Delaware | 001-33962 | 94-1622541 | ||
(State of other jurisdiction of | (Commission | (IRS Employer | ||
incorporation or organization) | File Number) | Identification No.) |
Exhibit No. | Description | ||
1.01 | Conflict Minerals Report for the year ended December 31, 2014. |
COHERENT, INC. | |||
(Registrant) | |||
By: | /s/ Bret M. DiMarco | June 2, 2015 | |
Bret M. DiMarco | (Date) | ||
Executive Vice President and General Counsel |
• | Gold is a highly efficient conductor that can carry low voltages and currents and remain free of corrosion. It is used in various Coherent systems as connectors, switch and relay contacts, soldering joints, connecting wires and connection strips. |
• | Tin is commonly used in the electronics industry for coating lead or zinc and steel to prevent corrosion. Tin can also be found in Coherent systems used in solders for joining electronic circuits. |
• | Tungsten is often used for electron emitters and is an important mineral for electrical contact materials as tungsten withstands the conditions of an electric arc. Tungsten is an important component in integrated circuitry used within Coherent systems. |
• | Tantalum is a heat-resistant powder that can hold a high electrical charge; it is an important element in creating capacitors that are used to control current flow in the circuit boards in most Coherent systems. |
Category | Description | Approximate Category Size |
One | High Risk. Suppliers from whom we directly source materials that are either fully comprised of, or largely made from, a 3TG material (example, gold) | 30 suppliers |
Two | Medium Risk. Suppliers from whom we source subsystems, components or other products which are likely to include 3TG (example, electronic subcomponents) | Categories two and three combined contain more than 2,200 suppliers representing over 27,000 unique parts |
Three | Low Risk. Commonly used and available (catalog) parts that may contain 3TG materials (example, screws, washers, bolts) | |
Four | Suppliers which provide products which do not include 3TG (example, a plastic button cover) |
Minerals | Smelter / Country of origin may include the following | Change in number of Countries of origin since the 2013 reporting period |
Gold | Australia, Belgium, Brazil, Canada, Chile, China, Germany, Hong Kong, Indonesia, Italy, Japan, Kazakhstan, Korea Republic of, Kyrgyzstan, Mexico, Netherlands, Philippines, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United States, Uzbekistan | From 14 to 29 |
Tantalum | Austria, Brazil, China, Estonia, Germany, India, Japan, Kazakhstan, Mexico, Russian Federation, South Africa, Thailand, United States | From 7 to 13 |
Tin | Belgium, Bolivia, Brazil, China, Indonesia, Japan, Malaysia, Peru, Philippines, Poland, Russian Federation, Taiwan, Thailand, United States | From 11 to 14 |
Tungsten | Austria, China, Germany, Japan, Russian Federation, United States, Vietnam | From 6 to 7 |
Material | Smelter Name | Refiner Location |
Gold | Aida Chemical Industries Co., Ltd. | Fuchu, Tokyo, Japan |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Pforzheim, Baden-Württemberg, Germany |
Gold | AngloGold Ashanti Córrego do Sítio Mineraçäo | Nova Lima, Minas Gerais, Brazil |
Gold | Argor-Heraeus SA | Mendrisio, Ticino, Switzerland |
Gold | Asahi Pretec Corporation | Amagasaki Factory, Kobe, Hyogo, Japan |
Material | Smelter Name | Refiner Location |
Gold | Asahi Pretec Corporation | Ehime Factory, Saijyo, Ehime, Japan |
Gold | Asahi Pretec Corporation | Saitama Factory, Kobe, Hyogo, Japan |
Gold | Asahi Pretec Corporation | Technical Research Center, Kobe, Hyogo, JP |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Istanbul, Turkey |
Gold | Aurubis AG | Hamburg, Hamburg, Germany |
Gold | Boliden AB | Skelleftehamn, Västerbotten, Sweden |
Gold | C. Hafner GmbH + Co. KG | Pforzheim, Baden-Württemberg, Germany |
Gold | CCR Refinery – Glencore Canada Corporation | Montréal, Quebec, Canada |
Gold | Chimet S.p.A. | Arezzo, Tuscany, Italy |
Gold | Dowa | Kosaka, Akiau, Japan Chiyoda, Tokyo, Japan |
Gold | Eco-System Recycling Co., Ltd. | Honjo, Saitama, Japan |
Gold | Heimerle + Meule GmbH | Pforzheim, Baden-Württemberg, Germany |
Gold | Heimerle + Meule GmbH | Vienna, Vienna, Austria |
Gold | Heraeus Ltd. Hong Kong | Fanling, Hong Kong, China |
Gold | Heraeus Precious Metals GmbH & Co. KG | Hanau, Hesse, Germany |
Gold | Ishifuku Metal Industry Co., Ltd. | Soka, Saitama, Japan |
Gold | Istanbul Gold Refinery | Kuyumcukent, Istanbul, Turkey |
Gold | Japan Mint | Osaka, Japan |
Gold | Johnson Matthey Inc. | Salt Lake City, Utah, USA |
Gold | Johnson Matthey Limited | Brampton, Ontario, Canada |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plt | Verkhnyaya Pyshma, Russia |
Gold | JSC Uralelectromed | Verkhnyaya Pyshma, Russia |
Gold | JX Nippon Mining & Metals Co., Ltd. | Oita, Oita, Japan |
Gold | Kazzinc | Ust-Kamenogorsk, Kazakhstan |
Gold | Kennecott Utah Copper LLC | Salt Lake City, Utah, USA |
Gold | Kojima Chemicals Co., Ltd. | Sayama, Saitama, Japan |
Gold | L'azurde Company For Jewelry | Riyadh, Saudi Arabia |
Gold | LS-NIKKO Copper Inc. | Onsan-eup, Ulsan, Korea |
Gold | Materion | Buffalo, New York, USA |
Gold | Materion | Wheatfield, New York, USA |
Gold | Matsuda Sangyo Co., Ltd. | Iruma Factory, Iruma, Saitama, Japan |
Gold | Matsuda Sangyo Co., Ltd. | Iruma Second Factory, Iruma, Saitama, Japan |
Gold | Matsuda Sangyo Co., Ltd. | Musashi Factory, Iruma, Saitama, Japan |
Gold | Matsuda Sangyo Co., Ltd. | R&D Center, Iruma, Saitama, Japan |
Gold | Metalor Technologies (Hong Kong) Ltd. | Kwai Chung, Hong Kong, China |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Tuas Tech Park, Tuas, Singapore |
Gold | Metalor Technologies SA | Neuchâtel, Neuchâtel, Switzerland |
Gold | Metalor USA Refining Corporation | North Attleboro, Massachusetts, USA |
Gold | Metalurgica Met-Mex Penoles, S.A. DE C.V | Torreon, Mexico |
Gold | Mitsubishi Materials Corporation | Naoshima, Kagawa, Japan |
Gold | Mitsui Mining and Smelting Co., Ltd. | Takehara, Hiroshima, Japan |
Gold | MMTC-PAMP India Pvt., Ltd. | Mewat, Haryana, India |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Bahçelievler, Turkey |
Gold | Nihon Material Co., Ltd. | Noda, Chiba, Japan |
Gold | Ohio Precious Metals, LLC | Jackson, Ohio, USA |
Material | Smelter Name | Refiner Location |
Gold | Ohura Precious Metal Industry Co., Ltd. | Nara-shi, Nara, Japan |
Gold | OJSC Krastvetmet | Krasnoyarsk, Russia |
Gold | PAMP SA | Castel San Pietro, Ticino, Switzerland |
Gold | PT Aneka Tambang (Persero) Tbk | Jakarta, Indonesia |
Gold | PX Précinox SA | La Chaux-de-Fonds, Neuchâtel, Switzerland |
Gold | Rand Refinery (Pty) Ltd. | Germiston, Gauteng, South Africa |
Gold | Republic Metals Corporation | Miami, Florida, USA |
Gold | Royal Canadian Mint | Ottawa, Ontario, Canada |
Gold | Schöne Edelmetaal B.V. | Amsterdam, The Netherlands |
Gold | SEMPSA Joyería Platería SA | Madrid, Madrid, Spain |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Zhaoyuan, Shandong, China |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | Chengdu, China |
Gold | Singway Technology Co., Ltd. | Plant 2 Dayuan Township, Taoyuan County, Taiwan |
Gold | Singway Technology Co., Ltd. | Plant 3 Dayuan Township, Taoyuan County, Taiwan |
Gold | Solar Applied Materials Technology Corp. | Tainan City, Taiwan |
Gold | Sumitomo Metal Mining Co., Ltd. | Saijyo, Ehime, Japan |
Gold | T.C.A S.p.A | Capolona, Italy |
Gold | Tanaka Kikinzoku Kogyo K.K. | Hiratsuka, Kanagawa, Japan |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | Laizhou City, China |
Gold | Tokuriki Honten Co., Ltd. | Kuki, Saitama, Japan |
Gold | Umicore Brasil Ltda. | Guarulhos, São Paulo, Brazil |
Gold | Umicore Precious Metals Thailand | Dokmai, Pravet, Thailand |
Gold | Umicore SA Business Unit Precious Metals Refining | Hoboken, Antwerp, Belgium |
Gold | United Precious Metal Refining, Inc. | Alden, New York, USA |
Gold | Valcambi SA | Balerna, Ticino, Switzerland |
Gold | Western Australian Mint trading as The Perth Mint | Cloverdale, Western Australia, Australia |
Gold | Yamamoto Precious Metal Co., Ltd. | Tennoji, Osaka, Japan |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corp | Sanmenxia City, China |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | Shanghang, China |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | Changsha, Hunan, China |
Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua, Guangdong, China |
Tantalum | D Block Metals, LLC | Gastonia, North Carolina, USA |
Tantalum | D Block Metals, LLC | Gastonia, North Carolina, USA |
Tantalum | Duoluoshan | Plant 1, Sihui City, Guangdong, China |
Tantalum | Duoluoshan | Plant 2, Sihui City, Guangdong, China |
Tantalum | Duoluoshan | Plant 3, Sihui City, Guangdong, China |
Tantalum | Exotech Inc. | Pompano Beach, Florida, USA |
Tantalum | F&X Electro-Materials Ltd. | Jiangmen, Guangdong, China |
Tantalum | FIR Metals & Resource Ltd. | Zhuzhou, Hunan, China |
Tantalum | Global Advanced Metals Aizu | Aizuwakamatsu, Fukushima, Japan |
Tantalum | Global Advanced Metals Boyertown | Boyertown, Pennsylvania, USA |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | Yingde, Guangdong, China |
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili br. | Kaili, Guizhou, China |
Material | Smelter Name | Refiner Location |
Tantalum | H.C. Starck Co., Ltd. | Map Ta Phut, Rayong, Thailand |
Tantalum | H.C. Starck GmbH Goslar | Goslar, Lower Saxony, Germany |
Tantalum | H.C. Starck GmbH Laufenburg | Laufenburg, Baden-Württemberg, Germany |
Tantalum | H.C. Starck Hermsdorf GmbH | Hermsdorf, Thuringia, Germany |
Tantalum | H.C. Starck Inc. | Newton, Massachusetts, USA |
Tantalum | H.C. Starck Ltd. | Mito, Ibaraki, Japan |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | Laufenburg, Baden-Württemberg, Germany |
Tantalum | Hengyang King Xing Lifeng New Materials Co. Ltd. | Hengyang, Hunan, China |
Tantalum | Hi-Temp Specialty Metals, Inc | Yaphank, New York, USA |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Fengxin, Jiangxi, China |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | Jiujiang, Jiangxi, China |
Tantalum | Jiujiang Tanbre Co., Ltd. | Jiujiang, Jiangxi, China |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Jiujiang, Jiangxi, China |
Tantalum | KEMET Blue Metals | Matamoros, Tamaulipas, Mexico |
Tantalum | KEMET Blue Powder | Mound House, Nevada, USA |
Tantalum | King-Tan Tantalum Industry Ltd. | Yifeng, Jiangxi, China |
Tantalum | LSM Brasil S.A. | Sao Joao Del Rei, Minas Gerais, Brazil |
Tantalum | Metallurgical Products India Pvt., Ltd. | District Raigad, Maharashtra, India |
Tantalum | Mineração Taboca S.A. | Presidente Figueiredo, Amazonas, Brazil |
Tantalum | Mitsui Mining & Smelting | Omuta, Fukuoka, Japan |
Tantalum | Molycorp Silmet A.S. | Sillamäe, Ida-Virumaa, Estonia |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Shizuishan, Ningxia, China |
Tantalum | Plansee SE Liezen | Liezen, Styria, Austria |
Tantalum | Plansee SE Reutte | Reutte, Tyrol, Austria |
Tantalum | QuantumClean | Fremont, California, USA |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | Zhuzhou, Hunan, China |
Tantalum | Solikamsk Magnesium Works OAO | Solikamsk, Perm Krai, Russia |
Tantalum | Taki Chemical | Harima, Hyogo, Japan |
Tantalum | Telex Metals | Croydon, Pennsylvania, USA |
Tantalum | Ulba Metallurgical Plant JSC | Ust-Kamenogorsk, East Kazakhstan |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | YunFu City, Guangdong, China |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | Yichun, Jiangxi, China |
Tantalum | Zhuzhou Cemented Carbide | Zhuzhou, Hunan, China |
Tin | Alpha | Altoona, Pennsylvania, USA |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Bom Futuro, Rondônia, Brazil |
Tin | CV Ayi Jaya | Sungai Liat, Bangka Belitung, Indonesia |
Tin | CV United Smelting | Pangkal Pinang, Bangka, Indonesia |
Tin | Dowa | Kosaka, Akiau, Japan Chiyoda, Tokyo, Japan |
Tin | Elmet S.L.U (Metallo Group) | Berango, Spain |
Tin | EM Vinto | Oruro, Oruro, Bolivia |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Gejiu, Yunnan, China |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | Nanchang, Jiangxi, China |
Tin | Magnu's Minerais Metais e Ligas Ltda. | São João Del Rei, Minas Gerais, Brazil |
Tin | Malaysia Smelting Corporation (MSC) | Butterworth, Penang, Malaysia |
Tin | Melt Metais e Ligas S/A | Ariquemes, Rondonia, Brazil |
Material | Smelter Name | Refiner Location |
Tin | Metallo-Chimique N.V. | Beerse, Belgium |
Tin | Mineração Taboca S.A. | Pirapora do Bom Jesus, São Paulo, Brazil |
Tin | Minsur | Paracas, Ica, Perú |
Tin | Mitsubishi Materials Corporation | Asago, Hyogo, Japan |
Tin | Mitsubishi Materials Corporation | Chiyoda, Tokyo, Japan |
Tin | Operaciones Metalurgical S.A. | Oruro, Oruro, Bolivia |
Tin | PT Artha Cipta Langgeng | Sungailiat, Bangka, Indonesia |
Tin | PT ATD Makmur Mandiri Jaya | Sungailiat, Bangka, Indonesia |
Tin | PT Babel Inti Perkasa | Lintang, Bangka Belitung, Indonesia |
Tin | PT Bangka Putra Karya | Pangkal Pinang, Bangka, Indonesia |
Tin | PT Bangka Tin Industry | Sungailiat, Bangka, Indonesia |
Tin | PT Belitung Industri Sejahtera | Kabupaten Belitung, Bangka Belitung, Indonesia |
Tin | PT Bukit Timah | Pangkal Pinang, Bangka, Indonesia |
Tin | PT DS Jaya Abadi | Pangkal Pinang, Bangka, Indonesia |
Tin | PT Eunindo Usaha Mandiri | Kepulauan Riau, Riau Islands, Indonesia |
Tin | PT Mitra Stania Prima | Sungailiat, Bangka, Indonesia |
Tin | PT Panca Mega Persada | Sungailiat, Bangka, Indonesia |
Tin | PT Prima Timah Utama | Propinsi Kepulauan, Bangka Belitung, Indonesia |
Tin | PT Refined Bangka Tin | Sungailiat, Bangka Belitung, Indonesia |
Tin | PT Sariwiguna Binasentosa | Pangkal Pinang, Bangka, Indonesia |
Tin | PT Stanindo Inti Perkasa | Pangkal Pinang, Bangka, Indonesia |
Tin | PT Timah (Persero) Tbk Kundur | Kundur, Riau Islands, Indonesia |
Tin | PT Timah (Persero) Tbk Mentok | Mentok, Bangka, Indonesia |
Tin | PT Tinindo Inter Nusa | Pangkal Pinang, Bangka, Indonesia |
Tin | PT Wahana Perkit Jaya | Kabupaten Meranti, Riau Province, Indonesia |
Tin | Thaisarco | Amphur Muang, Phuket, Thailand |
Tin | White Solder Metalurgia e Mineração Ltda. | Ariquemes, Rondonia, Brazil |
Tin | Yunnan Tin Group (Holding) Company Limited | Gejiu, Yunnan, China |
Tungsten | Asia Tungsten Products Vietnam Ltd. | Haiphong, Vietnam |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | Chenzhou, Hunan, China |
Tungsten | Fujian Jinxin Tungsten Co., Ltd.† | Longyan, Fujian, China |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | Ganzhou, Jiangxi, China |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Ganzhou, Jiangxi, China |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | Ganzhou, Jiangxi, China |
Tungsten | Global Tungsten & Powders Corp.† | Towanda, Pennsylvania, USA |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | Hengyang, Hunan, China |
Tungsten | Japan New Metals Co., Ltd.† | Akita, Japan |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | Xiushui, Jiangxi, China |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | Nanfeng Xiaozhai, Yunnan, China |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd.† | Halong City, Quang Ninh Province, Vietnam |
Tungsten | Wolfram Bergbau und Hütten AG† | St. Martin i.S, Austria |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | Xiamen, Xiamen, China |
Tungsten | Xiamen Tungsten Co., Ltd. | Haicang, Xiamen, China |
• | adopted a corporate policy on conflict-free sourcing including a stated goal to not knowingly source any metals from operations that fund conflict. Further, the policy states that Coherent will seek alternate sources of 3TG if any of our suppliers cannot demonstrate adequate due diligence documenting that the metals used in the manufacture of our products are conflict-free. |
• | posted our corporate policy on our Internet site, http://www.coherent.com/download/8833. The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report. |
• | established a Supplier Environmental Compliance Requirements document outlining the expectation for every supplier to provide Conflict Minerals declaration for all parts and materials provided to Coherent using the EICC/GeSi format. We are currently evaluating the impact of requiring such documentation to be completed prior to the retention of any new supplier on a worldwide basis. |
• | established an internal management system leveraging the industry standard EICC/GeSI form to collect conflict minerals data from all in-scope and active suppliers. As noted above, we have identified over 2,200 suppliers representing over 27 ,000 unique parts were identified and are a part of our Conflict Minerals management program. Surveys have been set to all suppliers with multiple attempts to contact those suppliers who have yet to respond. Each returned survey is audited internally for its completeness and any potential inconsistencies. Progress is regularly reported to senior leadership and shared with the Corporate Supply Chain organization. |
(2) | Identify and assess risk in the supply chain |
• | required all in-scope suppliers to disclose active smelters and refiners through the submittal of a complete EICC/GeSi form. Smelters are reviewed to determine whether they are active in the Conflict-Free Smelter Program (“CFSP”). Pursuant to our corporate policy, future decisions on sourcing will be impacted by a supplier’s response and their participation in the CFSP program. |
• | engaged directly with each Category One supplier to confirm that each such supplier is providing us with a completed EICC form and, where appropriate, will consider other suppliers if the supplier is unable to declare their products as DRC Conflict Free. |
(3) | Design and implement a strategy to respond to identified risks |
• | regularly report to senior management on the status of our Conflict Minerals Program. Additionally, conflict minerals status updates are included in our ISO140000 review management meetings. |
• | regularly review our contingency planning for our supply chain, including replacement risk for those suppliers who have not yet replied to our information requests. |
(4) | Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain |
• | We do not have a direct supplier relationship with smelters. We will continue to support the development and implementation of independent third party audits of smelters such as the Conflict-Free Smelter Program and will encourage our suppliers to purchase materials from audited, conflict-free smelters. We are continuing to evaluate direct independent third party audits of our Category One suppliers and an assessment of their diligence steps taken with regards to any purchases made from smelters. |
(5) | Report on supply chain due diligence |
• | leveraged our new Corporate Policy on Conflict Minerals and Environmental Requirements document, which is provided to all current suppliers (as well as future potential suppliers). Further, suppliers are encouraged to sign a ‘Certificate of Compliance with Coherent’s Environmental Policy’, which includes the obligation to provide Conflict Minerals declarations. |
• | filed this Conflict Minerals Report as an Exhibit to our Form SD and publicly disclosed it on our Internet site under the Corporate Sustainability and Responsibility Tab at www.coherent.com. |
• | working with our smaller suppliers to further educate them on the Conflict Minerals rule and assist them in completing the EICC/GeSI form; |
• | critically evaluating the business relationship with suppliers who refuse to provide a complete assessment of their conflict minerals status; |
• | identifying alternate supply sources for suppliers who respond as “Not Conflict Free”; and |
• | requesting that all smelters identified in the EICC/GeSI survey participate in a program such as the Conflict Free Smelter (CFS) program in order to obtain a “conflict-free” designation. |