0001181431-13-017796.txt : 20130319 0001181431-13-017796.hdr.sgml : 20130319 20130319152832 ACCESSION NUMBER: 0001181431-13-017796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Larry A. CENTRAL INDEX KEY: 0001433209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 13701416 MAIL ADDRESS: STREET 1: 333 SOUTH WABASH AVENUE CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd369819.xml X0306 4 2013-03-15 0 0000021175 CNA FINANCIAL CORP CNA 0001433209 Haefner Larry A. 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP & Chief Actuary Common Stock 2013-03-15 4 A 0 9780 32.46 A 9780 D Common Stock 2013-03-15 4 F 0 3921 32.46 D 5859 D The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2010-2012 performance period, Mr. Haefner was awarded 9,780 shares of CNA Financial Corporation's common stock. The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. Larry A. Haefner 2013-03-18