0000021175-20-000100.txt : 20200813 0000021175-20-000100.hdr.sgml : 20200813 20200813115924 ACCESSION NUMBER: 0000021175-20-000100 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 201098110 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2020 06-30-2020 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 08-06-2020 3 175 252410 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q32019form13fhrinformation1.xml INFORMATION TABLE ISHARES U S ETF TR SHT MAT BD ETF 46431W507 5001 100000 SH DFND 1,2,3 0 100000 0 CVR PARTNERS LP COM 126633106 427 502664 SH DFND 1,2,3 0 502664 0 CISCO SYS INC COM 17275R102 6996 150000 SH DFND 1,2,3 0 150000 0 HCA HEALTHCARE INC COM 40412C101 4853 50000 SH DFND 1,2,3 0 50000 0 COMCAST CORP NEW CL A 20030N101 6237 160000 SH DFND 1,2,3 0 160000 0 ALPHABET INC CAP STK CL A 02079K305 7090 5000 SH DFND 1,2,3 0 5000 0 WESTERN DIGITAL CORP COM 958102105 4415 100000 SH DFND 1,2,3 0 100000 0 MICROSOFT CORP COM 594918104 5088 25000 SH DFND 1,2,3 0 25000 0 JACOBS ENGR GROUP INC COM 469814107 5088 60000 SH DFND 1,2,3 0 60000 0 CIGNA CORP NEW COM 125523100 5630 30000 SH DFND 1,2,3 0 30000 0 BRISTOL-MYERS SQUIBB COM 110122108 7350 125000 SH DFND 1,2,3 0 125000 0 BERRY GLOBAL GROUP COM 08579W103 6618 149325 SH DFND 1,2,3 0 149325 0 PROGRESSIVE CORP OHIO COM 743315103 6809 85000 SH DFND 1,2,3 0 85000 0 ENTERPRISE PRODS COM 293792107 6814 375000 SH DFND 1,2,3 0 375000 0 ABBVIE INC COM 00287Y109 7364 75000 SH DFND 1,2,3 0 75000 0 MARATHON PETE CORP COM 56585A102 7476 200000 SH DFND 1,2,3 0 200000 0 LYONDELLBASELL INDUS SHS - A N53745100 5915 90000 SH DFND 1,2,3 0 90000 0 WELLS FARGO CO COM 949746101 5120 200000 SH DFND 1,2,3 0 200000 0 STANLEY BLACK & DECKER COM 854502101 2788 20000 SH DFND 1,2,3 0 20000 0 SS&C TECHNOLOGIES COM 78467J100 6495 115000 SH DFND 1,2,3 0 115000 0 INGREDION INC COM 457187102 4150 50000 SH DFND 1,2,3 0 50000 0 FACEBOOK INC CL A 30303M102 4541 20000 SH DFND 1,2,3 0 20000 0 LOWES COS INC COM 548661107 3378 25000 SH DFND 1,2,3 0 25000 0 CVS HEALTH CORP COM 126650100 5522 85000 SH DFND 1,2,3 0 85000 0 JPMORGAN CHASE & CO COM 46625H100 6114 65000 SH DFND 1,2,3 0 65000 0 AIR PRODS & CHEMS COM 009158106 6037 25000 SH DFND 1,2,3 0 25000 0 XPRESSPA GROUP INC COM 98420U703 131 31369 SH DFND 1,2,3 0 31369 0 ICON PLC SHS G4705A100 1990 11813 SH DFND 1,2,3 0 11813 0 FLOOR & DECOR HLDGS CL A 339750101 1911 33140 SH DFND 1,2,3 0 33140 0 PRA HEALTH SCIENCES COM 69354M108 702 7212 SH DFND 1,2,3 0 7212 0 LIBERTY BROADBAND CO COM 530307305 399 3217 SH DFND 1,2,3 0 3217 0 OLLIES BARGAIN OUTLET COM 681116109 1555 15922 SH DFND 1,2,3 0 15922 0 TRANSDIGM GROUP INC COM 893641100 690 1560 SH DFND 1,2,3 0 1560 0 HOULIHAN LOKEY INC CL A 441593100 1007 18101 SH DFND 1,2,3 0 18101 0 CHEESECAKE FACTORY COM 163072101 467 20371 SH DFND 1,2,3 0 20371 0 LIBERTY MEDIA CORP COM C SIRIUSXM 531229607 401 11650 SH DFND 1,2,3 0 11650 0 KINSALE CAP GROUP INC COM 49714P108 798 5141 SH DFND 1,2,3 0 5141 0 DEXCOM INC COM 252131107 1322 3260 SH DFND 1,2,3 0 3260 0 POLYONE CORP COM 73179P106 711 27118 SH DFND 1,2,3 0 27118 0 HEALTHEQUITY INC COM 42226A107 1358 23150 SH DFND 1,2,3 0 23150 0 THE TRADE DESK INC COM CL A 88339J105 1402 3449 SH DFND 1,2,3 0 3449 0 JOHN BEAN TECHNOLOGIES COM 477839104 1334 15505 SH DFND 1,2,3 0 15505 0 WASTE CONNECTIONS INC COM 94106B101 879 9369 SH DFND 1,2,3 0 9369 0 COGNEX CORP COM 192422103 902 15100 SH DFND 1,2,3 0 15100 0 METTLER TOLEDO INTER COM 592688105 659 818 SH DFND 1,2,3 0 818 0 CERIDIAN HCM HLDG INC COM 15677J108 775 9780 SH DFND 1,2,3 0 9780 0 IDEXX LABS INC COM 45168D104 1040 3150 SH DFND 1,2,3 0 3150 0 QUAKER CHEM CORP COM 747316107 215 1159 SH DFND 1,2,3 0 1159 0 WEX INC COM 96208T104 731 4430 SH DFND 1,2,3 0 4430 0 BRIGHT HORIZONS COM 109194100 1239 10574 SH DFND 1,2,3 0 10574 0 MOELIS & CO CL A 60786M105 274 8798 SH DFND 1,2,3 0 8798 0 SUMMIT MATLS INC CL A 86614U100 252 15695 SH DFND 1,2,3 0 15695 0 GUARDANT HEALTH INC COM 40131M109 925 11398 SH DFND 1,2,3 0 11398 0 GARTNER INC COM 366651107 1417 11676 SH DFND 1,2,3 0 11676 0 PLANET FITNESS INC CL A 72703H101 1212 20004 SH DFND 1,2,3 0 20004 0 MERCURY SYS INC COM 589378108 1596 20286 SH DFND 1,2,3 0 20286 0 SILK RD MED INC COM 82710M100 1271 30335 SH DFND 1,2,3 0 30335 0 GUIDEWIRE SOFTWARE COM 40171V100 1683 15186 SH DFND 1,2,3 0 15186 0 INSPIRE MED SYS INC COM 457730109 307 3528 SH DFND 1,2,3 0 3528 0 ASPEN TECHNOLOGY INC COM 045327103 1393 13445 SH DFND 1,2,3 0 13445 0 ALTAIR ENGR INC COM CL A 021369103 466 11714 SH DFND 1,2,3 0 11714 0 RBC BEARINGS INC COM 75524B104 314 2345 SH DFND 1,2,3 0 2345 0 CLARIVATE PLC ORD SHS G21810109 1041 46599 SH DFND 1,2,3 0 46599 0 AMERICOLD RLTY TR COM 03064D108 1227 33813 SH DFND 1,2,3 0 33813 0 TELADOC HEALTH INC COM 87918A105 2221 11637 SH DFND 1,2,3 0 11637 0 RED ROCK RESORTS INC CL A 75700L108 238 21821 SH DFND 1,2,3 0 21821 0 ASGN INC COM 00191U102 1333 19995 SH DFND 1,2,3 0 19995 0 TREX CO INC COM 89531P105 1182 9087 SH DFND 1,2,3 0 9087 0 SBA COMMUNICATIONS CL A 78410G104 1125 3777 SH DFND 1,2,3 0 3777 0 LIBERTY MEDIA CORP COM SER C FRMLA 531229854 476 14998 SH DFND 1,2,3 0 14998 0 WIX COM LTD SHS M98068105 1393 5436 SH DFND 1,2,3 0 5436 0 SITEONE LANDSCAPE SU COM 82982L103 2359 20695 SH DFND 1,2,3 0 20695 0 REPAY HLDGS CORP COM CL A 76029L100 1117 45351 SH DFND 1,2,3 0 45351 0 VERTIV HOLDINGS CO COM CL A 92537N108 1652 121834 SH DFND 1,2,3 0 121834 0 ENDAVA PLC ADS 29260V105 713 14758 SH DFND 1,2,3 0 14758 0 BRP GROUP INC COM CL A 05589G102 870 50352 SH DFND 1,2,3 0 50352 0 INSTALLED BLDG PRODS COM 45780R101 1365 19853 SH DFND 1,2,3 0 19853 0 GRID DYNAMICS HLDGS CL A 39813G109 377 54598 SH DFND 1,2,3 0 54598 0 KRATOS DEFENSE & SEC COM NEW 50077B207 520 33268 SH DFND 1,2,3 0 33268 0 MADISON SQUARE GRDN CL A 55825T103 386 2631 SH DFND 1,2,3 0 2631 0 DRAFTKINGS INC COM CL A 26142R104 889 26736 SH DFND 1,2,3 0 26736 0 CHART INDS INC COM 16115Q308 1325 27322 SH DFND 1,2,3 0 27322 0 PROGYNY INC COM 74340E103 501 19422 SH DFND 1,2,3 0 19422 0 AXONICS MODULATION COM 05465P101 419 11945 SH DFND 1,2,3 0 11945 0 PENN NATL GAMING INC COM 707569109 734 24018 SH DFND 1,2,3 0 24018 0 INARI MED INC COM 45332Y109 436 9005 SH DFND 1,2,3 0 9005 0 FIVERR INTL LTD ORD SHS M4R82T106 215 2919 SH DFND 1,2,3 0 2919 0 COLLIER CREEK HOLDIN COM CL A G22707106 545 39762 SH DFND 1,2,3 0 39762 0 SHIFT4 PMTS INC CL A 82452J109 645 18167 SH DFND 1,2,3 0 18167 0 AZEK CO INC CL A 05478C105 963 30235 SH DFND 1,2,3 0 30235 0 WHOLE EARTH BRANDS COM CL A 96684W100 250 31000 SH DFND 1,2,3 0 31000 0 GOSSAMER BIO INC COM 38341P102 158 12160 SH DFND 1,2,3 0 12160 0 WINGSTOP INC COM 974155103 782 5630 SH DFND 1,2,3 0 5630 0 MONOLITHIC PWR SYS COM 609839105 666 2810 SH DFND 1,2,3 0 2810 0 TACTILE SYS TECH COM 87357P100 420 10140 SH DFND 1,2,3 0 10140 0 MADRIGAL PHARMACEUTICALS COM 558868105 326 2880 SH DFND 1,2,3 0 2880 0 ANAPLAN INC COM 03272L108 462 10190 SH DFND 1,2,3 0 10190 0 ARMSTRONG WORLD INDS COM 04247X102 516 6620 SH DFND 1,2,3 0 6620 0 BEIGENE LTD SPONSORED ADR 07725L102 315 1670 SH DFND 1,2,3 0 1670 0 ALLAKOS INC COM 01671P100 335 4660 SH DFND 1,2,3 0 4660 0 UNITED RENTALS INC COM 911363109 695 4660 SH DFND 1,2,3 0 4660 0 DECIPHERA PHARMACEUTICALS COM 24344T101 462 7740 SH DFND 1,2,3 0 7740 0 LHC GROUP INC COM 50187A107 1100 6310 SH DFND 1,2,3 0 6310 0 TRUPANION INC COM 898202106 975 22850 SH DFND 1,2,3 0 22850 0 POOL CORPORATION COM 73278L105 737 2710 SH DFND 1,2,3 0 2710 0 RANPAK HLDGS CORP COM CL A 75321W103 424 57040 SH DFND 1,2,3 0 57040 0 STRATEGIC ED INC COM 86272C103 851 5540 SH DFND 1,2,3 0 5540 0 REVANCE THERAPEUTICS COM 761330109 382 15640 SH DFND 1,2,3 0 15640 0 CREE INC COM 225447101 567 9580 SH DFND 1,2,3 0 9580 0 HEALTH CATALYST INC COM 42225T107 453 15520 SH DFND 1,2,3 0 15520 0 PENUMBRA INC COM 70975L107 438 2450 SH DFND 1,2,3 0 2450 0 CARLISLE COS INC COM 142339100 416 3480 SH DFND 1,2,3 0 3480 0 10X GENOMICS INC CL A COM 88025U109 687 7696 SH DFND 1,2,3 0 7696 0 EVERBRIDGE INC COM 29978A104 704 5090 SH DFND 1,2,3 0 5090 0 ASSETMARK FINL HLDGS COM 04546L106 394 14440 SH DFND 1,2,3 0 14440 0 INGERSOLL RAND INC COM 45687V106 415 14750 SH DFND 1,2,3 0 14750 0 COHERUS BIOSCIENCES COM 19249H103 394 22080 SH DFND 1,2,3 0 22080 0 ITT INC COM 45073V108 680 11570 SH DFND 1,2,3 0 11570 0 DYNATRACE INC COM 268150109 590 14540 SH DFND 1,2,3 0 14540 0 LATTICE SEMICONDUCTOR COM 518415104 1044 36780 SH DFND 1,2,3 0 36780 0 AXSOME THERAPEUTICS COM 05464T104 361 4390 SH DFND 1,2,3 0 4390 0 INSULET CORP COM 45784P101 429 2210 SH DFND 1,2,3 0 2210 0 EHEALTH INC COM 28238P109 570 5800 SH DFND 1,2,3 0 5800 0 SMARTSHEET INC COM CL A 83200N103 469 9220 SH DFND 1,2,3 0 9220 0 PALOMAR HLDGS INC COM 69753M105 741 8640 SH DFND 1,2,3 0 8640 0 AXON ENTERPRISE INC COM 05464C101 777 7920 SH DFND 1,2,3 0 7920 0 GROCERY OUTLET HLDG COM 39874R101 766 18770 SH DFND 1,2,3 0 18770 0 FIVE9 INC COM 338307101 880 7950 SH DFND 1,2,3 0 7950 0 TETRA TECH INC NEW COM 88162G103 854 10790 SH DFND 1,2,3 0 10790 0 TURNING POINT THERAPY COM 90041T108 417 6450 SH DFND 1,2,3 0 6450 0 NOVANTA INC COM 67000B104 866 8110 SH DFND 1,2,3 0 8110 0 CHEGG INC COM 163092109 720 10710 SH DFND 1,2,3 0 10710 0 ULTRAGENYX PHARMACEUTICAL COM 90400D108 636 8130 SH DFND 1,2,3 0 8130 0 ARENA PHARMACEUTICAL COM NEW 040047607 348 5521 SH DFND 1,2,3 0 5521 0 PTC THERAPEUTICS INC COM 69366J200 480 9460 SH DFND 1,2,3 0 9460 0 AVALARA INC COM 05338G106 512 3850 SH DFND 1,2,3 0 3850 0 LITTELFUSE INC COM 537008104 706 4140 SH DFND 1,2,3 0 4140 0 FIVE BELOW INC COM 33829M101 452 4230 SH DFND 1,2,3 0 4230 0 HUBSPOT INC COM 443573100 619 2760 SH DFND 1,2,3 0 2760 0 INPHI CORP COM 45772F107 616 5240 SH DFND 1,2,3 0 5240 0 SILICON LABORATORIES COM 826919102 845 8430 SH DFND 1,2,3 0 8430 0 SAIA INC COM 78709Y105 795 7150 SH DFND 1,2,3 0 7150 0 IRHYTHM TECHNOLOGIES COM 450056106 881 7600 SH DFND 1,2,3 0 7600 0 BLUEPRINT MEDICINES COM 09627Y109 527 6760 SH DFND 1,2,3 0 6760 0 NORDSON CORP COM 655663102 588 3100 SH DFND 1,2,3 0 3100 0 STIFEL FINL CORP COM 860630102 530 11170 SH DFND 1,2,3 0 11170 0 BIOHAVEN PHARMACTL H COM G11196105 511 6990 SH DFND 1,2,3 0 6990 0 HAMILTON LANE INC CL A 407497106 674 10000 SH DFND 1,2,3 0 10000 0 BLACKLINE INC COM 09239B109 900 10860 SH DFND 1,2,3 0 10860 0 MKS INSTRS INC COM 55306N104 729 6440 SH DFND 1,2,3 0 6440 0 Y-MABS THERAPEUTICS COM 984241109 401 9290 SH DFND 1,2,3 0 9290 0 CIENA CORP COM NEW 171779309 675 12470 SH DFND 1,2,3 0 12470 0 ALLOGENE THERAPEUTIC COM 019770106 405 9450 SH DFND 1,2,3 0 9450 0 SLEEP NUMBER CORP COM 83125X103 679 16310 SH DFND 1,2,3 0 16310 0 FRESHPET INC COM 358039105 943 11270 SH DFND 1,2,3 0 11270 0 KNIGHT SWIFT TRANSN CL A 499049104 755 18110 SH DFND 1,2,3 0 18110 0 IOVANCE BIOTHERAPEUT COM 462260100 367 13356 SH DFND 1,2,3 0 13356 0 REPLIGEN CORP COM 759916109 701 5671 SH DFND 1,2,3 0 5671 0 THE REALREAL INC COM 88339P101 487 38070 SH DFND 1,2,3 0 38070 0 OSI SYSTEMS INC COM 671044105 450 6035 SH DFND 1,2,3 0 6035 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 362 2450 SH DFND 1,2,3 0 2450 0 ZENTALIS PHARMACEUTICAL COM 98943L107 261 5426 SH DFND 1,2,3 0 5426 0 VIR BIOTECHNOLOGY INC COM 92764N102 448 10932 SH DFND 1,2,3 0 10932 0 BIOXCEL THERAPEUTICS COM 09075P105 298 5619 SH DFND 1,2,3 0 5619 0 INSMED INC COM 457669307 483 17524 SH DFND 1,2,3 0 17524 0 TEXAS ROADHOUSE INC COM 882681109 715 13600 SH DFND 1,2,3 0 13600 0 MANHATTAN ASSOCS INC COM 562750109 646 6860 SH DFND 1,2,3 0 6860 0 SIMPSON MANUFACTURING COM 829073105 752 8910 SH DFND 1,2,3 0 8910 0 QTS RLTY TR INC COM CL A 74736A103 734 11460 SH DFND 1,2,3 0 11460 0 ADC THERAPEUTICS SA SHS H0036K147 228 4865 SH DFND 1,2,3 0 4865 0 FASTLY INC CL A 31188V100 563 6617 SH DFND 1,2,3 0 6617 0 SELECTQUOTE INC COM 816307300 434 17152 SH DFND 1,2,3 0 17152 0 TWIST BIOSCIENCE CORP COM 90184D100 418 9223 SH DFND 1,2,3 0 9223 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 258 6062 SH DFND 1,2,3 0 6062 0 FOX FACTORY HLDG CORP COM 35138V102 799 9670 SH DFND 1,2,3 0 9670 0