0000021175-22-000097.txt : 20221110 0000021175-22-000097.hdr.sgml : 20221110 20221110104443 ACCESSION NUMBER: 0000021175-22-000097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 EFFECTIVENESS DATE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 221375583 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2022 09-30-2022 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 11-10-2022 3 167 262960 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 6711 50000 SH DFND 1,2,3 0 50000 0 ADC THERAPEUTICS SA SHS H0036K147 67 13945 SH DFND 1,2,3 0 13945 0 AIR PRODS & CHEMS INC COM 009158106 11055 47500 SH DFND 1,2,3 0 47500 0 ALLEGRO MICROSYSTEMS INC COM 01749D105 538 24639 SH DFND 1,2,3 0 24639 0 ALPHABET INC CAP STK CL A 02079K305 5739 60000 SH DFND 1,2,3 0 60000 0 ALTAIR ENGR INC COM CL A 021369103 264 5968 SH DFND 1,2,3 0 5968 0 AMERICOLD RLTY TR COM 03064D108 432 17546 SH DFND 1,2,3 0 17546 0 ARDAGH METAL PACKAGING S.A. SHS L02235106 7744 1600000 SH DFND 1,2,3 0 1600000 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 513 6474 SH DFND 1,2,3 0 6474 0 ARROWHEAD PHARMACEUTICALS INC COM 04280A100 367 11100 SH DFND 1,2,3 0 11100 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 308 2985 SH DFND 1,2,3 0 2985 0 ASGN INC COM 00191U102 1802 19935 SH DFND 1,2,3 0 19935 0 ASPEN TECHNOLOGY INC COM 29109X106 882 3703 SH DFND 1,2,3 0 3703 0 ATRICURE INC COM 04963C209 714 18270 SH DFND 1,2,3 0 18270 0 AVIENT CORPORATION COM 05368V106 819 27015 SH DFND 1,2,3 0 27015 0 AXON ENTERPRISE INC COM 05464C101 780 6741 SH DFND 1,2,3 0 6741 0 AXONICS INC COM 05465P101 789 11198 SH DFND 1,2,3 0 11198 0 AZEK CO INC CL A 05478C105 194 11683 SH DFND 1,2,3 0 11683 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 531 45078 SH DFND 1,2,3 0 45078 0 BERRY GLOBAL GROUP INC COM 08579W103 8375 180000 SH DFND 1,2,3 0 180000 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 615 41543 SH DFND 1,2,3 0 41543 0 BLACKLINE INC COM 09239B109 613 10230 SH DFND 1,2,3 0 10230 0 BLUEPRINT MEDICINES CORP COM 09627Y109 441 6699 SH DFND 1,2,3 0 6699 0 BRAZE INC COM CL A 10576N102 528 15167 SH DFND 1,2,3 0 15167 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 456 7910 SH DFND 1,2,3 0 7910 0 BRISTOL-MYERS SQUIBB CO COM 110122108 12085 170000 SH DFND 1,2,3 0 170000 0 BRP GROUP INC COM CL A 05589G102 993 37691 SH DFND 1,2,3 0 37691 0 CERIDIAN HCM HLDG INC COM 15677J108 665 11900 SH DFND 1,2,3 0 11900 0 CHAMPIONX CORPORATION COM 15872M104 810 41390 SH DFND 1,2,3 0 41390 0 CHART INDS INC COM 16115Q308 1779 9650 SH DFND 1,2,3 0 9650 0 CHEESECAKE FACTORY INC COM 163072101 559 19091 SH DFND 1,2,3 0 19091 0 CHEFS WHSE INC COM 163086101 677 23380 SH DFND 1,2,3 0 23380 0 CHENIERE ENERGY INC COM NEW 16411R208 16591 100000 SH DFND 1,2,3 0 100000 0 CLARIVATE PLC ORD SHS G21810109 406 43272 SH DFND 1,2,3 0 43272 0 CLEARWATER ANALYTICS HLDGS I CL A 185123106 458 27260 SH DFND 1,2,3 0 27260 0 COGNEX CORP COM 192422103 668 16115 SH DFND 1,2,3 0 16115 0 COHERUS BIOSCIENCES INC COM 19249H103 273 28451 SH DFND 1,2,3 0 28451 0 CURTISS WRIGHT CORP COM 231561101 689 4950 SH DFND 1,2,3 0 4950 0 CVR PARTNERS LP COM 126633205 5752 50266 SH DFND 1,2,3 0 50266 0 DEVON ENERGY CORP NEW COM 25179M103 4510 75000 SH DFND 1,2,3 0 75000 0 DEXCOM INC COM 252131107 860 10675 SH DFND 1,2,3 0 10675 0 DIGITALOCEAN HLDGS INC COM 25402D102 548 15147 SH DFND 1,2,3 0 15147 0 DRAFTKINGS INC NEW COM CL A 26142V105 223 14722 SH DFND 1,2,3 0 14722 0 DRIVEN BRANDS HLDGS INC COM 26210V102 1644 58756 SH DFND 1,2,3 0 58756 0 DT MIDSTREAM INC COMMON STOCK 23345M107 440 8470 SH DFND 1,2,3 0 8470 0 DUN & BRADSTREET HLDGS INC COM 26484T106 8301 670000 SH DFND 1,2,3 0 670000 0 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 655 107844 SH DFND 1,2,3 0 107844 0 ELASTIC N V ORD SHS N14506104 582 8110 SH DFND 1,2,3 0 8110 0 ELEMENT SOLUTIONS INC COM 28618M106 501 30810 SH DFND 1,2,3 0 30810 0 ENDAVA PLC ADS 29260V105 805 9990 SH DFND 1,2,3 0 9990 0 ENFUSION INC CL A 292812104 248 20099 SH DFND 1,2,3 0 20099 0 ENTERPRISE PRODS PARTNERS L COM 293792107 17241 725000 SH DFND 1,2,3 0 725000 0 ERASCA INC COM 29479A108 150 19197 SH DFND 1,2,3 0 19197 0 EUROPEAN WAX CTR INC CLASS A COM 29882P106 1135 61498 SH DFND 1,2,3 0 61498 0 FERGUSON PLC NEW SHS G3421J106 5147 50000 SH DFND 1,2,3 0 50000 0 FIRST ADVANTAGE CORP NEW COM 31846B108 652 50833 SH DFND 1,2,3 0 50833 0 FIRST FINL BANKSHARES INC COM 32020R109 942 22530 SH DFND 1,2,3 0 22530 0 FIVE BELOW INC COM 33829M101 394 2860 SH DFND 1,2,3 0 2860 0 FIVE9 INC COM 338307101 606 8080 SH DFND 1,2,3 0 8080 0 FLOOR & DECOR HLDGS INC CL A 339750101 1525 21707 SH DFND 1,2,3 0 21707 0 FLYWIRE CORPORATION COM VTG 302492103 516 22482 SH DFND 1,2,3 0 22482 0 FOX FACTORY HLDG CORP COM 35138V102 694 8780 SH DFND 1,2,3 0 8780 0 GARTNER INC COM 366651107 2927 10580 SH DFND 1,2,3 0 10580 0 GRID DYNAMICS HLDGS INC CL A 39813G109 641 34206 SH DFND 1,2,3 0 34206 0 GROCERY OUTLET HLDG CORP COM 39874R101 687 20640 SH DFND 1,2,3 0 20640 0 GUIDEWIRE SOFTWARE INC COM 40171V100 884 14362 SH DFND 1,2,3 0 14362 0 HANESBRANDS INC COM 410345102 4350 625000 SH DFND 1,2,3 0 625000 0 HCA HEALTHCARE INC COM 40412C101 13784 75000 SH DFND 1,2,3 0 75000 0 HEALTHEQUITY INC COM 42226A107 609 9071 SH DFND 1,2,3 0 9071 0 HELMERICH AND PAYNE INC COM 423452101 650 17590 SH DFND 1,2,3 0 17590 0 HERC HLDGS INC COM 42704L104 830 7990 SH DFND 1,2,3 0 7990 0 HEXCEL CORP NEW COM 428291108 563 10880 SH DFND 1,2,3 0 10880 0 HILLMAN SOLUTIONS CORP COM 431636109 459 60902 SH DFND 1,2,3 0 60902 0 HILTON GRAND VACATIONS INC COM 43283X105 793 24110 SH DFND 1,2,3 0 24110 0 HOLLEY INC COM 43538H103 257 63411 SH DFND 1,2,3 0 63411 0 HOULIHAN LOKEY INC CL A 441593100 1211 16066 SH DFND 1,2,3 0 16066 0 ICON PLC SHS G4705A100 1657 9014 SH DFND 1,2,3 0 9014 0 IDEXX LABS INC COM 45168D104 494 1516 SH DFND 1,2,3 0 1516 0 INARI MED INC COM 45332Y109 1517 20886 SH DFND 1,2,3 0 20886 0 INGREDION INC COM 457187102 7649 95000 SH DFND 1,2,3 0 95000 0 INSMED INC COM PAR $.01 457669307 380 17644 SH DFND 1,2,3 0 17644 0 INSPERITY INC COM 45778Q107 897 8790 SH DFND 1,2,3 0 8790 0 INSPIRE MED SYS INC COM 457730109 592 3336 SH DFND 1,2,3 0 3336 0 INSTALLED BLDG PRODS INC COM 45780R101 1354 16714 SH DFND 1,2,3 0 16714 0 INTELLIA THERAPEUTICS INC COM 45826J105 364 6510 SH DFND 1,2,3 0 6510 0 INTRA-CELLULAR THERAPIES INC COM 46116X101 489 10510 SH DFND 1,2,3 0 10510 0 IRHYTHM TECHNOLOGIES INC COM 450056106 738 5890 SH DFND 1,2,3 0 5890 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 4926 100000 SH DFND 1,2,3 0 100000 0 ITT INC COM 45073V108 629 9630 SH DFND 1,2,3 0 9630 0 IVERIC BIO INC COM 46583P102 325 18140 SH DFND 1,2,3 0 18140 0 JAMF HLDG CORP COM 47074L105 258 11626 SH DFND 1,2,3 0 11626 0 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 686 76890 SH DFND 1,2,3 0 76890 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1246 14493 SH DFND 1,2,3 0 14493 0 KARUNA THERAPEUTICS INC COM 48576A100 559 2485 SH DFND 1,2,3 0 2485 0 KINSALE CAP GROUP INC COM 49714P108 1820 7126 SH DFND 1,2,3 0 7126 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 401 39438 SH DFND 1,2,3 0 39438 0 LANTHEUS HLDGS INC COM 516544103 862 12251 SH DFND 1,2,3 0 12251 0 LATTICE SEMICONDUCTOR CORP COM 518415104 605 12300 SH DFND 1,2,3 0 12300 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 274 6715 SH DFND 1,2,3 0 6715 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 830 14184 SH DFND 1,2,3 0 14184 0 LIFE TIME GROUP HOLDINGS INC COMMON STOCK 53190C102 391 40152 SH DFND 1,2,3 0 40152 0 LITHIA MTRS INC COM 536797103 577 2689 SH DFND 1,2,3 0 2689 0 LITTELFUSE INC COM 537008104 493 2480 SH DFND 1,2,3 0 2480 0 LOVESAC COMPANY COM 54738L109 250 12269 SH DFND 1,2,3 0 12269 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 790 15250 SH DFND 1,2,3 0 15250 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 340 2488 SH DFND 1,2,3 0 2488 0 MAGNOLIA OIL & GAS CORP CL A 559663109 776 39158 SH DFND 1,2,3 0 39158 0 MANHATTAN ASSOCIATES INC COM 562750109 854 6420 SH DFND 1,2,3 0 6420 0 MATADOR RES CO COM 576485205 979 20020 SH DFND 1,2,3 0 20020 0 MERCURY SYS INC COM 589378108 660 16266 SH DFND 1,2,3 0 16266 0 META PLATFORMS INC CL A 30303M102 14925 110000 SH DFND 1,2,3 0 110000 0 METTLER TOLEDO INTERNATIONAL COM 592688105 545 503 SH DFND 1,2,3 0 503 0 MIDDLEBY CORP COM 596278101 654 5100 SH DFND 1,2,3 0 5100 0 MONDAY COM LTD SHS M7S64H106 517 4560 SH DFND 1,2,3 0 4560 0 NATIONAL VISION HLDGS INC COM 63845R107 650 19900 SH DFND 1,2,3 0 19900 0 NOVANTA INC COM 67000B104 793 6860 SH DFND 1,2,3 0 6860 0 NUVEI CORPORATION SUB VTG SHS 67079A102 222 8202 SH DFND 1,2,3 0 8202 0 ONTO INNOVATION INC COM 683344105 456 7120 SH DFND 1,2,3 0 7120 0 P10 INC COM CL A 69376K106 280 26608 SH DFND 1,2,3 0 26608 0 PALOMAR HLDGS INC COM 69753M105 517 6180 SH DFND 1,2,3 0 6180 0 PAR TECHNOLOGY CORP COM 698884103 303 10251 SH DFND 1,2,3 0 10251 0 PENN NATL GAMING INC COM 707569109 387 14084 SH DFND 1,2,3 0 14084 0 PLANET FITNESS INC CL A 72703H101 1373 23818 SH DFND 1,2,3 0 23818 0 PROGYNY INC COM 74340E103 443 11948 SH DFND 1,2,3 0 11948 0 R1 RCM INC COM 77634L105 794 42855 SH DFND 1,2,3 0 42855 0 RBC BEARINGS INC COM 75524B104 822 3956 SH DFND 1,2,3 0 3956 0 RECURSION PHARMACEUTICALS IN CL A 75629V104 257 24112 SH DFND 1,2,3 0 24112 0 RED ROCK RESORTS INC CL A 75700L108 1181 34477 SH DFND 1,2,3 0 34477 0 RELAY THERAPEUTICS INC COM 75943R102 235 10499 SH DFND 1,2,3 0 10499 0 REPAY HLDGS CORP COM CL A 76029L100 367 51943 SH DFND 1,2,3 0 51943 0 REPLIGEN CORP COM 759916109 517 2761 SH DFND 1,2,3 0 2761 0 RH COM 74967X103 248 1009 SH DFND 1,2,3 0 1009 0 RYAN SPECIALTY GROUP HLDGS I CL A 78351F107 805 19820 SH DFND 1,2,3 0 19820 0 SAIA INC COM 78709Y105 830 4370 SH DFND 1,2,3 0 4370 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 668 2346 SH DFND 1,2,3 0 2346 0 SHIFT4 PMTS INC CL A 82452J109 554 12421 SH DFND 1,2,3 0 12421 0 SHOALS TECHNOLOGIES GROUP IN CL A 82489W107 493 22854 SH DFND 1,2,3 0 22854 0 SILICON LABORATORIES INC COM 826919102 665 5390 SH DFND 1,2,3 0 5390 0 SILK RD MED INC COM 82710M100 686 15248 SH DFND 1,2,3 0 15248 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 1697 16295 SH DFND 1,2,3 0 16295 0 SKYLINE CHAMPION CORPORATION COM 830830105 733 13860 SH DFND 1,2,3 0 13860 0 SMARTRENT INC COM CL A 83193G107 158 69750 SH DFND 1,2,3 0 69750 0 SMARTSHEET INC COM CL A 83200N103 555 16140 SH DFND 1,2,3 0 16140 0 SPROUT SOCIAL INC COM CL A 85209W109 510 8402 SH DFND 1,2,3 0 8402 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 6208 130000 SH DFND 1,2,3 0 130000 0 STEPSTONE GROUP INC COM CL A 85914M107 606 24740 SH DFND 1,2,3 0 24740 0 STIFEL FINL CORP COM 860630102 607 11690 SH DFND 1,2,3 0 11690 0 SYNAPTICS INC COM 87157D109 237 2395 SH DFND 1,2,3 0 2395 0 TETRA TECH INC NEW COM 88162G103 711 5530 SH DFND 1,2,3 0 5530 0 TEXAS ROADHOUSE INC COM 882681109 899 10300 SH DFND 1,2,3 0 10300 0 THE TRADE DESK INC COM CL A 88339J105 738 12359 SH DFND 1,2,3 0 12359 0 TRANSDIGM GROUP INC COM 893641100 774 1475 SH DFND 1,2,3 0 1475 0 TREACE MED CONCEPTS INC COM 89455T109 596 26994 SH DFND 1,2,3 0 26994 0 TREX CO INC COM 89531P105 390 8865 SH DFND 1,2,3 0 8865 0 TRUPANION INC COM 898202106 531 8940 SH DFND 1,2,3 0 8940 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 220 5310 SH DFND 1,2,3 0 5310 0 UTZ BRANDS INC COM CL A 918090101 734 48642 SH DFND 1,2,3 0 48642 0 VARONIS SYS INC COM 922280102 429 16166 SH DFND 1,2,3 0 16166 0 VERTIV HOLDINGS CO COM CL A 92537N108 911 93738 SH DFND 1,2,3 0 93738 0 VIR BIOTECHNOLOGY INC COM 92764N102 197 10192 SH DFND 1,2,3 0 10192 0 VITAL FARMS INC COM 92847W103 233 19487 SH DFND 1,2,3 0 19487 0 WASTE CONNECTIONS INC COM 94106B101 791 5853 SH DFND 1,2,3 0 5853 0 WESTERN DIGITAL CORP. COM 958102105 5045 155000 SH DFND 1,2,3 0 155000 0 WEX INC COM 96208T104 462 3639 SH DFND 1,2,3 0 3639 0 XPRESSPA GROUP INC COM 98420U703 24 31369 SH DFND 1,2,3 0 31369 0 Y-MABS THERAPEUTICS INC COM 984241109 241 16720 SH DFND 1,2,3 0 16720 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 228 10516 SH DFND 1,2,3 0 10516 0