0001181431-13-010016.txt : 20130219
0001181431-13-010016.hdr.sgml : 20130219
20130215112456
ACCESSION NUMBER: 0001181431-13-010016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130213
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fay George R.
CENTRAL INDEX KEY: 0001483406
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05823
FILM NUMBER: 13618052
MAIL ADDRESS:
STREET 1: 333 S. WABASH AVE.
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA FINANCIAL CORP
CENTRAL INDEX KEY: 0000021175
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 366169860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
BUSINESS ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
rrd370280.xml
X0306
4
2013-02-13
0
0000021175
CNA FINANCIAL CORP
CNA
0001483406
Fay George R.
333 S. WABASH AVE.
CHICAGO
IL
60604
0
1
0
0
EVP, Worldwide P&C Claim
Common Stock
2013-02-13
4
A
0
10000
31.97
A
15471
D
Common Stock
2013-02-13
4
F
0
2070
31.97
D
13401
D
Stock Appreciation Rights
11.51
2013-02-13
4
M
0
10000
D
2019-02-04
Common Stock
10000
0
D
The Reporting Person exercised 10,000 Stock Appreciation Rights and as such received a gain of 6,399 shares of the issuers common stock.
The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
The option became exercisable in four equal annual installments beginning on February 4, 2010.
The Reporting Person received the Stock Appreciation Rights at no cost.
George R. Fay
2013-02-14