0001181431-13-010016.txt : 20130219 0001181431-13-010016.hdr.sgml : 20130219 20130215112456 ACCESSION NUMBER: 0001181431-13-010016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fay George R. CENTRAL INDEX KEY: 0001483406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 13618052 MAIL ADDRESS: STREET 1: 333 S. WABASH AVE. CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd370280.xml X0306 4 2013-02-13 0 0000021175 CNA FINANCIAL CORP CNA 0001483406 Fay George R. 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP, Worldwide P&C Claim Common Stock 2013-02-13 4 A 0 10000 31.97 A 15471 D Common Stock 2013-02-13 4 F 0 2070 31.97 D 13401 D Stock Appreciation Rights 11.51 2013-02-13 4 M 0 10000 D 2019-02-04 Common Stock 10000 0 D The Reporting Person exercised 10,000 Stock Appreciation Rights and as such received a gain of 6,399 shares of the issuers common stock. The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. The option became exercisable in four equal annual installments beginning on February 4, 2010. The Reporting Person received the Stock Appreciation Rights at no cost. George R. Fay 2013-02-14