0001181431-12-004892.txt : 20120201 0001181431-12-004892.hdr.sgml : 20120201 20120201104526 ACCESSION NUMBER: 0001181431-12-004892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120130 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOTAMED THOMAS F CENTRAL INDEX KEY: 0001190185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 12561364 MAIL ADDRESS: STREET 1: 15 MOUNTAIN VIEW ROAD CITY: WARREN STATE: NJ ZIP: 07059 4 1 rrd331561.xml X0304 4 2012-01-30 0 0000021175 CNA FINANCIAL CORP CNA 0001190185 MOTAMED THOMAS F 333 S. WABASH AVE. CHICAGO IL 60604 1 1 0 0 Chairman and CEO Common Stock 2012-01-30 4 A 0 85184 0 A 485491 D Common Stock 2012-01-30 4 F 0 8827 27.67 D 476664 D Common stock represents the underlying security of restricted stock units granted to the reporting person, each restricted stock unit representing a contingent right to receive one share of CNA Financial Corporation common stock. The restricted stock units were awarded on January 28, 2011 based on performance throughout 2011 and approved for distribution on January 27, 2012 in equal installments on each of the first four anniversaries of the grant date (January 28, 2011); provided, however, that no restricted stock unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement. The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on January 28, 2011. Thomas F. Motamed 2012-01-31