-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSTy5ce9PFEvEg4CUKp9e9zeaj3eR7m4dZq47JNyzqSSLezM39TEoID00aCMinrt eNUeH7WdFwoZGa109K+vtQ== 0000950137-02-004411.txt : 20020814 0000950137-02-004411.hdr.sgml : 20020814 20020813180237 ACCESSION NUMBER: 0000950137-02-004411 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 02731038 BUSINESS ADDRESS: STREET 1: CNA PLZ STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA PLAZA STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 8-K 1 c71300e8vk.txt CURRENT REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 13, 2002 ------------------------------------- CNA FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 1-5823 36-6169860 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) CNA PLAZA, CHICAGO, ILLINOIS 60685 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (312) 822-5000 (Former Name or Former Address, if Changed Since Last Report) ================================================================================ Item 7. Financial Statements, Pro Forma Financial Information and Exhibits The following exhibits are furnished under Item 9 of this Current Report on Form 8-K: Exhibit 99.1 Certification dated August 13, 2002 by the chief executive officer of the Company pursuant to 18 U.S.C. ss. 1350 (as adopted by Section 906 of the Sarbanes-Oxley Act of 2002) with respect to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 Exhibit 99.2 Certification dated August 13, 2002 by the chief financial officer of the Company pursuant to 18 U.S.C. ss. 1350 (as adopted by Section 906 of the Sarbanes-Oxley Act of 2002) with respect to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 Item 9. Regulation FD Disclosure On August 13, 2002, the chief executive officer and chief financial officer of the Company each submitted to the Commission the written certification required by 18 U.S.C. ss. 1350 (as adopted by Section 906 of the Sarbanes-Oxley Act of 2002) with respect to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002. Copies of these submissions are furnished as Exhibits 99.1 and 99.2 hereto. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CNA FINANCIAL CORPORATION Date: August 13, 2002 By: /s/ Robert V. Deutsch ---------------- --------------------------- Robert V. Deutsch Executive Vice President and Chief Financial Officer EXHIBIT INDEX Exhibit 99.1 Certification dated August 13, 2002 by the chief executive officer of the Company pursuant to 18 U.S.C. ss. 1350 (as adopted by Section 906 of the Sarbanes-Oxley Act of 2002) with respect to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 Exhibit 99.2 Certification dated August 13, 2002 by the chief financial officer of the Company pursuant to 18 U.S.C. ss. 1350 (as adopted by Section 906 of the Sarbanes-Oxley Act of 2002) with respect to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 EX-99.1 3 c71300exv99w1.txt CERTIFICATION OF CEO Exhibit 99.1 Written Statement of the Chief Executive Officer of CNA Financial Corporation Pursuant to 18 U.S.C.ss.1350 (As adopted by Section 906 of the Sarbanes-Oxley Act of 2002) The undersigned, the Chief Executive Officer of CNA Financial Corporation (the "Company"), hereby certifies that, to his knowledge: the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 filed on the date hereof with the Securities and Exchange Commission (the "Report") fully complies with the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934; and the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 13, 2002 By: /s/ Laurence A. Tisch ---------------- --------------------------- Laurence A. Tisch Chief Executive Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. ss. 1350 and is not being filed as part of the Report or as a separate disclosure document. EX-99.2 4 c71300exv99w2.txt CERTIFICATION OF CFO Exhibit 99.2 Written Statement of the Chief Financial Officer of CNA Financial Corporation Pursuant to 18 U.S.C.ss.1350 (As adopted by Section 906 of the Sarbanes-Oxley Act of 2002) The undersigned, the Chief Financial Officer of CNA Financial Corporation (the "Company"), hereby certifies that, to his knowledge: the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 filed on the date hereof with the Securities and Exchange Commission (the "Report") fully complies with the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934; and the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 13, 2002 By: /s/ Robert V. Deutsch ---------------- --------------------------- Robert V. Deutsch Executive Vice President and Chief Financial Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. ss. 1350 and is not being filed as part of the Report or as a separate disclosure document. -----END PRIVACY-ENHANCED MESSAGE-----