-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7kDEhXE7Tw1fKg2p3wUC6OL5AGCDIMk2lTiIMH61/Wkf0sij89N2TNVaqRknNas vXvyZ3h49+h86lrA1GuIfA== 0001181431-09-007007.txt : 20090206 0001181431-09-007007.hdr.sgml : 20090206 20090206142213 ACCESSION NUMBER: 0001181431-09-007007 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090204 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PONTARELLI THOMAS CENTRAL INDEX KEY: 0001257455 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 09576403 MAIL ADDRESS: STREET 1: 1326 EVERFREEN COURT CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 3 1 rrd231690.xml X0203 3 2009-02-04 0 0000021175 CNA FINANCIAL CORP CNA 0001257455 PONTARELLI THOMAS 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 Executive Vice President Common Stock $2.50 par value 400 D Stock Appreciation Rights 11.51 2010-02-04 2019-02-04 Common Stock 15000 D Stock Appreciation Rights 32.54 2009-02-06 2018-02-06 Common Stock 15000 D Stock Appreciation Rights 41.86 2008-02-07 2017-02-07 Common Stock 15000 D Stock Appreciation Rights 30.98 2007-02-08 2016-02-08 Common Stock 15000 D Stock Options 27.27 2006-02-09 2015-02-09 Common Stock 7500 D Stock Options 26.27 2005-04-28 2014-04-28 Common Stock 7500 D Stock Options 24.69 2004-05-07 2013-05-07 Common Stock 3750 D The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 4, 2010. The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 6, 2009. The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 7, 2008. The stock appreciation rights paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 8, 2007. The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing February 9, 2006. The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing April 28, 2005. The stock options paid in CNA Financial Corporation Common Stock vests annually in four equal installments commencing May 7, 2004. Thomas Pontarelli 2009-02-04 -----END PRIVACY-ENHANCED MESSAGE-----