0000021175-22-000020.txt : 20220211 0000021175-22-000020.hdr.sgml : 20220211 20220211150713 ACCESSION NUMBER: 0000021175-22-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 22619950 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2021 12-31-2021 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 02-11-2022 3 192 382592 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 11509 85000 SH DFND 1,2,3 0 85000 0 ADC THERAPEUTICS SA SHS H0036K147 308 15245 SH DFND 1,2,3 0 15245 0 AIR PRODS & CHEMS INC COM 009158106 10953 36000 SH DFND 1,2,3 0 36000 0 ALLEGRO MICROSYSTEMS INC COM 01749D105 1059 29269 SH DFND 1,2,3 0 29269 0 ALPHABET INC CAP STK CL A 02079K305 8691 3000 SH DFND 1,2,3 0 3000 0 ALTAIR ENGR INC COM CL A 021369103 488 6311 SH DFND 1,2,3 0 6311 0 AMBARELLA INC SHS G037AX101 1483 7310 SH DFND 1,2,3 0 7310 0 AMERICOLD RLTY TR COM 03064D108 1063 32425 SH DFND 1,2,3 0 32425 0 AMPLITUDE INC COM CL A 03213A104 594 11213 SH DFND 1,2,3 0 11213 0 ANAPLAN INC COM 03272L108 638 13907 SH DFND 1,2,3 0 13907 0 ANNEXON INC COM 03589W102 226 19710 SH DFND 1,2,3 0 19710 0 ARDAGH METAL PACKAGING S.A. SHS L02235106 10926 1210000 SH DFND 1,2,3 0 1210000 0 ARROWHEAD PHARMACEUTICALS INC COM 04280A100 844 12730 SH DFND 1,2,3 0 12730 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 480 3566 SH DFND 1,2,3 0 3566 0 ASGN INC COM 00191U102 2467 19995 SH DFND 1,2,3 0 19995 0 ASPEN TECHNOLOGY INC COM 045327103 1419 9325 SH DFND 1,2,3 0 9325 0 ATRICURE INC COM 04963C209 1257 18080 SH DFND 1,2,3 0 18080 0 AVIENT CORPORATION COM 05368V106 1598 28565 SH DFND 1,2,3 0 28565 0 AXON ENTERPRISE INC COM 05464C101 1024 6521 SH DFND 1,2,3 0 6521 0 AXONICS INC COM 05465P101 730 13042 SH DFND 1,2,3 0 13042 0 AZEK CO INC CL A 05478C105 1969 42587 SH DFND 1,2,3 0 42587 0 BERRY GLOBAL GROUP INC COM 08579W103 610 8269 SH DFND 1,2,3 0 8269 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 495 13983 SH DFND 1,2,3 0 13983 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 788 5720 SH DFND 1,2,3 0 5720 0 BIOXCEL THERAPEUTICS INC COM 09075P105 292 14359 SH DFND 1,2,3 0 14359 0 BLACKLINE INC COM 09239B109 1374 13270 SH DFND 1,2,3 0 13270 0 BLUEPRINT MEDICINES CORP COM 09627Y109 840 7839 SH DFND 1,2,3 0 7839 0 BRAZE INC COM CL A 10576N102 663 8597 SH DFND 1,2,3 0 8597 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 1053 8364 SH DFND 1,2,3 0 8364 0 BRISTOL-MYERS SQUIBB CO COM 110122108 11847 190000 SH DFND 1,2,3 0 190000 0 BRP GROUP INC COM CL A 05589G102 1551 42950 SH DFND 1,2,3 0 42950 0 CERIDIAN HCM HLDG INC COM 15677J108 1022 9780 SH DFND 1,2,3 0 9780 0 CERTARA INC COM 15687V109 884 31114 SH DFND 1,2,3 0 31114 0 CHAMPIONX CORPORATION COM 15872M104 427 21140 SH DFND 1,2,3 0 21140 0 CHART INDS INC COM 16115Q308 2890 18118 SH DFND 1,2,3 0 18118 0 CHEESECAKE FACTORY INC COM 163072101 790 20187 SH DFND 1,2,3 0 20187 0 CHEFS WHSE INC COM 163086101 905 27190 SH DFND 1,2,3 0 27190 0 CIGNA CORP NEW COM 125523100 10333 45000 SH DFND 1,2,3 0 45000 0 CLARIVATE PLC ORD SHS G21810109 1096 46599 SH DFND 1,2,3 0 46599 0 CLEARWATER ANALYTICS HLDGS I CL A 185123106 628 27324 SH DFND 1,2,3 0 27324 0 CME GROUP INC COM 12572Q105 6168 27000 SH DFND 1,2,3 0 27000 0 COGNEX CORP COM 192422103 1103 14181 SH DFND 1,2,3 0 14181 0 COHERUS BIOSCIENCES INC COM 19249H103 468 29301 SH DFND 1,2,3 0 29301 0 COMCAST CORP NEW CL A 20030N101 4026 80000 SH DFND 1,2,3 0 80000 0 COSTAR GROUP INC COM 22160N109 7113 90000 SH DFND 1,2,3 0 90000 0 CRYOPORT INC COM PAR $0.001 229050307 255 4313 SH DFND 1,2,3 0 4313 0 CVR PARTNERS LP COM 126633205 4156 50266 SH DFND 1,2,3 0 50266 0 CVS HEALTH CORP COM 126650100 8769 85000 SH DFND 1,2,3 0 85000 0 DESCARTES SYS GROUP INC COM 249906108 6614 80000 SH DFND 1,2,3 0 80000 0 DEXCOM INC COM 252131107 1515 2822 SH DFND 1,2,3 0 2822 0 DIGITALOCEAN HLDGS INC COM 25402D102 775 9647 SH DFND 1,2,3 0 9647 0 DRAFTKINGS INC COM CL A 26142R104 528 19220 SH DFND 1,2,3 0 19220 0 DRIVEN BRANDS HLDGS INC COM 26210V102 2406 71576 SH DFND 1,2,3 0 71576 0 DUN & BRADSTREET HLDGS INC COM 26484T106 12704 620000 SH DFND 1,2,3 0 620000 0 E2OPEN PARENT HOLDINGS INC COM CL A 29788T103 1155 102584 SH DFND 1,2,3 0 102584 0 ELEMENT SOLUTIONS INC COM 28618M106 905 37270 SH DFND 1,2,3 0 37270 0 ENDAVA PLC ADS 29260V105 1774 10563 SH DFND 1,2,3 0 10563 0 ENFUSION INC CL A 292812104 477 22759 SH DFND 1,2,3 0 22759 0 ENTERPRISE PRODS PARTNERS L COM 293792107 10980 500000 SH DFND 1,2,3 0 500000 0 ERASCA INC COM 29479A108 266 17077 SH DFND 1,2,3 0 17077 0 EUROPEAN WAX CTR INC CLASS A COM 29882P106 1244 41004 SH DFND 1,2,3 0 41004 0 FIGS INC CL A 30260D103 1007 36521 SH DFND 1,2,3 0 36521 0 FIRST ADVANTAGE CORP NEW COM 31846B108 842 44239 SH DFND 1,2,3 0 44239 0 FIRST FINL BANKSHARES INC COM 32020R109 1582 31120 SH DFND 1,2,3 0 31120 0 FISERV INC COM 337738108 9341 90000 SH DFND 1,2,3 0 90000 0 FISKER INC CL A COM STK 33813J106 512 32580 SH DFND 1,2,3 0 32580 0 FIVE BELOW INC COM 33829M101 1063 5140 SH DFND 1,2,3 0 5140 0 FLOOR & DECOR HLDGS INC CL A 339750101 3445 26496 SH DFND 1,2,3 0 26496 0 FOX FACTORY HLDG CORP COM 35138V102 1548 9100 SH DFND 1,2,3 0 9100 0 FRESHPET INC COM 358039105 458 4810 SH DFND 1,2,3 0 4810 0 GARTNER INC COM 366651107 3904 11676 SH DFND 1,2,3 0 11676 0 GRID DYNAMICS HLDGS INC CL A 39813G109 1048 27607 SH DFND 1,2,3 0 27607 0 GUARDANT HEALTH INC COM 40131M109 293 2928 SH DFND 1,2,3 0 2928 0 GUIDEWIRE SOFTWARE INC COM 40171V100 1724 15186 SH DFND 1,2,3 0 15186 0 HAYWARD HLDGS INC COM 421298100 1183 45106 SH DFND 1,2,3 0 45106 0 HEALTH CATALYST INC COM 42225T107 1158 29220 SH DFND 1,2,3 0 29220 0 HEALTHEQUITY INC COM 42226A107 424 9592 SH DFND 1,2,3 0 9592 0 HILLMAN SOLUTIONS CORP COM 431636109 692 64395 SH DFND 1,2,3 0 64395 0 HILTON GRAND VACATIONS INC COM 43283X105 1454 27900 SH DFND 1,2,3 0 27900 0 HOLLEY INC COM 43538H103 1012 77924 SH DFND 1,2,3 0 77924 0 HOULIHAN LOKEY INC CL A 441593100 2022 19531 SH DFND 1,2,3 0 19531 0 HYDROFARM HLDGS GROUP INC COM 44888K209 500 17658 SH DFND 1,2,3 0 17658 0 ICON PLC SHS G4705A100 2952 9531 SH DFND 1,2,3 0 9531 0 IDEXX LABS INC COM 45168D104 1146 1740 SH DFND 1,2,3 0 1740 0 INARI MED INC COM 45332Y109 2261 24773 SH DFND 1,2,3 0 24773 0 INGREDION INC COM 457187102 6475 67000 SH DFND 1,2,3 0 67000 0 INSMED INC COM PAR $.01 457669307 588 21594 SH DFND 1,2,3 0 21594 0 INSPERITY INC COM 45778Q107 997 8440 SH DFND 1,2,3 0 8440 0 INSPIRE MED SYS INC COM 457730109 812 3528 SH DFND 1,2,3 0 3528 0 INSTALLED BLDG PRODS INC COM 45780R101 2774 19853 SH DFND 1,2,3 0 19853 0 INSTIL BIO INC COM 45783C101 388 22688 SH DFND 1,2,3 0 22688 0 INTELLIA THERAPEUTICS INC COM 45826J105 935 7910 SH DFND 1,2,3 0 7910 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 4995 100000 SH DFND 1,2,3 0 100000 0 ITEOS THERAPEUTICS INC COM 46565G104 585 12575 SH DFND 1,2,3 0 12575 0 ITT INC COM 45073V108 1220 11940 SH DFND 1,2,3 0 11940 0 JACOBS ENGR GROUP INC COM 469814107 5569 40000 SH DFND 1,2,3 0 40000 0 JAMF HLDG CORP COM 47074L105 222 5837 SH DFND 1,2,3 0 5837 0 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 1018 81300 SH DFND 1,2,3 0 81300 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 2474 16110 SH DFND 1,2,3 0 16110 0 JPMORGAN CHASE & CO COM 46625H100 4751 30000 SH DFND 1,2,3 0 30000 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 7228 35000 SH DFND 1,2,3 0 35000 0 KINSALE CAP GROUP INC COM 49714P108 1793 7535 SH DFND 1,2,3 0 7535 0 KORNIT DIGITAL LTD SHS M6372Q113 923 6064 SH DFND 1,2,3 0 6064 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 809 41700 SH DFND 1,2,3 0 41700 0 LATTICE SEMICONDUCTOR CORP COM 518415104 1957 25390 SH DFND 1,2,3 0 25390 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 482 10345 SH DFND 1,2,3 0 10345 0 LIANBIO SPONSORED ADS 53000N108 99 15993 SH DFND 1,2,3 0 15993 0 LIBERTY BROADBAND CORP COM SER C 530307305 518 3217 SH DFND 1,2,3 0 3217 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 948 14998 SH DFND 1,2,3 0 14998 0 LIFE TIME GROUP HOLDINGS INC COMMON STOCK 53190C102 766 44512 SH DFND 1,2,3 0 44512 0 LITHIA MTRS INC COM 536797103 965 3249 SH DFND 1,2,3 0 3249 0 LITTELFUSE INC COM 537008104 1218 3870 SH DFND 1,2,3 0 3870 0 LIVE OAK BANCSHARES INC COM 53803X105 1349 15450 SH DFND 1,2,3 0 15450 0 LOVESAC COMPANY COM 54738L109 2194 33107 SH DFND 1,2,3 0 33107 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 1593 20350 SH DFND 1,2,3 0 20350 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 457 2631 SH DFND 1,2,3 0 2631 0 MANHATTAN ASSOCIATES INC COM 562750109 1365 8780 SH DFND 1,2,3 0 8780 0 MATADOR RES CO COM 576485205 992 26870 SH DFND 1,2,3 0 26870 0 MAXCYTE INC COM 57777K106 610 59903 SH DFND 1,2,3 0 59903 0 MEMBERSHIP COLLECTIVE GROUP COM CL A 586001109 362 28287 SH DFND 1,2,3 0 28287 0 MERCURY SYS INC COM 589378108 768 13947 SH DFND 1,2,3 0 13947 0 META PLATFORMS INC CL A 30303M102 9081 27000 SH DFND 1,2,3 0 27000 0 METTLER TOLEDO INTERNATIONAL COM 592688105 1054 621 SH DFND 1,2,3 0 621 0 MIDDLEBY CORP COM 596278101 1263 6420 SH DFND 1,2,3 0 6420 0 NATIONAL VISION HLDGS INC COM 63845R107 1166 24290 SH DFND 1,2,3 0 24290 0 NOVANTA INC COM 67000B104 1638 9290 SH DFND 1,2,3 0 9290 0 ONTO INNOVATION INC COM 683344105 574 5670 SH DFND 1,2,3 0 5670 0 OUTSET MED INC COM 690145107 1153 25017 SH DFND 1,2,3 0 25017 0 P10 INC COM CL A 69376K106 372 26608 SH DFND 1,2,3 0 26608 0 PAYA HOLDINGS INC COM CL A 70434P103 383 60454 SH DFND 1,2,3 0 60454 0 PENN NATL GAMING INC COM 707569109 772 14892 SH DFND 1,2,3 0 14892 0 PFIZER INC COM 717081103 8858 150000 SH DFND 1,2,3 0 150000 0 PLANET FITNESS INC CL A 72703H101 1994 22014 SH DFND 1,2,3 0 22014 0 PRAXIS PRECISION MEDICINES I COM 74006W108 359 18231 SH DFND 1,2,3 0 18231 0 PROGYNY INC COM 74340E103 487 9665 SH DFND 1,2,3 0 9665 0 RANPAK HOLDINGS CORP COM CL A 75321W103 1072 28517 SH DFND 1,2,3 0 28517 0 RAPID7 INC COM 753422104 1555 13212 SH DFND 1,2,3 0 13212 0 RBC BEARINGS INC COM 75524B104 661 3274 SH DFND 1,2,3 0 3274 0 RECURSION PHARMACEUTICALS IN CL A 75629V104 442 25782 SH DFND 1,2,3 0 25782 0 RED ROCK RESORTS INC CL A 75700L108 1865 33906 SH DFND 1,2,3 0 33906 0 RELAY THERAPEUTICS INC COM 75943R102 491 15989 SH DFND 1,2,3 0 15989 0 REPAY HLDGS CORP COM CL A 76029L100 934 51147 SH DFND 1,2,3 0 51147 0 REPLIGEN CORP COM 759916109 1091 4121 SH DFND 1,2,3 0 4121 0 RISKIFIED LTD SHS CL A M8216R109 182 23216 SH DFND 1,2,3 0 23216 0 RYAN SPECIALTY GROUP HLDGS I CL A 78351F107 1157 28670 SH DFND 1,2,3 0 28670 0 SAIA INC COM 78709Y105 1719 5100 SH DFND 1,2,3 0 5100 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 929 19213 SH DFND 1,2,3 0 19213 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 965 2481 SH DFND 1,2,3 0 2481 0 SEMTECH CORP COM 816850101 1447 16270 SH DFND 1,2,3 0 16270 0 SHIFT4 PMTS INC CL A 82452J109 1062 18334 SH DFND 1,2,3 0 18334 0 SHOALS TECHNOLOGIES GROUP IN CL A 82489W107 564 23200 SH DFND 1,2,3 0 23200 0 SIGHT SCIENCES INC COM 82657M105 246 14027 SH DFND 1,2,3 0 14027 0 SILICON LABORATORIES INC COM 826919102 1606 7780 SH DFND 1,2,3 0 7780 0 SILK RD MED INC COM 82710M100 918 21533 SH DFND 1,2,3 0 21533 0 SIMPSON MFG INC COM 829073105 1590 11430 SH DFND 1,2,3 0 11430 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 3817 15754 SH DFND 1,2,3 0 15754 0 SKYLINE CHAMPION CORPORATION COM 830830105 1450 18360 SH DFND 1,2,3 0 18360 0 SLEEP NUMBER CORP COM 83125X103 841 10980 SH DFND 1,2,3 0 10980 0 SMARTRENT INC COM CL A 83193G107 907 93747 SH DFND 1,2,3 0 93747 0 SMARTSHEET INC COM CL A 83200N103 747 9640 SH DFND 1,2,3 0 9640 0 SOC TELEMED INC COM CL A 78472F101 77 60300 SH DFND 1,2,3 0 60300 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 8198 100000 SH DFND 1,2,3 0 100000 0 STEPSTONE GROUP INC COM CL A 85914M107 1039 24990 SH DFND 1,2,3 0 24990 0 STIFEL FINL CORP COM 860630102 1232 17490 SH DFND 1,2,3 0 17490 0 SWEETGREEN INC COM CL A 87043Q108 702 21953 SH DFND 1,2,3 0 21953 0 SWITCH INC CL A 87105L104 1216 42450 SH DFND 1,2,3 0 42450 0 SYNAPTICS INC COM 87157D109 1657 5725 SH DFND 1,2,3 0 5725 0 TELEDYNE TECHNOLOGIES INC COM 879360105 5898 13500 SH DFND 1,2,3 0 13500 0 TETRA TECH INC NEW COM 88162G103 1652 9730 SH DFND 1,2,3 0 9730 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 659 27295 SH DFND 1,2,3 0 27295 0 THE TRADE DESK INC COM CL A 88339J105 1224 13353 SH DFND 1,2,3 0 13353 0 TRANSDIGM GROUP INC COM 893641100 993 1560 SH DFND 1,2,3 0 1560 0 TREACE MED CONCEPTS INC COM 89455T109 445 23894 SH DFND 1,2,3 0 23894 0 TREX CO INC COM 89531P105 1266 9374 SH DFND 1,2,3 0 9374 0 TRUPANION INC COM 898202106 1561 11820 SH DFND 1,2,3 0 11820 0 TURNING POINT THERAPEUTICS I COM 90041T108 433 9083 SH DFND 1,2,3 0 9083 0 TWIST BIOSCIENCE CORP COM 90184D100 300 3879 SH DFND 1,2,3 0 3879 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 468 5570 SH DFND 1,2,3 0 5570 0 UTZ BRANDS INC COM CL A 918090101 826 51812 SH DFND 1,2,3 0 51812 0 VARONIS SYS INC COM 922280102 1164 23866 SH DFND 1,2,3 0 23866 0 VERTIV HOLDINGS CO COM CL A 92537N108 2242 89770 SH DFND 1,2,3 0 89770 0 VIR BIOTECHNOLOGY INC COM 92764N102 576 13752 SH DFND 1,2,3 0 13752 0 VITAL FARMS INC COM 92847W103 392 21697 SH DFND 1,2,3 0 21697 0 WASTE CONNECTIONS INC COM 94106B101 983 7211 SH DFND 1,2,3 0 7211 0 WATSCO INC COM 942622200 3129 10000 SH DFND 1,2,3 0 10000 0 WESTERN DIGITAL CORP. COM 958102105 8803 135000 SH DFND 1,2,3 0 135000 0 WEX INC COM 96208T104 540 3848 SH DFND 1,2,3 0 3848 0 WINGSTOP INC COM 974155103 1495 8650 SH DFND 1,2,3 0 8650 0 WIX COM LTD SHS M98068105 597 3781 SH DFND 1,2,3 0 3781 0 XPRESSPA GROUP INC COM 98420U703 63 31369 SH DFND 1,2,3 0 31369 0 Y-MABS THERAPEUTICS INC COM 984241109 296 18230 SH DFND 1,2,3 0 18230 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 669 7956 SH DFND 1,2,3 0 7956 0