-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O21p7z5SJp+UGjgxd4DRmghLxGdkIrUDzjmKpemDCu9ZbB15ouK1uK9pUr/5Q1XF CIicsGA1gI09FKG7Fozflg== 0001181431-08-063382.txt : 20081120 0001181431-08-063382.hdr.sgml : 20081120 20081120184254 ACCESSION NUMBER: 0001181431-08-063382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081120 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LILIENTHAL STEPHEN W CENTRAL INDEX KEY: 0001201422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 081205027 BUSINESS ADDRESS: STREET 1: CNA STREET 2: CNA PLAZA, 40S CITY: CHICAGO STATE: IL ZIP: 60685 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd224338.xml X0303 4 2008-11-20 0 0000021175 CNA FINANCIAL CORP CNA 0001201422 LILIENTHAL STEPHEN W 333 SOUTH WABASH AVENUE CHICAGO IL 60604 1 1 0 0 Chairman and CEO Employee Stock Option 27.27 2008-11-20 4 D 0 65000 27.27 D 2006-02-09 2012-01-01 Common Shares 65000 0 D Employee Stock Option 27.27 2008-11-20 4 A 0 65000 27.27 D 2006-02-09 2012-01-01 Common Shares 65000 65000 D Stock Appreciation Rights 30.98 2008-11-20 4 D 0 75000 30.98 D 2007-02-08 2012-01-01 Common Shares 75000 0 D Stock Appreciation Rights 30.98 2008-11-20 4 A 0 75000 30.98 D 2007-02-08 2012-01-01 Common Shares 75000 75000 D Stock Appreciation Rights 41.86 2008-11-20 4 D 0 75000 41.86 D 2008-02-07 2012-01-01 Common Shares 75000 0 D Stock Appreciation Rights 41.86 2008-11-20 4 A 0 75000 41.86 D 2008-02-07 2012-01-01 Common Shares 75000 75000 D Stock Appreciation Rights 32.54 2008-11-20 4 D 0 75000 32.54 D 2009-02-06 2012-01-01 Common Shares 75000 0 D Stock Appreciation Rights 32.54 2008-11-20 4 A 0 75000 32.54 D 2009-02-06 2012-01-01 Common Shares 75000 75000 D The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 9, 2005 and provided for vesting in quarterly annual installments commencing on February 9, 2006. Pursuant to Mr. Lilienthal's Employment Agreement, the expiration date of the original option would have been one year following his departure from the Company. In addition, an unvested options fully vest upon termination. The two reported transactions involved an amendment of an outstanding stock appreciation right, resulting in the deemed cancellation of the "old" right and the grant of a replacement right. The right was originally granted on February 8, 2006 and provided for vesting in quarterly annual installments commencing on February 8, 2007. Pursuant to Mr. Lilienthal's Employment Agreement, the expiration date of the original right would have been one year following his departure from the Company. In addition, any unvested rights fully vest upon termination. The two reported transactions involved an amendment of an outstanding stock appreciation right, resulting in the deemed cancellation of the "old" right and the grant of a replacement right. The right was originally granted on February 7,2007 and provided for vesting in quarterly annual installments commencing on February 7, 2008. Pursuant to Mr. Lilienthal's Employment Agreement, the expiration date of the original right would have been one year following his departure from the Company. In addition, any unvested rights fully vest upon termination. The two reported transactions involved an amendment of an outstanding stock appreciation right, resulting in the deemed cancellation of the "old" right and the grant of a replacement right. The right was originally granted on February 6, 2008 and provided for vesting in quarterly annual installments commencing on February 6, 2009.Pursuant to Mr. Lilienthal's Employment Agreement, the expiration date of the original right would have been one year following his departure from the Company. In addition, any unvested rights fully vest upon termination. Stephen W. Lilienthal 2008-11-20 -----END PRIVACY-ENHANCED MESSAGE-----