determinable, the following table presents all smelters which, to the extent known, processed the necessary 3TG minerals that are used in Coherent products during the reporting period. Smelter information was provided to Coherent by the suppliers through their EICC/GeSI reporting form.

Material
Smelter Name
Refiner Location
Gold
Aida Chemical Industries Co., Ltd.
Fuchu, Tokyo, Japan
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Pforzheim, Baden-Württemberg, Germany
Gold
AngloGold Ashanti Córrego do Sítio Mineraçäo
Nova Lima, Minas Gerais, Brazil
Gold
Argor-Heraeus SA
Mendrisio, Ticino, Switzerland
Gold
Asahi Pretec Corporation
Amagasaki Factory, Kobe, Hyogo, Japan



Material
Smelter Name
Refiner Location
Gold
Asahi Pretec Corporation
Ehime Factory, Saijyo, Ehime, Japan
Gold
Asahi Pretec Corporation
Saitama Factory, Kobe, Hyogo, Japan
Gold
Asahi Pretec Corporation
Technical Research Center, Kobe, Hyogo, JP
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Istanbul, Turkey
Gold
Aurubis AG
Hamburg, Hamburg, Germany
Gold
Boliden AB
Skelleftehamn, Västerbotten, Sweden
Gold
C. Hafner GmbH + Co. KG
Pforzheim, Baden-Württemberg, Germany
Gold
CCR Refinery – Glencore Canada Corporation
Montréal, Quebec, Canada
Gold
Chimet S.p.A.
Arezzo, Tuscany, Italy
Gold
Dowa
Kosaka, Akiau, Japan Chiyoda, Tokyo, Japan
Gold
Eco-System Recycling Co., Ltd.
Honjo, Saitama, Japan
Gold
Heimerle + Meule GmbH
Pforzheim, Baden-Württemberg, Germany
Gold
Heimerle + Meule GmbH
Vienna, Vienna, Austria
Gold
Heraeus Ltd. Hong Kong
Fanling, Hong Kong, China
Gold
Heraeus Precious Metals GmbH & Co. KG
Hanau, Hesse, Germany
Gold
Ishifuku Metal Industry Co., Ltd.
Soka, Saitama, Japan
Gold
Istanbul Gold Refinery
Kuyumcukent, Istanbul, Turkey
Gold
Japan Mint
Osaka, Japan
Gold
Johnson Matthey Inc.
Salt Lake City, Utah, USA
Gold
Johnson Matthey Limited
Brampton, Ontario, Canada
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plt
Verkhnyaya Pyshma, Russia
Gold
JSC Uralelectromed
Verkhnyaya Pyshma, Russia
Gold
JX Nippon Mining & Metals Co., Ltd.
Oita, Oita, Japan
Gold
Kazzinc
Ust-Kamenogorsk, Kazakhstan
Gold
Kennecott Utah Copper LLC
Salt Lake City, Utah, USA
Gold
Kojima Chemicals Co., Ltd.
Sayama, Saitama, Japan
Gold
L'azurde Company For Jewelry
Riyadh, Saudi Arabia
Gold
LS-NIKKO Copper Inc.
Onsan-eup, Ulsan, Korea
Gold
Materion
Buffalo, New York, USA
Gold
Materion
Wheatfield, New York, USA
Gold
Matsuda Sangyo Co., Ltd.
Iruma Factory, Iruma, Saitama, Japan
Gold
Matsuda Sangyo Co., Ltd.
Iruma Second Factory, Iruma, Saitama, Japan
Gold
Matsuda Sangyo Co., Ltd.
Musashi Factory, Iruma, Saitama, Japan
Gold
Matsuda Sangyo Co., Ltd.
R&D Center, Iruma, Saitama, Japan
Gold
Metalor Technologies (Hong Kong) Ltd.
Kwai Chung, Hong Kong, China
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Tuas Tech Park, Tuas, Singapore
Gold
Metalor Technologies SA
Neuchâtel, Neuchâtel, Switzerland
Gold
Metalor USA Refining Corporation
North Attleboro, Massachusetts, USA
Gold
Metalurgica Met-Mex Penoles, S.A. DE C.V
Torreon, Mexico
Gold
Mitsubishi Materials Corporation
Naoshima, Kagawa, Japan
Gold
Mitsui Mining and Smelting Co., Ltd.
Takehara, Hiroshima, Japan
Gold
MMTC-PAMP India Pvt., Ltd.
Mewat, Haryana, India
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Bahçelievler, Turkey
Gold
Nihon Material Co., Ltd.
Noda, Chiba, Japan
Gold
Ohio Precious Metals, LLC
Jackson, Ohio, USA



Material
Smelter Name
Refiner Location
Gold
Ohura Precious Metal Industry Co., Ltd.
Nara-shi, Nara, Japan
Gold
OJSC Krastvetmet
Krasnoyarsk, Russia
Gold
PAMP SA
Castel San Pietro, Ticino, Switzerland
Gold
PT Aneka Tambang (Persero) Tbk
Jakarta, Indonesia
Gold
PX Précinox SA
La Chaux-de-Fonds, Neuchâtel, Switzerland
Gold
Rand Refinery (Pty) Ltd.
Germiston, Gauteng, South Africa
Gold
Republic Metals Corporation
Miami, Florida, USA
Gold
Royal Canadian Mint
Ottawa, Ontario, Canada
Gold
Schöne Edelmetaal B.V.
Amsterdam, The Netherlands
Gold
SEMPSA Joyería Platería SA
Madrid, Madrid, Spain
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
Zhaoyuan, Shandong, China
Gold
Sichuan Tianze Precious Metals Co., Ltd.
Chengdu, China
Gold
Singway Technology Co., Ltd.
Plant 2 Dayuan Township, Taoyuan County, Taiwan
Gold
Singway Technology Co., Ltd.
Plant 3 Dayuan Township, Taoyuan County, Taiwan
Gold
Solar Applied Materials Technology Corp.
Tainan City, Taiwan
Gold
Sumitomo Metal Mining Co., Ltd.
Saijyo, Ehime, Japan
Gold
T.C.A S.p.A
Capolona, Italy
Gold
Tanaka Kikinzoku Kogyo K.K.
Hiratsuka, Kanagawa, Japan
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
Laizhou City, China
Gold
Tokuriki Honten Co., Ltd.
Kuki, Saitama, Japan
Gold
Umicore Brasil Ltda.
Guarulhos, São Paulo, Brazil
Gold
Umicore Precious Metals Thailand
Dokmai, Pravet, Thailand
Gold
Umicore SA Business Unit Precious Metals Refining
Hoboken, Antwerp, Belgium
Gold
United Precious Metal Refining, Inc.
Alden, New York, USA
Gold
Valcambi SA
Balerna, Ticino, Switzerland
Gold
Western Australian Mint trading as The Perth Mint
Cloverdale, Western Australia, Australia
Gold
Yamamoto Precious Metal Co., Ltd.
Tennoji, Osaka, Japan
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corp
Sanmenxia City, China
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
Shanghang, China
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
Changsha, Hunan, China
Tantalum
Conghua Tantalum and Niobium Smeltry
Conghua, Guangdong, China
Tantalum
D Block Metals, LLC
Gastonia, North Carolina, USA
Tantalum
D Block Metals, LLC
Gastonia, North Carolina, USA
Tantalum
Duoluoshan
Plant 1, Sihui City, Guangdong, China
Tantalum
Duoluoshan
Plant 2, Sihui City, Guangdong, China
Tantalum
Duoluoshan
Plant 3, Sihui City, Guangdong, China
Tantalum
Exotech Inc.
Pompano Beach, Florida, USA
Tantalum
F&X Electro-Materials Ltd.
Jiangmen, Guangdong, China
Tantalum
FIR Metals & Resource Ltd.
Zhuzhou, Hunan, China
Tantalum
Global Advanced Metals Aizu
Aizuwakamatsu, Fukushima, Japan
Tantalum
Global Advanced Metals Boyertown
Boyertown, Pennsylvania, USA
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
Yingde, Guangdong, China
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili br.
Kaili, Guizhou, China



Material
Smelter Name
Refiner Location
Tantalum
H.C. Starck Co., Ltd.
Map Ta Phut, Rayong, Thailand
Tantalum
H.C. Starck GmbH Goslar
Goslar, Lower Saxony, Germany
Tantalum
H.C. Starck GmbH Laufenburg
Laufenburg, Baden-Württemberg, Germany
Tantalum
H.C. Starck Hermsdorf GmbH
Hermsdorf, Thuringia, Germany
Tantalum
H.C. Starck Inc.
Newton, Massachusetts, USA
Tantalum
H.C. Starck Ltd.
Mito, Ibaraki, Japan
Tantalum
H.C. Starck Smelting GmbH & Co.KG
Laufenburg, Baden-Württemberg, Germany
Tantalum
Hengyang King Xing Lifeng New Materials Co. Ltd.
Hengyang, Hunan, China
Tantalum
Hi-Temp Specialty Metals, Inc
Yaphank, New York, USA
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
Fengxin, Jiangxi, China
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Jiujiang, Jiangxi, China
Tantalum
Jiujiang Tanbre Co., Ltd.
Jiujiang, Jiangxi, China
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
Jiujiang, Jiangxi, China
Tantalum
KEMET Blue Metals
Matamoros, Tamaulipas, Mexico
Tantalum
KEMET Blue Powder
Mound House, Nevada, USA
Tantalum
King-Tan Tantalum Industry Ltd.
Yifeng, Jiangxi, China
Tantalum
LSM Brasil S.A.
Sao Joao Del Rei, Minas Gerais, Brazil
Tantalum
Metallurgical Products India Pvt., Ltd.
District Raigad, Maharashtra, India
Tantalum
Mineração Taboca S.A.
Presidente Figueiredo, Amazonas, Brazil
Tantalum
Mitsui Mining & Smelting
Omuta, Fukuoka, Japan
Tantalum
Molycorp Silmet A.S.
Sillamäe, Ida-Virumaa, Estonia
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
Shizuishan, Ningxia, China
Tantalum
Plansee SE Liezen
Liezen, Styria, Austria
Tantalum
Plansee SE Reutte
Reutte, Tyrol, Austria
Tantalum
QuantumClean
Fremont, California, USA
Tantalum
RFH Tantalum Smeltry Co., Ltd.
Zhuzhou, Hunan, China
Tantalum
Solikamsk Magnesium Works OAO
Solikamsk, Perm Krai, Russia
Tantalum
Taki Chemical
Harima, Hyogo, Japan
Tantalum
Telex Metals
Croydon, Pennsylvania, USA
Tantalum
Ulba Metallurgical Plant JSC
Ust-Kamenogorsk, East Kazakhstan
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
YunFu City, Guangdong, China
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
Yichun, Jiangxi, China
Tantalum
Zhuzhou Cemented Carbide
Zhuzhou, Hunan, China
Tin
Alpha
Altoona, Pennsylvania, USA
Tin
Cooperativa Metalurgica de Rondônia Ltda.
Bom Futuro, Rondônia, Brazil
Tin
CV Ayi Jaya
Sungai Liat, Bangka Belitung, Indonesia
Tin
CV United Smelting
Pangkal Pinang, Bangka, Indonesia
Tin
Dowa
Kosaka, Akiau, Japan Chiyoda, Tokyo, Japan
Tin
Elmet S.L.U (Metallo Group)
Berango, Spain
Tin
EM Vinto
Oruro, Oruro, Bolivia
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
Gejiu, Yunnan, China
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
Nanchang, Jiangxi, China
Tin
Magnu's Minerais Metais e Ligas Ltda.
São João Del Rei, Minas Gerais, Brazil
Tin
Malaysia Smelting Corporation (MSC)
Butterworth, Penang, Malaysia
Tin
Melt Metais e Ligas S/A
Ariquemes, Rondonia, Brazil



Material
Smelter Name
Refiner Location
Tin
Metallo-Chimique N.V.
Beerse, Belgium
Tin
Mineração Taboca S.A.
Pirapora do Bom Jesus, São Paulo, Brazil
Tin
Minsur
Paracas, Ica, Perú
Tin
Mitsubishi Materials Corporation
Asago, Hyogo, Japan
Tin
Mitsubishi Materials Corporation
Chiyoda, Tokyo, Japan
Tin
Operaciones Metalurgical S.A.
Oruro, Oruro, Bolivia
Tin
PT Artha Cipta Langgeng
Sungailiat, Bangka, Indonesia
Tin
PT ATD Makmur Mandiri Jaya
Sungailiat, Bangka, Indonesia
Tin
PT Babel Inti Perkasa
Lintang, Bangka Belitung, Indonesia
Tin
PT Bangka Putra Karya
Pangkal Pinang, Bangka, Indonesia
Tin
PT Bangka Tin Industry
Sungailiat, Bangka, Indonesia
Tin
PT Belitung Industri Sejahtera
Kabupaten Belitung, Bangka Belitung, Indonesia
Tin
PT Bukit Timah
Pangkal Pinang, Bangka, Indonesia
Tin
PT DS Jaya Abadi
Pangkal Pinang, Bangka, Indonesia
Tin
PT Eunindo Usaha Mandiri
Kepulauan Riau, Riau Islands, Indonesia
Tin
PT Mitra Stania Prima
Sungailiat, Bangka, Indonesia
Tin
PT Panca Mega Persada
Sungailiat, Bangka, Indonesia
Tin
PT Prima Timah Utama
Propinsi Kepulauan, Bangka Belitung, Indonesia
Tin
PT Refined Bangka Tin
Sungailiat, Bangka Belitung, Indonesia
Tin
PT Sariwiguna Binasentosa
Pangkal Pinang, Bangka, Indonesia
Tin
PT Stanindo Inti Perkasa
Pangkal Pinang, Bangka, Indonesia
Tin
PT Timah (Persero) Tbk Kundur
Kundur, Riau Islands, Indonesia
Tin
PT Timah (Persero) Tbk Mentok
Mentok, Bangka, Indonesia
Tin
PT Tinindo Inter Nusa
Pangkal Pinang, Bangka, Indonesia
Tin
PT Wahana Perkit Jaya
Kabupaten Meranti, Riau Province, Indonesia
Tin
Thaisarco
Amphur Muang, Phuket, Thailand
Tin
White Solder Metalurgia e Mineração Ltda.
Ariquemes, Rondonia, Brazil
Tin
Yunnan Tin Group (Holding) Company Limited
Gejiu, Yunnan, China
Tungsten
Asia Tungsten Products Vietnam Ltd.
Haiphong, Vietnam
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
Chenzhou, Hunan, China
Tungsten
Fujian Jinxin Tungsten Co., Ltd.†
Longyan, Fujian, China
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
Ganzhou, Jiangxi, China
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Ganzhou, Jiangxi, China
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
Ganzhou, Jiangxi, China
Tungsten
Global Tungsten & Powders Corp.†
Towanda, Pennsylvania, USA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
Hengyang, Hunan, China
Tungsten
Japan New Metals Co., Ltd.†
Akita, Japan
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
Xiushui, Jiangxi, China
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
Nanfeng Xiaozhai, Yunnan, China
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.†
Halong City, Quang Ninh Province, Vietnam
Tungsten
Wolfram Bergbau und Hütten AG†
St. Martin i.S, Austria
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
Xiamen, Xiamen, China
Tungsten
Xiamen Tungsten Co., Ltd.
Haicang, Xiamen, China






Due Diligence

We are required to perform due diligence in order to determine the conflict minerals status of the necessary conflict minerals used in our products. Our due diligence processes and efforts have been developed to conform in all material respects with the 2nd edition of The Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold and for tin, tantalum and tungsten (OECD Guidance). The OECD Guidance provides a five-step framework for risk-based due diligence in the mineral supply chain: (1) establish strong company management systems; (2) identify and assess risk in the supply chain; (3) design and implement a strategy to respond to identified risks; (4) carry out independent third-party audit of supply chain due diligence at identified points in the supply chain; and (5) report on supply chain due diligence. We provide further information on each of these elements below.

(1)Establish strong company management systems

In an effort to establish strong management systems, we have:

adopted a corporate policy on conflict-free sourcing including a stated goal to not knowingly source any metals from operations that fund conflict. Further, the policy states that Coherent will seek alternate sources of 3TG if any of our suppliers cannot demonstrate adequate due diligence documenting that the metals used in the manufacture of our products are conflict-free.

posted our corporate policy on our Internet site, http://www.coherent.com/download/8833. The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report.

established a Supplier Environmental Compliance Requirements document outlining the expectation for every supplier to provide Conflict Minerals declaration for all parts and materials provided to Coherent using the EICC/GeSi format. We are currently evaluating the impact of requiring such documentation to be completed prior to the retention of any new supplier on a worldwide basis.

established an internal management system leveraging the industry standard EICC/GeSI form to collect conflict minerals data from all in-scope and active suppliers. As noted above, we have identified over 2,200 suppliers representing over 27 ,000 unique parts were identified and are a part of our Conflict Minerals management program. Surveys have been set to all suppliers with multiple attempts to contact those suppliers who have yet to respond. Each returned survey is audited internally for its completeness and any potential inconsistencies. Progress is regularly reported to senior leadership and shared with the Corporate Supply Chain organization.




(2)
Identify and assess risk in the supply chain

In an effort to identify and assess risk in the supply chain, we have:

required all in-scope suppliers to disclose active smelters and refiners through the submittal of a complete EICC/GeSi form. Smelters are reviewed to determine whether they are active in the Conflict-Free Smelter Program (“CFSP”). Pursuant to our corporate policy, future decisions on sourcing will be impacted by a supplier’s response and their participation in the CFSP program.

engaged directly with each Category One supplier to confirm that each such supplier is providing us with a completed EICC form and, where appropriate, will consider other suppliers if the supplier is unable to declare their products as DRC Conflict Free.

(3)
Design and implement a strategy to respond to identified risks

In an effort to design and implement a strategy to respond to identified risks, we:

regularly report to senior management on the status of our Conflict Minerals Program. Additionally, conflict minerals status updates are included in our ISO140000 review management meetings.

regularly review our contingency planning for our supply chain, including replacement risk for those suppliers who have not yet replied to our information requests.

(4)
Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain

We do not have a direct supplier relationship with smelters. We will continue to support the development and implementation of independent third party audits of smelters such as the Conflict-Free Smelter Program and will encourage our suppliers to purchase materials from audited, conflict-free smelters. We are continuing to evaluate direct independent third party audits of our Category One suppliers and an assessment of their diligence steps taken with regards to any purchases made from smelters.
(5)
Report on supply chain due diligence

In an effort to report on supply chain due diligence, we have:

leveraged our new Corporate Policy on Conflict Minerals and Environmental Requirements document, which is provided to all current suppliers (as well as future potential suppliers). Further, suppliers are encouraged to sign a ‘Certificate of Compliance with Coherent’s Environmental Policy’, which includes the obligation to provide Conflict Minerals declarations.



filed this Conflict Minerals Report as an Exhibit to our Form SD and publicly disclosed it on our Internet site under the Corporate Sustainability and Responsibility Tab at www.coherent.com.

Additional Risk Mitigation Steps

As noted above. We have made the determination that our products are DRC conflict undeterminable due to the incomplete dataset provided by our suppliers. While we experienced a significant increase in EICC/GeSI supplier responses as compared against the 2013 reporting period, we will continue to take additional measures to improve our conflict minerals program including:

working with our smaller suppliers to further educate them on the Conflict Minerals rule and assist them in completing the EICC/GeSI form;

critically evaluating the business relationship with suppliers who refuse to provide a complete assessment of their conflict minerals status;

identifying alternate supply sources for suppliers who respond as “Not Conflict Free”; and

requesting that all smelters identified in the EICC/GeSI survey participate in a program such as the Conflict Free Smelter (CFS) program in order to obtain a “conflict-free” designation.