Senior Vice President and Corporate Controller

0000021175-19-000096.txt : 20190813 0000021175-19-000096.hdr.sgml : 20190813 20190813140621 ACCESSION NUMBER: 0000021175-19-000096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 EFFECTIVENESS DATE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 191019827 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2019 06-30-2019 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 08-13-2019 3 180 481104 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q22019form13fhrinformation.xml INFORMATION TABLE ACTUANT CORP CL A NEW 00508X203 1444 58198 SH DFND 1,2,3 0 58198 0 AECOM COM 00766T100 2023 53459 SH DFND 1,2,3 0 53459 0 AERIE PHARMACEUTICAL COM 00771V108 870 29431 SH DFND 1,2,3 0 29431 0 ALPHABET INC CAP STK CL C 02079K107 5729 5300 SH DFND 1,2,3 0 5300 0 ALPHABET INC CAP STK CL A 02079K305 4261 3935 SH DFND 1,2,3 0 3935 0 AMC ENTMT HLDGS INC CL A COM 00165C104 270 28900 SH DFND 1,2,3 0 28900 0 AMERICAN EQTY INVT L COM 025676206 776 28585 SH DFND 1,2,3 0 28585 0 AMERICAN INTL GROUP COM NEW 026874784 3536 66361 SH DFND 1,2,3 0 66361 0 ANALOG DEVICES INC COM 032654105 4515 40000 SH DFND 1,2,3 0 40000 0 ANIXTER INTL INC COM 035290105 1355 22692 SH DFND 1,2,3 0 22692 0 AON PLC SHS CL A G0408V102 2895 15000 SH DFND 1,2,3 0 15000 0 APPLE INC COM 037833100 2276 11500 SH DFND 1,2,3 0 11500 0 ARAMARK COM 03852U106 6311 175000 SH DFND 1,2,3 0 175000 0 ARC DOCUMENT SOLUTIO COM 00191G103 98 47823 SH DFND 1,2,3 0 47823 0 ARGO GROUP INTL HLDG COM G0464B107 536 7245 SH DFND 1,2,3 0 7245 0 ASSOCIATED BANC CORP COM 045487105 1164 55074 SH DFND 1,2,3 0 55074 0 AT&T INC COM 00206R102 1542 46014 SH DFND 1,2,3 0 46014 0 ATHENE HLDG LTD CL A G0684D107 1796 41700 SH DFND 1,2,3 0 41700 0 ATLANTIC CAP BANCSHA COM 048269203 294 17173 SH DFND 1,2,3 0 17173 0 AVIS BUDGET GROUP IN COM 053774105 1279 36386 SH DFND 1,2,3 0 36386 0 AVNET INC COM 053807103 3303 72961 SH DFND 1,2,3 0 72961 0 AXA EQUITABLE HLDGS COM 054561105 2078 99445 SH DFND 1,2,3 0 99445 0 AXIS CAPITAL HOLDING SHS G0692U109 2645 44335 SH DFND 1,2,3 0 44335 0 BANK AMER CORP COM 060505104 9430 325173 SH DFND 1,2,3 0 325173 0 BARRICK GOLD CORPORA COM 067901108 2375 150595 SH DFND 1,2,3 0 150595 0 BLACK HILLS CORP COM 092113109 516 6600 SH DFND 1,2,3 0 6600 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4087 92000 SH DFND 1,2,3 0 92000 0 BOEING CO COM 097023105 3422 9400 SH DFND 1,2,3 0 9400 0 BRIGHTSPHERE INVESTM SHS G1644T109 253 22133 SH DFND 1,2,3 0 22133 0 BRISTOL MYERS SQUIBB COM 110122108 4989 110000 SH DFND 1,2,3 0 110000 0 BROOKDALE SR LIVING COM 112463104 818 113513 SH DFND 1,2,3 0 113513 0 C&J ENERGY SVCS INC COM 12674R100 953 80861 SH DFND 1,2,3 0 80861 0 CAPITAL ONE FINL COR COM 14040H105 3261 35943 SH DFND 1,2,3 0 35943 0 CARPENTER TECHNOLOGY COM 144285103 419 8736 SH DFND 1,2,3 0 8736 0 CATCHMARK TIMBER TR CL A 14912Y202 146 13960 SH DFND 1,2,3 0 13960 0 CATERPILLAR INC DEL COM 149123101 1255 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 882 129082 SH DFND 1,2,3 0 129082 0 CENOVUS ENERGY INC COM 15135U109 1816 205929 SH DFND 1,2,3 0 205929 0 CHENIERE ENERGY INC COM NEW 16411R208 5134 75000 SH DFND 1,2,3 0 75000 0 CHESAPEAKE ENERGY CO COM 165167107 481 246646 SH DFND 1,2,3 0 246646 0 CIGNA CORP NEW COM 125523100 10320 65500 SH DFND 1,2,3 0 65500 0 CISCO SYS INC COM 17275R102 7843 143300 SH DFND 1,2,3 0 143300 0 CITIGROUP INC COM NEW 172967424 14446 206289 SH DFND 1,2,3 0 206289 0 CNO FINL GROUP INC COM 12621E103 1857 111359 SH DFND 1,2,3 0 111359 0 COCA COLA CO COM 191216100 1088 21375 SH DFND 1,2,3 0 21375 0 COGNIZANT TECHNOLOGY CL A 192446102 2115 33367 SH DFND 1,2,3 0 33367 0 COMCAST CORP NEW CL A 20030N101 6342 150000 SH DFND 1,2,3 0 150000 0 COMTECH TELECOMMUNIC COM NEW 205826209 2171 77219 SH DFND 1,2,3 0 77219 0 CONMED CORP COM 207410101 420 4903 SH DFND 1,2,3 0 4903 0 COOPER STD HLDGS INC COM 21676P103 3431 74875 SH DFND 1,2,3 0 74875 0 CORNING INC COM 219350105 2164 65110 SH DFND 1,2,3 0 65110 0 CORTEVA INC COM 22052L104 1923 65040 SH DFND 1,2,3 0 65040 0 COVANTA HLDG CORP COM 22282E102 6390 356779 SH DFND 1,2,3 0 356779 0 CSX CORP COM 126408103 4255 55000 SH DFND 1,2,3 0 55000 0 CVR PARTNERS LP COM 126633106 2056 502664 SH DFND 1,2,3 0 502664 0 D R HORTON INC COM 23331A109 3614 83800 SH DFND 1,2,3 0 83800 0 DELTA AIR LINES INC COM NEW 247361702 5586 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITAL COM 252784301 347 33571 SH DFND 1,2,3 0 33571 0 DISH NETWORK CORP CL A 25470M109 756 19688 SH DFND 1,2,3 0 19688 0 DISNEY WALT CO COM DISNEY 254687106 7934 56819 SH DFND 1,2,3 0 56819 0 DUPONT DE NEMOURS IN COM 26614N102 4883 65040 SH DFND 1,2,3 0 65040 0 EATON CORP PLC SHS G29183103 1840 22100 SH DFND 1,2,3 0 22100 0 EDISON INTL COM 281020107 2438 36162 SH DFND 1,2,3 0 36162 0 ELANCO ANIMAL HEALTH COM 28414H103 1325 39200 SH DFND 1,2,3 0 39200 0 ENOVA INTL INC COM 29357K103 949 41157 SH DFND 1,2,3 0 41157 0 ENSCO ROWAN PLC SHS CLASS A G3166L100 105 12350 SH DFND 1,2,3 0 12350 0 EOG RES INC COM 26875P101 3540 38000 SH DFND 1,2,3 0 38000 0 EXXON MOBIL CORP COM 30231G102 1149 14998 SH DFND 1,2,3 0 14998 0 EZCORP INC CL A NON VTG 302301106 794 83800 SH DFND 1,2,3 0 0 83800 FARMER BROS CO COM 307675108 812 49617 SH DFND 1,2,3 0 49617 0 FIRST BANCORP N C COM 318910106 340 9339 SH DFND 1,2,3 0 9339 0 FIRST CTZNS BANCSHAR CL A 31946M103 1416 3145 SH DFND 1,2,3 0 3145 0 FIRST HORIZON NATL C COM 320517105 1378 92300 SH DFND 1,2,3 0 92300 0 FIRST MIDWEST BANCOR COM 320867104 824 40260 SH DFND 1,2,3 0 40260 0 FORD MTR CO DEL COM 345370860 2504 244808 SH DFND 1,2,3 0 244808 0 FUELCELL ENERGY INC COM 35952H601 29 165753 SH DFND 1,2,3 0 165753 0 GARDNER DENVER HLDGS COM 36555P107 2941 85000 SH DFND 1,2,3 0 85000 0 GENERAL MTRS CO COM 37045V100 7523 195255 SH DFND 1,2,3 0 195255 0 GIBRALTAR INDS INC COM 374689107 1088 26963 SH DFND 1,2,3 0 26963 0 GILDAN ACTIVEWEAR IN COM 375916103 951 24584 SH DFND 1,2,3 0 24584 0 GOLAR LNG LTD BERMUD SHS G9456A100 1027 55553 SH DFND 1,2,3 0 55553 0 GOLDMAN SACHS GROUP COM 38141G104 1626 7949 SH DFND 1,2,3 0 7949 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 904 19800 SH DFND 1,2,3 0 19800 0 HALLIBURTON CO COM 406216101 2930 128869 SH DFND 1,2,3 0 128869 0 HANGER INC COM NEW 41043F208 450 23500 SH DFND 1,2,3 0 23500 0 HCA HEALTHCARE INC COM 40412C101 6759 50000 SH DFND 1,2,3 0 50000 0 HESS CORP COM 42809H107 4453 70041 SH DFND 1,2,3 0 70041 0 HEWLETT PACKARD ENTE COM 42824C109 2251 150554 SH DFND 1,2,3 0 150554 0 HIGHPOINT RES CORP COM 43114K108 231 127100 SH DFND 1,2,3 0 127100 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 230 13267 SH DFND 1,2,3 0 13267 0 HOPE BANCORP INC COM 43940T109 1044 75746 SH DFND 1,2,3 0 75746 0 INNOSPEC INC COM 45768S105 823 9017 SH DFND 1,2,3 0 9017 0 INSIGHT ENTERPRISES COM 45765U103 548 9409 SH DFND 1,2,3 0 9409 0 INTL PAPER CO COM 460146103 2417 55795 SH DFND 1,2,3 0 55795 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5033 100000 SH DFND 1,2,3 0 100000 0 JABIL INC COM 466313103 574 18161 SH DFND 1,2,3 0 18161 0 JACOBS ENGR GROUP IN COM 469814107 5485 65000 SH DFND 1,2,3 0 65000 0 JELD-WEN HLDG INC COM 47580P103 3736 175961 SH DFND 1,2,3 0 175961 0 JPMORGAN CHASE & CO COM 46625H100 19047 170364 SH DFND 1,2,3 0 170364 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 615 6300 SH DFND 1,2,3 0 6300 0 KBR INC COM 48242W106 3281 131551 SH DFND 1,2,3 0 131551 0 KINDER MORGAN INC DE COM 49456B101 10440 500000 SH DFND 1,2,3 0 500000 0 KKR & CO INC CL A 48251W104 1208 47793 SH DFND 1,2,3 0 47793 0 KRAFT HEINZ CO COM 500754106 1812 58365 SH DFND 1,2,3 0 58365 0 LEAR CORP COM NEW 521865204 3363 24150 SH DFND 1,2,3 0 24150 0 LENNAR CORP CL A 526057104 2520 52000 SH DFND 1,2,3 0 52000 0 LINCOLN NATL CORP IN COM 534187109 3641 56500 SH DFND 1,2,3 0 56500 0 LYON WILLIAM HOMES CL A NEW 552074700 490 26898 SH DFND 1,2,3 0 26898 0 LYONDELLBASELL INDUS SHS - A - N53745100 9664 112200 SH DFND 1,2,3 0 112200 0 MACQUARIE INFRASTRUC COM 55608B105 483 11910 SH DFND 1,2,3 0 11910 0 MARATHON PETE CORP COM 56585A102 9500 170000 SH DFND 1,2,3 0 170000 0 MASONITE INTL CORP N COM 575385109 1236 23464 SH DFND 1,2,3 0 23464 0 MCKESSON CORP COM 58155Q103 3085 22952 SH DFND 1,2,3 0 22952 0 METLIFE INC COM 59156R108 2856 57490 SH DFND 1,2,3 0 57490 0 MICROSOFT CORP COM 594918104 22304 166500 SH DFND 1,2,3 0 166500 0 MILLER INDS INC TENN COM NEW 600551204 469 15248 SH DFND 1,2,3 0 15248 0 MORGAN STANLEY COM NEW 617446448 2179 49734 SH DFND 1,2,3 0 49734 0 MOTORCAR PTS AMER IN COM 620071100 694 32399 SH DFND 1,2,3 0 32399 0 MOTOROLA SOLUTIONS I COM NEW 620076307 3818 22900 SH DFND 1,2,3 0 22900 0 MURPHY OIL CORP COM 626717102 774 31414 SH DFND 1,2,3 0 31414 0 MYLAN N V SHS EURO N59465109 1298 68171 SH DFND 1,2,3 0 68171 0 NATIONAL OILWELL VAR COM 637071101 2897 130318 SH DFND 1,2,3 0 130318 0 NAVIGANT CONSULTING COM 63935N107 317 13686 SH DFND 1,2,3 0 13686 0 NELNET INC CL A 64031N108 266 4500 SH DFND 1,2,3 0 4500 0 NEWELL BRANDS INC COM 651229106 1836 119068 SH DFND 1,2,3 0 119068 0 NOVAGOLD RES INC COM NEW 66987E206 3009 509124 SH DFND 1,2,3 0 509124 0 OCCIDENTAL PETE CORP COM 674599105 3482 69248 SH DFND 1,2,3 0 69248 0 OFFICE PPTYS INCOME COM SHS BEN INT 67623C109 522 19853 SH DFND 1,2,3 0 19853 0 OMNICOM GROUP INC COM 681919106 2824 34457 SH DFND 1,2,3 0 34457 0 ORACLE CORP COM 68389X105 8650 151834 SH DFND 1,2,3 0 151834 0 PFIZER INC COM 717081103 7597 175358 SH DFND 1,2,3 0 175358 0 PHILLIPS 66 COM 718546104 935 10000 SH DFND 1,2,3 0 10000 0 PIONEER NAT RES CO COM 723787107 4123 26800 SH DFND 1,2,3 0 26800 0 PITNEY BOWES INC COM 724479100 1031 240782 SH DFND 1,2,3 0 240782 0 PORTLAND GEN ELEC CO COM NEW 736508847 580 10700 SH DFND 1,2,3 0 10700 0 PVH CORP COM 693656100 2124 22443 SH DFND 1,2,3 0 22443 0 REALOGY HLDGS CORP COM 75605Y106 243 33560 SH DFND 1,2,3 0 33560 0 REV GROUP INC COM 749527107 1304 90520 SH DFND 1,2,3 0 90520 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 1268 19490 SH DFND 1,2,3 0 19490 0 RYDER SYS INC COM 783549108 3271 56102 SH DFND 1,2,3 0 56102 0 SCANSOURCE INC COM 806037107 1123 34503 SH DFND 1,2,3 0 34503 0 SCIENCE APPLICATNS I COM 808625107 883 10200 SH DFND 1,2,3 0 10200 0 SOUTH ST CORP COM 840441109 541 7341 SH DFND 1,2,3 0 7341 0 SPECTRUM BRANDS HLDG COM 84790A105 862 16023 SH DFND 1,2,3 0 16023 0 STANLEY BLACK & DECK COM 854502101 1861 12866 SH DFND 1,2,3 0 12866 0 STEELCASE INC CL A 858155203 366 21407 SH DFND 1,2,3 0 21407 0 SUPERIOR ENERGY SVCS COM 868157108 41 31500 SH DFND 1,2,3 0 31500 0 SYNOVUS FINL CORP COM NEW 87161C501 833 23809 SH DFND 1,2,3 0 23809 0 T MOBILE US INC COM 872590104 2447 33000 SH DFND 1,2,3 0 33000 0 TCF FINL CORP COM 872275102 740 35599 SH DFND 1,2,3 0 35599 0 TEEKAY TANKERS LTD CL A Y8565N102 223 174250 SH DFND 1,2,3 0 174250 0 TENET HEALTHCARE COR COM NEW 88033G407 281 13625 SH DFND 1,2,3 0 13625 0 TEREX CORP NEW COM 880779103 2662 84765 SH DFND 1,2,3 0 84765 0 TETRA TECHNOLOGIES I COM 88162F105 148 90700 SH DFND 1,2,3 0 90700 0 TRAVELERS COMPANIES COM 89417E109 3379 22600 SH DFND 1,2,3 0 22600 0 TRIMAS CORP COM NEW 896215209 1117 36078 SH DFND 1,2,3 0 36078 0 TRIPLE-S MGMT CORP CL B 896749108 812 34053 SH DFND 1,2,3 0 34053 0 TUPPERWARE BRANDS CO COM 899896104 267 14038 SH DFND 1,2,3 0 14038 0 UBS GROUP AG SHS H42097107 1193 100375 SH DFND 1,2,3 0 100375 0 UNION PACIFIC CORP COM 907818108 2401 14200 SH DFND 1,2,3 0 14200 0 UNITED RENTALS INC COM 911363109 3196 24100 SH DFND 1,2,3 0 24100 0 UNITED TECHNOLOGIES COM 913017109 3164 24300 SH DFND 1,2,3 0 24300 0 UNITEDHEALTH GROUP I COM 91324P102 8052 33000 SH DFND 1,2,3 0 33000 0 UNIVERSAL CORP VA COM 913456109 1266 20835 SH DFND 1,2,3 0 20835 0 US FOODS HLDG CORP COM 912008109 5543 155000 SH DFND 1,2,3 0 155000 0 VAREX IMAGING CORP COM 92214X106 960 31324 SH DFND 1,2,3 0 31324 0 VERIZON COMMUNICATIO COM 92343V104 3354 58715 SH DFND 1,2,3 0 58715 0 VIRTUS INVT PARTNERS COM 92828Q109 1040 9685 SH DFND 1,2,3 0 9685 0 VISTRA ENERGY CORP COM 92840M102 1605 70900 SH DFND 1,2,3 0 70900 0 VORNADO RLTY TR SH BEN INT 929042109 3238 50515 SH DFND 1,2,3 0 50515 0 VOYA FINL INC COM 929089100 1786 32300 SH DFND 1,2,3 0 32300 0 WABTEC CORP COM 929740108 4314 60117 SH DFND 1,2,3 0 60117 0 WEBSTER FINL CORP CO COM 947890109 872 18263 SH DFND 1,2,3 0 18263 0 WELLS FARGO CO NEW COM 949746101 2483 52463 SH DFND 1,2,3 0 52463 0 WESCO AIRCRAFT HLDGS COM 950814103 1322 119070 SH DFND 1,2,3 0 119070 0 WESTERN DIGITAL CORP COM 958102105 6895 145000 SH DFND 1,2,3 0 145000 0 WILLIAMS COS INC DEL COM 969457100 479 17070 SH DFND 1,2,3 0 17070 0 WPX ENERGY INC COM 98212B103 2147 186500 SH DFND 1,2,3 0 186500 0 WSFS FINL CORP COM 929328102 713 17269 SH DFND 1,2,3 0 17269 0 XEROX CORP COM NEW 984121608 1798 50764 SH DFND 1,2,3 0 50764 0