0000021175-21-000121.txt : 20211112 0000021175-21-000121.hdr.sgml : 20211112 20211112124827 ACCESSION NUMBER: 0000021175-21-000121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 211402052 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2021 09-30-2021 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 11-12-2021 3 193 367201 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 10248 95000 SH DFND 1,2,3 0 95000 0 ADC THERAPEUTICS SHS H0036K147 402 14805 SH DFND 1,2,3 0 14805 0 AIR PRODS & CHEMS INC COM 009158106 8964 35000 SH DFND 1,2,3 0 35000 0 ALLAKOS INC COM 01671P100 670 6330 SH DFND 1,2,3 0 6330 0 ALLEGRO MICROSYSTEMS COM 01749D105 1000 31289 SH DFND 1,2,3 0 31289 0 ALLOGENE THERAPEUTIC COM 019770106 449 17476 SH DFND 1,2,3 0 17476 0 ALPHABET INC CAP STK CL A 02079K305 9357 3500 SH DFND 1,2,3 0 3500 0 ALTAIR ENGR INC COM CL A 021369103 435 6311 SH DFND 1,2,3 0 6311 0 AMBARELLA INC SHS G037AX101 1427 9160 SH DFND 1,2,3 0 9160 0 AMERICOLD RLTY TR COM 03064D108 942 32425 SH DFND 1,2,3 0 32425 0 AMPLITUDE INC COM CL A 03213A104 425 7823 SH DFND 1,2,3 0 7823 0 ANAPLAN INC COM 03272L108 515 8457 SH DFND 1,2,3 0 8457 0 ANNEXON INC COM 03589W102 315 16920 SH DFND 1,2,3 0 16920 0 ARDAGH METAL PACKAGING S.A. SHS L02235106 10343 1038500 SH DFND 1,2,3 0 1038500 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 492 26589 SH DFND 1,2,3 0 26589 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 487 3056 SH DFND 1,2,3 0 3056 0 ASGN INC COM 00191U102 2262 19995 SH DFND 1,2,3 0 19995 0 ASPEN TECHNOLOGY INC COM 045327103 1145 9325 SH DFND 1,2,3 0 9325 0 ATRICURE INC COM 04963C209 1085 15600 SH DFND 1,2,3 0 15600 0 AVIENT CORPORATION COM 05368V106 1324 28565 SH DFND 1,2,3 0 28565 0 AXON ENTERPRISE INC COM 05464C101 1021 5831 SH DFND 1,2,3 0 5831 0 AXONICS MODULATION COM 05465P101 849 13042 SH DFND 1,2,3 0 13042 0 AZEK CO INC CL A 05478C105 1395 38185 SH DFND 1,2,3 0 38185 0 BERRY GLOBAL GROUP COM 08579W103 568 9325 SH DFND 1,2,3 0 9325 0 BEYONDSPRING INC SHS G10830100 311 19764 SH DFND 1,2,3 0 19764 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 767 15153 SH DFND 1,2,3 0 15153 0 BIOHAVEN PHARMACTL COM G11196105 813 5850 SH DFND 1,2,3 0 5850 0 BIOXCEL THERAPEUTICS COM 09075P105 306 10073 SH DFND 1,2,3 0 10073 0 BLACKLINE INC COM 09239B109 1471 12460 SH DFND 1,2,3 0 12460 0 BLUEPRINT MEDICINES COM 09627Y109 799 7769 SH DFND 1,2,3 0 7769 0 BRIGHT HORIZONS FAM COM 109194100 1166 8364 SH DFND 1,2,3 0 8364 0 BRISTOL-MYERS SQUIBB COM 110122108 9467 160000 SH DFND 1,2,3 0 160000 0 BRP GROUP INC COM CL A 05589G102 1676 50352 SH DFND 1,2,3 0 50352 0 CERIDIAN HCM HLDG INC COM 15677J108 1101 9780 SH DFND 1,2,3 0 9780 0 CERTARA INC COM 15687V109 1159 35001 SH DFND 1,2,3 0 35001 0 CHAMPIONX CORPORATION COM 15872M104 481 21530 SH DFND 1,2,3 0 21530 0 CHART INDS INC COM 16115Q308 3482 18218 SH DFND 1,2,3 0 18218 0 CHEESECAKE FACTORY INC COM 163072101 949 20187 SH DFND 1,2,3 0 20187 0 CHEFS WHSE INC COM 163086101 807 24780 SH DFND 1,2,3 0 24780 0 CIGNA CORP NEW COM 125523100 8006 40000 SH DFND 1,2,3 0 40000 0 CLARIVATE PLC ORD SHS G21810109 1021 46599 SH DFND 1,2,3 0 46599 0 CME GROUP INC COM 12572Q105 5318 27500 SH DFND 1,2,3 0 27500 0 COGNEX CORP COM 192422103 1138 14181 SH DFND 1,2,3 0 14181 0 COHERUS BIOSCIENCES COM 19249H103 420 26161 SH DFND 1,2,3 0 26161 0 COMCAST CORP NEW CL A 20030N101 5873 105000 SH DFND 1,2,3 0 105000 0 COSTAR GROUP INC COM 22160N109 7315 85000 SH DFND 1,2,3 0 85000 0 CRYOPORT INC COM PAR $0.001 229050307 287 4313 SH DFND 1,2,3 0 4313 0 CVR PARTNERS LP COM 126633205 3504 50266 SH DFND 1,2,3 0 50266 0 CVS HEALTH CORP COM 126650100 7637 90000 SH DFND 1,2,3 0 90000 0 DESCARTES SYS GROUP COM 249906108 7313 90000 SH DFND 1,2,3 0 90000 0 DEXCOM INC COM 252131107 1650 3018 SH DFND 1,2,3 0 3018 0 DIGITALOCEAN HLDGS INC COM 25402D102 756 9736 SH DFND 1,2,3 0 9736 0 DRAFTKINGS INC COM CL A 26142R104 976 20262 SH DFND 1,2,3 0 20262 0 DRIVEN BRANDS HLDGS COM 26210V102 2119 73346 SH DFND 1,2,3 0 73346 0 DUCK CREEK TECHNOLOGY SHS 264120106 1103 24938 SH DFND 1,2,3 0 24938 0 DUN & BRADSTREET HLD COM 26484T106 10086 600000 SH DFND 1,2,3 0 600000 0 DUTCH BROS INC CL A 26701L100 265 6126 SH DFND 1,2,3 0 6126 0 E2OPEN PARENT HOLDINGS COM CL A 29788T103 1159 102584 SH DFND 1,2,3 0 102584 0 ELEMENT SOLUTIONS INC COM 28618M106 1030 47490 SH DFND 1,2,3 0 47490 0 ENDAVA PLC ADS 29260V105 1435 10563 SH DFND 1,2,3 0 10563 0 ENTERPRISE PRODS PAR COM 293792107 8115 375000 SH DFND 1,2,3 0 375000 0 ERASCA INC COM 29479A108 300 14137 SH DFND 1,2,3 0 14137 0 EUROPEAN WAX CENTER INC CLASS A COM 29882P106 1149 41004 SH DFND 1,2,3 0 41004 0 EVERBRIDGE INC COM 29978A104 1198 7930 SH DFND 1,2,3 0 7930 0 FACEBOOK INC CL A 30303M102 8485 25000 SH DFND 1,2,3 0 25000 0 FIGS INC CL A CL A 30260D103 989 26624 SH DFND 1,2,3 0 26624 0 FIRST ADVANTAGE CORP NEW COM COM 31846B108 467 24500 SH DFND 1,2,3 0 24500 0 FIRST FINL BANKSHARE COM 32020R109 1392 30300 SH DFND 1,2,3 0 30300 0 FISERV INC COM 337738108 7053 65000 SH DFND 1,2,3 0 65000 0 FISKER INC CL A COM STK 33813J106 411 28070 SH DFND 1,2,3 0 28070 0 FIVE BELOW INC COM 33829M101 898 5080 SH DFND 1,2,3 0 5080 0 FLOOR & DECOR HLDGS CL A 339750101 3281 27166 SH DFND 1,2,3 0 27166 0 FOX FACTORY HLDG CORP COM 35138V102 1360 9410 SH DFND 1,2,3 0 9410 0 FRESHPET INC COM 358039105 886 6210 SH DFND 1,2,3 0 6210 0 GARTNER INC COM 366651107 3548 11676 SH DFND 1,2,3 0 11676 0 GRID DYNAMICS HLDGS CL A 39813G109 1359 46522 SH DFND 1,2,3 0 46522 0 GUARDANT HEALTH INC COM 40131M109 366 2928 SH DFND 1,2,3 0 2928 0 GUIDEWIRE SOFTWARE INC COM 40171V100 1805 15186 SH DFND 1,2,3 0 15186 0 HAYWARD HLDGS INC COM 421298100 984 44266 SH DFND 1,2,3 0 44266 0 HEALTH CATALYST INC COM 42225T107 1055 21090 SH DFND 1,2,3 0 21090 0 HEALTHEQUITY INC COM 42226A107 621 9592 SH DFND 1,2,3 0 9592 0 HILTON GRAND VACATION COM 43283X105 1268 26660 SH DFND 1,2,3 0 26660 0 HOLLEY INC COM 43538H103 930 77924 SH DFND 1,2,3 0 77924 0 HOULIHAN LOKEY INC CL A 441593100 1919 20841 SH DFND 1,2,3 0 20841 0 HYDROFARM HLDGS GROUP COM 44888K209 1364 36030 SH DFND 1,2,3 0 36030 0 ICON PLC SHS G4705A100 2626 10021 SH DFND 1,2,3 0 10021 0 IDEXX LABS INC COM 45168D104 1220 1962 SH DFND 1,2,3 0 1962 0 INARI MED INC COM 45332Y109 1865 22993 SH DFND 1,2,3 0 22993 0 INGREDION INC COM 457187102 5786 65000 SH DFND 1,2,3 0 65000 0 INSMED INC COM PAR $.01 457669307 562 20414 SH DFND 1,2,3 0 20414 0 INSPIRE MED SYS INC COM 457730109 822 3528 SH DFND 1,2,3 0 3528 0 INSTALLED BLDG PRODS COM 45780R101 2127 19853 SH DFND 1,2,3 0 19853 0 INSTIL BIO INC COM 45783C101 390 21838 SH DFND 1,2,3 0 21838 0 INTELLIA THERAPEUTIC COM 45826J105 943 7030 SH DFND 1,2,3 0 7030 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 5014 100000 SH DFND 1,2,3 0 100000 0 ITEOS THERAPEUTICS INC COM 46565G104 379 14025 SH DFND 1,2,3 0 14025 0 ITT INC COM 45073V108 1003 11680 SH DFND 1,2,3 0 11680 0 JACOBS ENGR GROUP INC COM 469814107 5633 42500 SH DFND 1,2,3 0 42500 0 JAMF HLDG CORP COM 47074L105 696 18072 SH DFND 1,2,3 0 18072 0 JANUS INTERNATIONAL GROUP INC COMMON STOCK 47103N106 738 60334 SH DFND 1,2,3 0 60334 0 JOHN BEAN TECHNOLOGIES COM 477839104 2406 17118 SH DFND 1,2,3 0 17118 0 JPMORGAN CHASE & CO COM 46625H100 5320 32500 SH DFND 1,2,3 0 32500 0 KEYSIGHT TECHNOLOGIES COM 49338L103 6572 40000 SH DFND 1,2,3 0 40000 0 KINSALE CAP GROUP INC COM 49714P108 1111 6869 SH DFND 1,2,3 0 6869 0 KRATOS DEFENSE & SEC COM NEW 50077B207 930 41700 SH DFND 1,2,3 0 41700 0 HILLMAN SOLUTIONS CORP COM 431636109 768 64395 SH DFND 1,2,3 0 64395 0 LATTICE SEMICONDUCTOR COM 518415104 1638 25330 SH DFND 1,2,3 0 25330 0 LEAR CORP COM NEW 521865204 6259 40000 SH DFND 1,2,3 0 40000 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 565 11165 SH DFND 1,2,3 0 11165 0 LHC GROUP INC COM 50187A107 1064 6780 SH DFND 1,2,3 0 6780 0 LIBERTY BROADBAND CORP COM SER C 530307305 556 3217 SH DFND 1,2,3 0 3217 0 LIBERTY MEDIA CORP D COM SER C FRMLA 531229854 771 14998 SH DFND 1,2,3 0 14998 0 LITHIA MTRS INC COM 536797103 1055 3329 SH DFND 1,2,3 0 3329 0 LITTELFUSE INC COM 537008104 1153 4220 SH DFND 1,2,3 0 4220 0 LIVE OAK BANCSHARES COM 53803X105 968 15210 SH DFND 1,2,3 0 15210 0 LOVESAC COMPANY COM 54738L109 2079 31463 SH DFND 1,2,3 0 31463 0 MACOM TECH SOLUTIONS COM 55405Y100 1348 20780 SH DFND 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14892 SH DFND 1,2,3 0 14892 0 PFIZER INC COM 717081103 8602 200000 SH DFND 1,2,3 0 200000 0 PLANET FITNESS INC CL A 72703H101 1497 19064 SH DFND 1,2,3 0 19064 0 PRAXIS PRECISION MED COM 74006W108 311 16841 SH DFND 1,2,3 0 16841 0 PROGRESSIVE CORP COM 743315103 5649 62500 SH DFND 1,2,3 0 62500 0 PROGYNY INC COM 74340E103 729 13022 SH DFND 1,2,3 0 13022 0 RANPAK HOLDINGS CORP COM CL A 75321W103 989 36861 SH DFND 1,2,3 0 36861 0 RAPID7 INC COM 753422104 1307 11562 SH DFND 1,2,3 0 11562 0 RBC BEARINGS INC COM 75524B104 695 3274 SH DFND 1,2,3 0 3274 0 RECURSION PHARMACEUTICALS IN CL A CL A 75629V104 380 16532 SH DFND 1,2,3 0 16532 0 RED ROCK RESORTS INC CL A 75700L108 1454 28396 SH DFND 1,2,3 0 28396 0 RELAY THERAPEUTICS INC COM 75943R102 404 12799 SH DFND 1,2,3 0 12799 0 REPAY HLDGS CORP COM CL A 76029L100 1044 45351 SH DFND 1,2,3 0 45351 0 REPLIGEN CORP COM 759916109 1370 4741 SH DFND 1,2,3 0 4741 0 REVANCE THERAPEUTICS COM 761330109 516 18510 SH DFND 1,2,3 0 18510 0 RISKIFIED LTD SHS CL A M8216R109 520 22806 SH DFND 1,2,3 0 22806 0 RYAN SPECIALTY GROUP HOLDINGS CL A 78351F107 971 28670 SH DFND 1,2,3 0 28670 0 SAIA INC COM 78709Y105 1495 6280 SH DFND 1,2,3 0 6280 0 SAILPOINT TECHNOLOGIES COM 78781P105 686 16004 SH DFND 1,2,3 0 16004 0 SBA COMMUNICATIONS CORP CL A 78410G104 820 2481 SH DFND 1,2,3 0 2481 0 SEMTECH CORP COM 816850101 1442 18490 SH DFND 1,2,3 0 18490 0 SHIFT4 PMTS INC CL A 82452J109 1386 17874 SH DFND 1,2,3 0 17874 0 SHOALS TECHNOLOGIES CL A 82489W107 1167 41863 SH DFND 1,2,3 0 41863 0 SIGHT SCIENCES INC COM 82657M105 292 12847 SH DFND 1,2,3 0 12847 0 SILICON LABORATORIES COM 826919102 764 5450 SH DFND 1,2,3 0 5450 0 SILK RD MED INC COM 82710M100 1562 28392 SH DFND 1,2,3 0 28392 0 SIMPSON MFG INC COM 829073105 1293 12090 SH DFND 1,2,3 0 12090 0 SITEONE LANDSCAPE COM 82982L103 3394 17014 SH DFND 1,2,3 0 17014 0 SKYLINE CHAMPION CORP COM 830830105 1214 20210 SH DFND 1,2,3 0 20210 0 SLEEP NUMBER CORP COM 83125X103 959 10260 SH DFND 1,2,3 0 10260 0 SMARTRENT INC COM CL A 83193G107 930 71415 SH DFND 1,2,3 0 71415 0 SMARTSHEET INC COM CL A 83200N103 991 14400 SH DFND 1,2,3 0 14400 0 SOC TELEMED INC COM CL A 78472F101 136 60300 SH DFND 1,2,3 0 60300 0 SS&C TECHNOLOGIES HL COM 78467J100 5552 80000 SH DFND 1,2,3 0 80000 0 STEPSTONE GROUP INC COM CL A 85914M107 626 14670 SH DFND 1,2,3 0 14670 0 STIFEL FINL CORP COM 860630102 1242 18280 SH DFND 1,2,3 0 18280 0 SWITCH INC CL A 87105L104 790 31100 SH DFND 1,2,3 0 31100 0 SYNAPTICS INC COM 87157D109 1599 8895 SH DFND 1,2,3 0 8895 0 TELEDYNE TECHNOLOGIES COM 879360105 6014 14000 SH DFND 1,2,3 0 14000 0 TETRA TECH INC NEW COM 88162G103 1732 11600 SH DFND 1,2,3 0 11600 0 TEXAS ROADHOUSE INC COM 882681109 1259 13780 SH DFND 1,2,3 0 13780 0 THE TRADE DESK INC COM CL A 88339J105 953 13555 SH DFND 1,2,3 0 13555 0 TRANSDIGM GROUP INC COM 893641100 974 1560 SH DFND 1,2,3 0 1560 0 TREACE MED CONCEPTS INC COM COM 89455T109 511 19004 SH DFND 1,2,3 0 19004 0 TREX CO INC COM 89531P105 955 9374 SH DFND 1,2,3 0 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Y-MABS THERAPEUTICS COM 984241109 393 13760 SH DFND 1,2,3 0 13760 0 ZENTALIS PHARMACEUTICALS COM 98943L107 624 9366 SH DFND 1,2,3 0 9366 0