0000021175-21-000096.txt : 20210812 0000021175-21-000096.hdr.sgml : 20210812 20210812152335 ACCESSION NUMBER: 0000021175-21-000096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 211167192 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2021 06-30-2021 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 08-12-2021 3 195 353295 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 8448 75000 SH DFND 1,2,3 0 75000 0 ACV AUCTIONS INC COM CL A 00091G104 505 19687 SH DFND 1,2,3 0 19687 0 ADC THERAPEUTICS SHS H0036K147 415 17025 SH DFND 1,2,3 0 17025 0 AIR PRODS & CHEMS INC COM 009158106 9062 31500 SH DFND 1,2,3 0 31500 0 ALLAKOS INC COM 01671P100 464 5440 SH DFND 1,2,3 0 5440 0 ALLEGRO MICROSYSTEMS COM 01749D105 971 35049 SH DFND 1,2,3 0 35049 0 ALLOGENE THERAPEUTIC COM 019770106 450 17271 SH DFND 1,2,3 0 17271 0 ALLOVIR INC COM 019818103 265 13405 SH DFND 1,2,3 0 13405 0 ALPHABET INC CAP STK CL A 02079K305 8546 3500 SH DFND 1,2,3 0 3500 0 ALTAIR ENGR INC COM CL A 021369103 435 6311 SH DFND 1,2,3 0 6311 0 AMBARELLA INC SHS G037AX101 780 7316 SH DFND 1,2,3 0 7316 0 AMERICOLD RLTY TR COM 03064D108 1280 33813 SH DFND 1,2,3 0 33813 0 ANNEXON INC COM 03589W102 361 16030 SH DFND 1,2,3 0 16030 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 546 35022 SH DFND 1,2,3 0 35022 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 421 3200 SH DFND 1,2,3 0 3200 0 ASGN INC COM 00191U102 1938 19995 SH DFND 1,2,3 0 19995 0 ASPEN TECHNOLOGY INC COM 045327103 1283 9325 SH DFND 1,2,3 0 9325 0 ATRICURE INC COM 04963C209 1207 15210 SH DFND 1,2,3 0 15210 0 AVIENT CORPORATION COM 05368V106 1339 27240 SH DFND 1,2,3 0 27240 0 AXON ENTERPRISE INC COM 05464C101 1010 5711 SH DFND 1,2,3 0 5711 0 AXONICS MODULATION COM 05465P101 827 13042 SH DFND 1,2,3 0 13042 0 AZEK CO INC CL A 05478C105 1576 37115 SH DFND 1,2,3 0 37115 0 BERRY GLOBAL GROUP COM 08579W103 608 9325 SH DFND 1,2,3 0 9325 0 BEYONDSPRING INC SHS G10830100 328 31374 SH DFND 1,2,3 0 31374 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 999 15393 SH DFND 1,2,3 0 15393 0 BIOHAVEN PHARMACTL COM G11196105 761 7840 SH DFND 1,2,3 0 7840 0 BIOXCEL THERAPEUTICS COM 09075P105 275 9479 SH DFND 1,2,3 0 9479 0 BLACKLINE INC COM 09239B109 1006 9040 SH DFND 1,2,3 0 9040 0 BLUEPRINT MEDICINES COM 09627Y109 700 7959 SH DFND 1,2,3 0 7959 0 BRIGHT HORIZONS FAM COM 109194100 1230 8364 SH DFND 1,2,3 0 8364 0 BRISTOL-MYERS SQUIBB COM 110122108 9021 135000 SH DFND 1,2,3 0 135000 0 BRP GROUP INC COM CL A 05589G102 1342 50352 SH DFND 1,2,3 0 50352 0 CAREMAX INC COM CL A COM CL A 14171W103 4296 333056 SH DFND 1,2,3 0 333056 0 CERIDIAN HCM HLDG INC COM 15677J108 938 9780 SH DFND 1,2,3 0 9780 0 CERTARA INC COM 15687V109 992 35001 SH DFND 1,2,3 0 35001 0 CHART INDS INC COM 16115Q308 2622 17918 SH DFND 1,2,3 0 17918 0 CHEESECAKE FACTORY INC COM 163072101 737 13601 SH DFND 1,2,3 0 13601 0 CHEFS WHSE INC COM 163086101 493 15480 SH DFND 1,2,3 0 15480 0 CIGNA CORP NEW COM 125523100 5690 24000 SH DFND 1,2,3 0 24000 0 CLARIVATE PLC ORD SHS G21810109 1283 46599 SH DFND 1,2,3 0 46599 0 CME GROUP INC COM 12572Q105 7444 35000 SH DFND 1,2,3 0 35000 0 COGNEX CORP COM 192422103 1192 14181 SH DFND 1,2,3 0 14181 0 COHERUS BIOSCIENCES COM 19249H103 347 25081 SH DFND 1,2,3 0 25081 0 COMCAST CORP NEW CL A 20030N101 5702 100000 SH DFND 1,2,3 0 100000 0 COSTAR GROUP INC COM 22160N109 4141 50000 SH DFND 1,2,3 0 50000 0 CRYOPORT INC COM PAR $0.001 229050307 272 4313 SH DFND 1,2,3 0 4313 0 CVR PARTNERS LP COM 126633205 3113 50266 SH DFND 1,2,3 0 50266 0 CVS HEALTH CORP COM 126650100 7510 90000 SH DFND 1,2,3 0 90000 0 DESCARTES SYS GROUP COM 249906108 6224 90000 SH DFND 1,2,3 0 90000 0 DEXCOM INC COM 252131107 1289 3018 SH DFND 1,2,3 0 3018 0 DIGITALOCEAN HLDGS INC COM 25402D102 793 14266 SH DFND 1,2,3 0 14266 0 DRAFTKINGS INC COM CL A 26142R104 1057 20262 SH DFND 1,2,3 0 20262 0 DRIVEN BRANDS HLDGS COM 26210V102 1995 64527 SH DFND 1,2,3 0 64527 0 DUCK CREEK TECHNOLOGY SHS 264120106 784 18018 SH DFND 1,2,3 0 18018 0 DUN & BRADSTREET HLD COM 26484T106 10685 500000 SH DFND 1,2,3 0 500000 0 E2OPEN PARENT HOLDINGS COM CL A 29788T103 1172 102584 SH DFND 1,2,3 0 102584 0 EARGO INC COM 270087109 581 14561 SH DFND 1,2,3 0 14561 0 ELEMENT SOLUTIONS INC COM 28618M106 1180 50490 SH DFND 1,2,3 0 50490 0 EMPOWER LTD CL A COM G3R39W102 561 56092 SH DFND 1,2,3 0 56092 0 ENDAVA PLC ADS 29260V105 1452 12807 SH DFND 1,2,3 0 12807 0 ENTERPRISE PRODS PAR COM 293792107 8446 350000 SH DFND 1,2,3 0 350000 0 EVERBRIDGE INC COM 29978A104 885 6500 SH DFND 1,2,3 0 6500 0 FACEBOOK INC CL A 30303M102 8693 25000 SH DFND 1,2,3 0 25000 0 FIFTH WALL ACQUISITION COM CL A 316790104 879 71415 SH DFND 1,2,3 0 71415 0 FIGS INC CL A CL A 30260D103 1161 23174 SH DFND 1,2,3 0 23174 0 FIRST ADVANTAGE CORP NEW COM COM 31846B108 488 24500 SH DFND 1,2,3 0 24500 0 FIRST FINL BANKSHARE COM 32020R109 1369 27860 SH DFND 1,2,3 0 27860 0 FISERV INC COM 337738108 7215 67500 SH DFND 1,2,3 0 67500 0 FISKER INC CL A COM STK 33813J106 493 25580 SH DFND 1,2,3 0 25580 0 FIVE BELOW INC COM 33829M101 918 4750 SH DFND 1,2,3 0 4750 0 FLOOR & DECOR HLDGS CL A 339750101 3172 30008 SH DFND 1,2,3 0 30008 0 FOX FACTORY HLDG CORP COM 35138V102 1346 8650 SH DFND 1,2,3 0 8650 0 FRESHPET INC COM 358039105 1191 7310 SH DFND 1,2,3 0 7310 0 GARTNER INC COM 366651107 2828 11676 SH DFND 1,2,3 0 11676 0 GENERAL MTRS CO COM 37045V100 5917 100000 SH DFND 1,2,3 0 100000 0 GORES HLDGS V INC COM CL A 382864106 11070 1096000 SH DFND 1,2,3 0 1096000 0 GRID DYNAMICS HLDGS CL A 39813G109 1152 76640 SH DFND 1,2,3 0 76640 0 GUARDANT HEALTH INC COM 40131M109 364 2928 SH DFND 1,2,3 0 2928 0 GUIDEWIRE SOFTWARE INC COM 40171V100 1712 15186 SH DFND 1,2,3 0 15186 0 HAYWARD HLDGS INC COM 421298100 1128 43336 SH DFND 1,2,3 0 43336 0 HEALTH CATALYST INC COM 42225T107 1157 20840 SH DFND 1,2,3 0 20840 0 HEALTHEQUITY INC COM 42226A107 938 11650 SH DFND 1,2,3 0 11650 0 HILTON GRAND VACATION COM 43283X105 813 19640 SH DFND 1,2,3 0 19640 0 HOULIHAN LOKEY INC CL A 441593100 1696 20741 SH DFND 1,2,3 0 20741 0 HYDROFARM HLDGS GROUP COM 44888K209 1262 21357 SH DFND 1,2,3 0 21357 0 ICON PLC SHS G4705A100 1501 7261 SH DFND 1,2,3 0 7261 0 IDEXX LABS INC COM 45168D104 1268 2007 SH DFND 1,2,3 0 2007 0 II-VI INC COM 902104108 1143 15750 SH DFND 1,2,3 0 15750 0 INARI MED INC COM 45332Y109 1521 16303 SH DFND 1,2,3 0 16303 0 INGREDION INC COM 457187102 4525 50000 SH DFND 1,2,3 0 50000 0 INNOVAGE HLDG CORP COM 45784A104 386 18127 SH DFND 1,2,3 0 18127 0 INSMED INC COM PAR $.01 457669307 551 19344 SH DFND 1,2,3 0 19344 0 INSPIRE MED SYS INC COM 457730109 682 3528 SH DFND 1,2,3 0 3528 0 INSTALLED BLDG PRODS COM 45780R101 3511 28693 SH DFND 1,2,3 0 28693 0 INSTIL BIO INC COM 45783C101 422 21838 SH DFND 1,2,3 0 21838 0 INTELLIA THERAPEUTIC COM 45826J105 1093 6750 SH DFND 1,2,3 0 6750 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 5017 100000 SH DFND 1,2,3 0 100000 0 ITEOS THERAPEUTICS INC COM 46565G104 360 14025 SH DFND 1,2,3 0 14025 0 ITT INC COM 45073V108 1070 11680 SH DFND 1,2,3 0 11680 0 JACOBS ENGR GROUP INC COM 469814107 5337 40000 SH DFND 1,2,3 0 40000 0 JAMF HLDG CORP COM 47074L105 607 18072 SH DFND 1,2,3 0 18072 0 JANUS INTERNATIONAL GROUP INC COM 47103N106 492 34836 SH DFND 1,2,3 0 34836 0 JOHN BEAN TECHNOLOGIES COM 477839104 2424 16998 SH DFND 1,2,3 0 16998 0 JPMORGAN CHASE & CO COM 46625H100 5444 35000 SH DFND 1,2,3 0 35000 0 KEYSIGHT TECHNOLOGIES COM 49338L103 6176 40000 SH DFND 1,2,3 0 40000 0 KINSALE CAP GROUP INC COM 49714P108 1132 6869 SH DFND 1,2,3 0 6869 0 KRATOS DEFENSE & SEC COM NEW 50077B207 1188 41700 SH DFND 1,2,3 0 41700 0 LANDCADIA HOLDINGS INC COM CL A 51476H100 310 24998 SH DFND 1,2,3 0 24998 0 LATTICE SEMICONDUCTOR COM 518415104 1548 27550 SH DFND 1,2,3 0 27550 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 438 10665 SH DFND 1,2,3 0 10665 0 LHC GROUP INC COM 50187A107 1396 6970 SH DFND 1,2,3 0 6970 0 LIBERTY BROADBAND CORP COM SER C 530307305 559 3217 SH DFND 1,2,3 0 3217 0 LIBERTY MEDIA CORP D COM SER C FRMLA 531229854 723 14998 SH DFND 1,2,3 0 14998 0 LIBERTY TRIPADVISOR COM SER A 531465102 644 158266 SH DFND 1,2,3 0 158266 0 LITHIA MTRS INC CL A 536797103 1223 3559 SH DFND 1,2,3 0 3559 0 LITTELFUSE INC COM 537008104 1057 4150 SH DFND 1,2,3 0 4150 0 LIVE OAK BANCSHARES COM 53803X105 858 14550 SH DFND 1,2,3 0 14550 0 LOVESAC COMPANY COM 54738L109 2440 30585 SH DFND 1,2,3 0 30585 0 MACOM TECH SOLUTIONS COM 55405Y100 1010 15760 SH DFND 1,2,3 0 15760 0 MADISON SQUARE GRDN CL A 55825T103 454 2631 SH DFND 1,2,3 0 2631 0 MADISON SQUARE GRDN CL A 55826T102 221 2632 SH DFND 1,2,3 0 2632 0 MANHATTAN ASSOCIATES COM 562750109 1292 8920 SH DFND 1,2,3 0 8920 0 MATADOR RES CO COM 576485205 1175 32640 SH DFND 1,2,3 0 32640 0 MERCURY SYS INC COM 589378108 1207 18218 SH DFND 1,2,3 0 18218 0 METTLER TOLEDO INTERNATIONAL COM 592688105 995 718 SH DFND 1,2,3 0 718 0 MIDDLEBY CORP COM 596278101 1149 6630 SH DFND 1,2,3 0 6630 0 MKS INSTRS INC COM 55306N104 945 5310 SH DFND 1,2,3 0 5310 0 NATIONAL VISION HLDG COM 63845R107 545 10650 SH DFND 1,2,3 0 10650 0 NORTHROP GRUMMAN CORP COM 666807102 5451 15000 SH DFND 1,2,3 0 15000 0 NOVANTA INC COM 67000B104 1213 9000 SH DFND 1,2,3 0 9000 0 OLINK HLDG AB SPONSORED ADS 680710100 202 5863 SH DFND 1,2,3 0 5863 0 OLLIES BARGAIN OUTLET COM 681116109 722 8578 SH DFND 1,2,3 0 8578 0 OUTSET MED INC COM 690145107 738 14757 SH DFND 1,2,3 0 14757 0 PAYA HOLDINGS INC COM CL A 70434P103 666 60454 SH DFND 1,2,3 0 60454 0 PENN NATL GAMING INC COM 707569109 1139 14892 SH DFND 1,2,3 0 14892 0 PLANET FITNESS INC CL A 72703H101 1435 19064 SH DFND 1,2,3 0 19064 0 PRA HEALTH SCIENCES COM 69354M108 1106 6693 SH DFND 1,2,3 0 6693 0 PRAXIS PRECISION MED COM 74006W108 271 14831 SH DFND 1,2,3 0 14831 0 PROGRESSIVE CORP COM 743315103 5402 55000 SH DFND 1,2,3 0 55000 0 PROGYNY INC COM 74340E103 768 13022 SH DFND 1,2,3 0 13022 0 QTS RLTY TR INC COM CL A 74736A103 1160 15010 SH DFND 1,2,3 0 15010 0 RANPAK HOLDINGS CORP COM CL A 75321W103 1048 41857 SH DFND 1,2,3 0 41857 0 RAPID7 INC COM 753422104 1049 11090 SH DFND 1,2,3 0 11090 0 RBC BEARINGS INC COM 75524B104 333 1669 SH DFND 1,2,3 0 1669 0 RECURSION PHARMACEUTICALS IN CL A CL A 75629V104 490 13432 SH DFND 1,2,3 0 13432 0 RED ROCK RESORTS INC CL A 75700L108 1051 24739 SH DFND 1,2,3 0 24739 0 RELAY THERAPEUTICS INC COM 75943R102 436 11909 SH DFND 1,2,3 0 11909 0 REPAY HLDGS CORP COM CL A 76029L100 1090 45351 SH DFND 1,2,3 0 45351 0 REPLIGEN CORP COM 759916109 992 4971 SH DFND 1,2,3 0 4971 0 REVANCE THERAPEUTICS COM 761330109 507 17100 SH DFND 1,2,3 0 17100 0 SAIA INC COM 78709Y105 1316 6280 SH DFND 1,2,3 0 6280 0 SAILPOINT TECHNOLOGIES COM 78781P105 817 16004 SH DFND 1,2,3 0 16004 0 SBA COMMUNICATIONS CORP CL A 78410G104 791 2481 SH DFND 1,2,3 0 2481 0 SELECTQUOTE INC COM 816307300 454 23560 SH DFND 1,2,3 0 23560 0 SEMTECH CORP COM 816850101 1272 18490 SH DFND 1,2,3 0 18490 0 SHIFT4 PMTS INC CL A 82452J109 1741 18574 SH DFND 1,2,3 0 18574 0 SHOALS TECHNOLOGIES CL A 82489W107 1486 41863 SH DFND 1,2,3 0 41863 0 SILICON LABORATORIES COM 826919102 1145 7470 SH DFND 1,2,3 0 7470 0 SILK RD MED INC COM 82710M100 1226 25612 SH DFND 1,2,3 0 25612 0 SIMPSON MFG INC COM 829073105 1335 12090 SH DFND 1,2,3 0 12090 0 SITEONE LANDSCAPE COM 82982L103 3264 19284 SH DFND 1,2,3 0 19284 0 SKYLINE CHAMPION CORP COM 830830105 1110 20830 SH DFND 1,2,3 0 20830 0 SLEEP NUMBER CORP COM 83125X103 1146 10420 SH DFND 1,2,3 0 10420 0 SMARTSHEET INC COM CL A 83200N103 1009 13950 SH DFND 1,2,3 0 13950 0 SOC TELEMED INC COM CL A 78472F101 343 60300 SH DFND 1,2,3 0 60300 0 SS&C TECHNOLOGIES HL COM 78467J100 5765 80000 SH DFND 1,2,3 0 80000 0 STIFEL FINL CORP COM 860630102 1157 17840 SH DFND 1,2,3 0 17840 0 SYNAPTICS INC COM 87157D109 1470 9450 SH DFND 1,2,3 0 9450 0 TELEDYNE TECHNOLOGIES COM 879360105 5864 14000 SH DFND 1,2,3 0 14000 0 TETRA TECH INC NEW COM 88162G103 1327 10870 SH DFND 1,2,3 0 10870 0 TEXAS ROADHOUSE INC COM 882681109 1535 15960 SH DFND 1,2,3 0 15960 0 THE REALREAL INC COM 88339P101 698 35330 SH DFND 1,2,3 0 35330 0 THE TRADE DESK INC COM CL A 88339J105 1496 19340 SH DFND 1,2,3 0 19340 0 TRANSDIGM GROUP INC COM 893641100 1010 1560 SH DFND 1,2,3 0 1560 0 TREACE MED CONCEPTS INC COM COM 89455T109 578 18504 SH DFND 1,2,3 0 18504 0 TREAN INS GROUP INC COM 89457R101 269 17829 SH DFND 1,2,3 0 17829 0 TREX CO INC COM 89531P105 958 9374 SH DFND 1,2,3 0 9374 0 TRUPANION INC COM 898202106 1532 13310 SH DFND 1,2,3 0 13310 0 TURNING POINT THERAPEUTICS COM 90041T108 596 7643 SH DFND 1,2,3 0 7643 0 TWIST BIOSCIENCE CORP COM 90184D100 1111 8339 SH DFND 1,2,3 0 8339 0 ULTRAGENYX PHARMACEUTICALS COM 90400D108 647 6790 SH DFND 1,2,3 0 6790 0 UTZ BRANDS INC COM CL A 918090101 931 42734 SH DFND 1,2,3 0 42734 0 VARONIS SYS INC COM 922280102 1295 22476 SH DFND 1,2,3 0 22476 0 VERTIV HOLDINGS CO COM CL A 92537N108 2701 98930 SH DFND 1,2,3 0 98930 0 VIANT TECHNOLOGY INC COM CL A 92557A101 860 28892 SH DFND 1,2,3 0 28892 0 VIR BIOTECHNOLOGY INC COM 92764N102 565 11942 SH DFND 1,2,3 0 11942 0 VITAL FARMS INC COM 92847W103 411 20577 SH DFND 1,2,3 0 20577 0 WASTE CONNECTIONS INC COM 94106B101 861 7211 SH DFND 1,2,3 0 7211 0 WESTERN DIGITAL CORP COM 958102105 4626 65000 SH DFND 1,2,3 0 65000 0 WEX INC COM 96208T104 859 4430 SH DFND 1,2,3 0 4430 0 WINGSTOP INC COM 974155103 1096 6950 SH DFND 1,2,3 0 6950 0 WIX COM LTD SHS M98068105 1098 3781 SH DFND 1,2,3 0 3781 0 XPRESSPA GROUP INC COM 98420U703 48 31369 SH DFND 1,2,3 0 31369 0 Y-MABS THERAPEUTICS COM 984241109 449 13290 SH DFND 1,2,3 0 13290 0 ZENTALIS PHARMACEUTICALS COM 98943L107 482 9066 SH DFND 1,2,3 0 9066 0