Senior Vice President and Corporate Controller

0000021175-19-000111.txt : 20191106 0000021175-19-000111.hdr.sgml : 20191106 20191106170001 ACCESSION NUMBER: 0000021175-19-000111 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 EFFECTIVENESS DATE: 20191106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 191197078 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2019 09-30-2019 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 11-04-2019 3 176 447604 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q32019form13fhrinformation.xml INFORMATION TABLE ACTUANT CORP CL A NEW 00508X203 1277 58198 SH DFND 1,2,3 0 58198 0 AECOM COM 00766T100 1669 44424 SH DFND 1,2,3 0 44424 0 AERIE PHARMACEUTICAL COM 00771V108 3393 176525 SH DFND 1,2,3 0 176525 0 ALPHABET INC CAP STK CL C 02079K107 6461 5300 SH DFND 1,2,3 0 5300 0 ALPHABET INC CAP STK CL A 02079K305 6637 5435 SH DFND 1,2,3 0 5435 0 AMC ENTMT HLDGS INC CL A COM 00165C104 575 53700 SH DFND 1,2,3 0 53700 0 AMERICAN EQTY INVT L COM 025676206 905 37414 SH DFND 1,2,3 0 37414 0 AMERICAN INTL GROUP COM NEW 026874784 3382 60710 SH DFND 1,2,3 0 60710 0 ANALOG DEVICES INC COM 032654105 4469 40000 SH DFND 1,2,3 0 40000 0 ANIXTER INTL INC COM 035290105 1568 22692 SH DFND 1,2,3 0 22692 0 AON PLC SHS CL A G0408V102 2904 15000 SH DFND 1,2,3 0 15000 0 APPLE INC COM 037833100 2889 12900 SH DFND 1,2,3 0 12900 0 ARC DOCUMENT SOLUTIO COM 00191G103 65 47823 SH DFND 1,2,3 0 47823 0 ARCHER DANIELS MIDLA COM 039483102 1557 37900 SH DFND 1,2,3 0 37900 0 ARGO GROUP INTL HLDG COM G0464B107 509 7245 SH DFND 1,2,3 0 7245 0 ASSOCIATED BANC CORP COM 045487105 1115 55074 SH DFND 1,2,3 0 55074 0 ATLANTIC CAP BANCSHA COM 048269203 298 17173 SH DFND 1,2,3 0 17173 0 AVIS BUDGET GROUP IN COM 053774105 1246 44079 SH DFND 1,2,3 0 44079 0 AVNET INC COM 053807103 3246 72961 SH DFND 1,2,3 0 72961 0 AXA EQUITABLE HLDGS COM 054561105 2204 99445 SH DFND 1,2,3 0 99445 0 AXIS CAPITAL HOLDING SHS G0692U109 2795 41897 SH DFND 1,2,3 0 41897 0 BAKER HUGHES A GE CO CL A 05722G100 1129 48653 SH DFND 1,2,3 0 48653 0 BANK AMER CORP COM 060505104 8610 295173 SH DFND 1,2,3 0 295173 0 BARRICK GOLD CORPORA COM 067901108 1233 71160 SH DFND 1,2,3 0 71160 0 BERKSHIRE HATHAWAY I CL B NEW 084670702 2980 14325 SH DFND 1,2,3 0 14325 0 BERRY GLOBAL GROUP I COM 08579W103 3927 100000 SH DFND 1,2,3 0 100000 0 BLACK HILLS CORP COM 092113109 506 6600 SH DFND 1,2,3 0 6600 0 BLACKSTONE GROUP INC COM CL A 09260D107 4493 92000 SH DFND 1,2,3 0 92000 0 BOEING CO COM 097023105 4642 12200 SH DFND 1,2,3 0 12200 0 BRIGHTSPHERE INVT GR COM 10948W103 189 19033 SH DFND 1,2,3 0 19033 0 BRISTOL MYERS SQUIBB COM 110122108 8367 165000 SH DFND 1,2,3 0 165000 0 BROOKDALE SR LIVING COM 112463104 860 113513 SH DFND 1,2,3 0 113513 0 C&J ENERGY SVCS INC COM 12674R100 1005 93622 SH DFND 1,2,3 0 93622 0 CAPITAL ONE FINL COR COM 14040H105 3270 35943 SH DFND 1,2,3 0 35943 0 CAPSTAR FINL HLDGS I COM 14070T102 291 17539 SH DFND 1,2,3 0 17539 0 CARPENTER TECHNOLOGY COM 144285103 451 8736 SH DFND 1,2,3 0 8736 0 CATCHMARK TIMBER TR CL A 14912Y202 149 13960 SH DFND 1,2,3 0 13960 0 CATERPILLAR INC DEL COM 149123101 1163 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 926 129082 SH DFND 1,2,3 0 129082 0 CENOVUS ENERGY INC COM 15135U109 1551 165225 SH DFND 1,2,3 0 165225 0 CHESAPEAKE ENERGY CO COM 165167107 571 404646 SH DFND 1,2,3 0 404646 0 CIGNA CORP NEW COM 125523100 7665 50500 SH DFND 1,2,3 0 50500 0 CISCO SYS INC COM 17275R102 7822 158300 SH DFND 1,2,3 0 158300 0 CITIGROUP INC COM NEW 172967424 13676 197974 SH DFND 1,2,3 0 197974 0 CNO FINL GROUP INC COM 12621E103 1812 114459 SH DFND 1,2,3 0 114459 0 COCA COLA CO COM 191216100 1164 21375 SH DFND 1,2,3 0 21375 0 COGNIZANT TECHNOLOGY CL A 192446102 2011 33367 SH DFND 1,2,3 0 33367 0 COMCAST CORP NEW CL A 20030N101 7213 160000 SH DFND 1,2,3 0 160000 0 COMTECH TELECOMMUNIC COM NEW 205826209 1990 61219 SH DFND 1,2,3 0 61219 0 CONMED CORP COM 207410101 375 3903 SH DFND 1,2,3 0 3903 0 COOPER STD HLDGS INC COM 21676P103 2178 53288 SH DFND 1,2,3 0 53288 0 CORNING INC COM 219350105 1855 65030 SH DFND 1,2,3 0 65030 0 CORTEVA INC COM 22052L104 1457 52030 SH DFND 1,2,3 0 52030 0 COTT CORP QUE COM 22163N106 772 61920 SH DFND 1,2,3 0 61920 0 COVANTA HLDG CORP COM 22282E102 6766 391296 SH DFND 1,2,3 0 391296 0 CSX CORP COM 126408103 3810 55000 SH DFND 1,2,3 0 55000 0 CVR PARTNERS LP COM 126633106 1950 502664 SH DFND 1,2,3 0 502664 0 D R HORTON INC COM 23331A109 4417 83800 SH DFND 1,2,3 0 83800 0 DELTA AIR LINES INC COM NEW 247361702 5670 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITAL COM 252784301 344 33571 SH DFND 1,2,3 0 33571 0 DISNEY WALT CO COM DISNEY 254687106 7405 56819 SH DFND 1,2,3 0 56819 0 DUPONT DE NEMOURS IN COM 26614N102 4123 57820 SH DFND 1,2,3 0 57820 0 EDISON INTL COM 281020107 1214 16099 SH DFND 1,2,3 0 16099 0 ENOVA INTL INC COM 29357K103 947 45657 SH DFND 1,2,3 0 45657 0 EOG RES INC COM 26875P101 2820 38000 SH DFND 1,2,3 0 38000 0 EZCORP INC CL A NON VTG 302301106 634 98169 SH DFND 1,2,3 0 0 98169 FIRST BANCORP N C COM 318910106 335 9339 SH DFND 1,2,3 0 9339 0 FIRST CTZNS BANCSHAR CL A 31946M103 1483 3145 SH DFND 1,2,3 0 3145 0 FIRST HORIZON NATL C COM 320517105 1495 92300 SH DFND 1,2,3 0 92300 0 FIRST MIDWEST BANCOR COM 320867104 784 40260 SH DFND 1,2,3 0 40260 0 FORD MTR CO DEL COM 345370860 2242 244808 SH DFND 1,2,3 0 244808 0 FUELCELL ENERGY INC COM 35952H601 54 165753 SH DFND 1,2,3 0 165753 0 GENERAL MTRS CO COM 37045V100 7318 195255 SH DFND 1,2,3 0 195255 0 GIBRALTAR INDS INC COM 374689107 915 19918 SH DFND 1,2,3 0 19918 0 GILDAN ACTIVEWEAR IN COM 375916103 873 24584 SH DFND 1,2,3 0 24584 0 GOLAR LNG LTD BERMUD SHS G9456A100 820 63153 SH DFND 1,2,3 0 63153 0 GOLDMAN SACHS GROUP COM 38141G104 1647 7949 SH DFND 1,2,3 0 7949 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 960 19800 SH DFND 1,2,3 0 19800 0 HALLIBURTON CO COM 406216101 2661 141178 SH DFND 1,2,3 0 141178 0 HANGER INC COM NEW 41043F208 664 32600 SH DFND 1,2,3 0 32600 0 HARSCO CORP COM 415864107 294 15500 SH DFND 1,2,3 0 15500 0 HCA HEALTHCARE INC COM 40412C101 4817 40000 SH DFND 1,2,3 0 40000 0 HESS CORP COM 42809H107 3813 63040 SH DFND 1,2,3 0 63040 0 HEWLETT PACKARD ENTE COM 42824C109 2284 150554 SH DFND 1,2,3 0 150554 0 HIGHPOINT RES CORP COM 43114K108 159 100000 SH DFND 1,2,3 0 100000 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 205 13267 SH DFND 1,2,3 0 13267 0 HOPE BANCORP INC COM 43940T109 1086 75746 SH DFND 1,2,3 0 75746 0 INGREDION INC COM 457187102 3270 40000 SH DFND 1,2,3 0 40000 0 INNOSPEC INC COM 45768S105 625 7017 SH DFND 1,2,3 0 7017 0 INSIGHT ENTERPRISES COM 45765U103 363 6511 SH DFND 1,2,3 0 6511 0 INTERNATIONAL BUSINE COM 459200101 1272 8750 SH DFND 1,2,3 0 8750 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5034 100000 SH DFND 1,2,3 0 100000 0 JABIL INC COM 466313103 411 11497 SH DFND 1,2,3 0 11497 0 JACOBS ENGR GROUP IN COM 469814107 5033 55000 SH DFND 1,2,3 0 55000 0 JELD-WEN HLDG INC COM 47580P103 3394 175961 SH DFND 1,2,3 0 175961 0 JPMORGAN CHASE & CO COM 46625H100 19132 162564 SH DFND 1,2,3 0 162564 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 604 6100 SH DFND 1,2,3 0 6100 0 KBR INC COM 48242W106 2782 113376 SH DFND 1,2,3 0 113376 0 KINDER MORGAN INC DE COM 49456B101 10305 500000 SH DFND 1,2,3 0 500000 0 KKR & CO INC CL A 48251W104 1283 47793 SH DFND 1,2,3 0 47793 0 KRAFT HEINZ CO COM 500754106 928 33225 SH DFND 1,2,3 0 33225 0 L3HARRIS TECHNOLOGIE COM 502431109 3484 16700 SH DFND 1,2,3 0 16700 0 LEAR CORP COM NEW 521865204 2847 24150 SH DFND 1,2,3 0 24150 0 LENNAR CORP CL A 526057104 2904 52000 SH DFND 1,2,3 0 52000 0 LINCOLN NATL CORP IN COM 534187109 851 14100 SH DFND 1,2,3 0 14100 0 LYON WILLIAM HOMES CL A NEW 552074700 389 19098 SH DFND 1,2,3 0 19098 0 LYONDELLBASELL INDUS SHS - A - N53745100 9860 110200 SH DFND 1,2,3 0 110200 0 MACQUARIE INFRASTRUC COM 55608B105 470 11910 SH DFND 1,2,3 0 11910 0 MARATHON PETE CORP COM 56585A102 9720 160000 SH DFND 1,2,3 0 160000 0 MASONITE INTL CORP N COM 575385109 1361 23464 SH DFND 1,2,3 0 23464 0 MCKESSON CORP COM 58155Q103 3137 22952 SH DFND 1,2,3 0 22952 0 METLIFE INC COM 59156R108 2711 57490 SH DFND 1,2,3 0 57490 0 MICROSOFT CORP COM 594918104 22453 161500 SH DFND 1,2,3 0 161500 0 MILLER INDS INC TENN COM NEW 600551204 809 24292 SH DFND 1,2,3 0 24292 0 MORGAN STANLEY COM NEW 617446448 2122 49734 SH DFND 1,2,3 0 49734 0 MOTORCAR PTS AMER IN COM 620071100 548 32399 SH DFND 1,2,3 0 32399 0 MOTOROLA SOLUTIONS I COM NEW 620076307 3902 22900 SH DFND 1,2,3 0 22900 0 MURPHY OIL CORP COM 626717102 950 42975 SH DFND 1,2,3 0 42975 0 MYLAN N V SHS EURO N59465109 1348 68171 SH DFND 1,2,3 0 68171 0 NATIONAL OILWELL VAR COM 637071101 2763 130318 SH DFND 1,2,3 0 130318 0 NELNET INC CL A 64031N108 216 3400 SH DFND 1,2,3 0 3400 0 NEWELL BRANDS INC COM 651229106 2229 119068 SH DFND 1,2,3 0 119068 0 NOVAGOLD RES INC COM NEW 66987E206 1700 280012 SH DFND 1,2,3 0 280012 0 OCCIDENTAL PETE CORP COM 674599105 3854 86670 SH DFND 1,2,3 0 86670 0 OFFICE PPTYS INCOME COM SHS BEN INT 67623C109 608 19853 SH DFND 1,2,3 0 19853 0 OMNICOM GROUP INC COM 681919106 2698 34457 SH DFND 1,2,3 0 34457 0 ORACLE CORP COM 68389X105 5549 100839 SH DFND 1,2,3 0 100839 0 PFIZER INC COM 717081103 4339 120770 SH DFND 1,2,3 0 120770 0 PHILLIPS 66 COM 718546104 1024 10000 SH DFND 1,2,3 0 10000 0 PIONEER NAT RES CO COM 723787107 3371 26800 SH DFND 1,2,3 0 26800 0 PITNEY BOWES INC COM 724479100 1100 240782 SH DFND 1,2,3 0 240782 0 PORTLAND GEN ELEC CO COM NEW 736508847 603 10700 SH DFND 1,2,3 0 10700 0 PVH CORP COM 693656100 2785 31569 SH DFND 1,2,3 0 31569 0 REALOGY HLDGS CORP COM 75605Y106 224 33560 SH DFND 1,2,3 0 33560 0 REV GROUP INC COM 749527107 914 79941 SH DFND 1,2,3 0 79941 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 1147 19490 SH DFND 1,2,3 0 19490 0 RYDER SYS INC COM 783549108 3156 60958 SH DFND 1,2,3 0 60958 0 SCANSOURCE INC COM 806037107 1054 34503 SH DFND 1,2,3 0 34503 0 SCIENCE APPLICATNS I COM 808625107 891 10200 SH DFND 1,2,3 0 10200 0 SOUTH ST CORP COM 840441109 327 4341 SH DFND 1,2,3 0 4341 0 SPECTRUM BRANDS HLDG COM 84790A105 1073 20354 SH DFND 1,2,3 0 20354 0 STANLEY BLACK & DECK COM 854502101 1858 12866 SH DFND 1,2,3 0 12866 0 STEELCASE INC CL A 858155203 394 21407 SH DFND 1,2,3 0 21407 0 SUPERIOR ENERGY SVCS COM 868157108 18 141900 SH DFND 1,2,3 0 141900 0 SYKES ENTERPRISES IN COM 871237103 690 22511 SH DFND 1,2,3 0 22511 0 SYNOVUS FINL CORP COM NEW 87161C501 851 23809 SH DFND 1,2,3 0 23809 0 T MOBILE US INC COM 872590104 2599 33000 SH DFND 1,2,3 0 33000 0 TCF FINANCIAL CORPOR COM 872307103 689 18087 SH DFND 1,2,3 0 18087 0 TEEKAY TANKERS LTD CL A Y8565N102 274 210850 SH DFND 1,2,3 0 210850 0 TENET HEALTHCARE COR COM NEW 88033G407 228 10325 SH DFND 1,2,3 0 10325 0 TEREX CORP NEW COM 880779103 2356 90724 SH DFND 1,2,3 0 90724 0 TETRA TECHNOLOGIES I COM 88162F105 138 68500 SH DFND 1,2,3 0 68500 0 TRAVELERS COMPANIES COM 89417E109 3360 22600 SH DFND 1,2,3 0 22600 0 TRIMAS CORP COM NEW 896215209 1106 36078 SH DFND 1,2,3 0 36078 0 TRIPLE-S MGMT CORP CL B 896749108 744 55526 SH DFND 1,2,3 0 55526 0 TUPPERWARE BRANDS CO COM 899896104 223 14038 SH DFND 1,2,3 0 14038 0 UBS GROUP AG SHS H42097107 1140 100375 SH DFND 1,2,3 0 100375 0 UNION PACIFIC CORP COM 907818108 2916 18000 SH DFND 1,2,3 0 18000 0 UNITED RENTALS INC COM 911363109 1221 9800 SH DFND 1,2,3 0 9800 0 UNITED TECHNOLOGIES COM 913017109 3317 24300 SH DFND 1,2,3 0 24300 0 UNIVERSAL CORP VA COM 913456109 1142 20835 SH DFND 1,2,3 0 20835 0 US FOODS HLDG CORP COM 912008109 5754 140000 SH DFND 1,2,3 0 140000 0 VAREX IMAGING CORP COM 92214X106 1126 39440 SH DFND 1,2,3 0 39440 0 VERIZON COMMUNICATIO COM 92343V104 2575 42655 SH DFND 1,2,3 0 42655 0 VIRTUS INVT PARTNERS COM 92828Q109 905 8185 SH DFND 1,2,3 0 8185 0 VISTRA ENERGY CORP COM 92840M102 3101 116000 SH DFND 1,2,3 0 116000 0 VORNADO RLTY TR SH BEN INT 929042109 3216 50515 SH DFND 1,2,3 0 50515 0 VOYA FINL INC COM 929089100 1758 32300 SH DFND 1,2,3 0 32300 0 WABTEC CORP COM 929740108 4119 57323 SH DFND 1,2,3 0 57323 0 WEBSTER FINL CORP CO COM 947890109 856 18263 SH DFND 1,2,3 0 18263 0 WELLS FARGO CO NEW COM 949746101 2646 52463 SH DFND 1,2,3 0 52463 0 WESCO AIRCRAFT HLDGS COM 950814103 901 81800 SH DFND 1,2,3 0 81800 0 WESTERN DIGITAL CORP COM 958102105 5666 95000 SH DFND 1,2,3 0 95000 0 WILLIAMS COS INC DEL COM 969457100 411 17070 SH DFND 1,2,3 0 17070 0 WSFS FINL CORP COM 929328102 762 17269 SH DFND 1,2,3 0 17269 0 XEROX HOLDINGS CORP COM NEW 98421M106 2141 71597 SH DFND 1,2,3 0 71597 0