0000021175-18-000121.txt : 20181113 0000021175-18-000121.hdr.sgml : 20181113 20181113131349 ACCESSION NUMBER: 0000021175-18-000121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 181176874 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2018 09-30-2018 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Included in the assets reported herein are HighPoint Resources (CUSIP G3157S106, value of $110 thousand, acquired in March 2018), which was inadvertently omitted from the entities prior Form 13(f) filings. Lawrence J. Boysen 312-822-5653 Lawrence J. Boysen Chicago IL 11-09-2018 3 179 484096 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q32018form13fhrinformation.xml INFORMATION TABLE ACTIVISION BLIZZARD COM 00507V109 1664 20000 SH DFND 1,2,3 0 20000 0 ACTUANT CORP CL A NEW 00508X203 1560 55925 SH DFND 1,2,3 0 55925 0 ADIENT PLC ORD SHS G0084W101 3538 90000 SH DFND 1,2,3 0 90000 0 AECOM COM 00766T100 1052 32202 SH DFND 1,2,3 0 32202 0 AERCAP HOLDINGS NV SHS N00985106 3164 55000 SH DFND 1,2,3 0 55000 0 AETNA INC NEW COM 00817Y108 9798 48300 SH DFND 1,2,3 0 48300 0 ALPHABET INC CAP STK CL C 02079K107 6325 5300 SH DFND 1,2,3 0 5300 0 ALPHABET INC CAP STK CL A 02079K305 4146 3435 SH DFND 1,2,3 0 3435 0 AMERICAN AIRLS GROUP COM 02376R102 1339 32400 SH DFND 1,2,3 0 32400 0 AMERICAN EQTY INVT L COM 025676206 1011 28585 SH DFND 1,2,3 0 28585 0 AMERICAN INTL GROUP COM NEW 026874784 2422 45499 SH DFND 1,2,3 0 45499 0 AMGEN INC COM 031162100 2079 10030 SH DFND 1,2,3 0 10030 0 ANADARKO PETE CORP COM 032511107 879 13040 SH DFND 1,2,3 0 13040 0 ANALOG DEVICES INC COM 032654105 3698 40000 SH DFND 1,2,3 0 40000 0 ANIXTER INTL INC COM 035290105 1595 22692 SH DFND 1,2,3 0 22692 0 ARC DOCUMENT SOLUTIO COM 00191G103 136 47823 SH DFND 1,2,3 0 47823 0 ARGO GROUP INTL HLDG COM G0464B107 942 14934 SH DFND 1,2,3 0 14934 0 ARRIS INTL INC SHS G0551A103 492 18916 SH DFND 1,2,3 0 18916 0 ASPEN INSURANCE HOLD SHS G05384105 1285 30746 SH DFND 1,2,3 0 30746 0 ASSOCIATED BANC CORP COM 045487105 1432 55074 SH DFND 1,2,3 0 55074 0 AT&T INC COM 00206R102 1545 46014 SH DFND 1,2,3 0 46014 0 ATHENE HLDG LTD CL A G0684D107 2583 50000 SH DFND 1,2,3 0 50000 0 ATLANTIC CAP BANCSHA COM 048269203 325 19374 SH DFND 1,2,3 0 19374 0 AVIS BUDGET GROUP COM 053774105 970 30186 SH DFND 1,2,3 0 30186 0 AVNET INC COM 053807103 3266 72961 SH DFND 1,2,3 0 72961 0 AXA EQUITABLE HLDGS COM 054561105 1813 84525 SH DFND 1,2,3 0 84525 0 AXIS CAPITAL HOLDING SHS G0692U109 3240 56140 SH DFND 1,2,3 0 56140 0 BANK AMER CORP COM 060505104 5676 192682 SH DFND 1,2,3 0 192682 0 BARRICK GOLD CORP COM 067901108 1669 150595 SH DFND 1,2,3 0 150595 0 BP PLC SPONSORED ADR 055622104 1350 29281 SH DFND 1,2,3 0 29281 0 BRIGHTSPHERE INVESTM SHS G1644T109 356 28733 SH DFND 1,2,3 0 28733 0 BROOKDALE SR LIVING COM 112463104 1511 153740 SH DFND 1,2,3 0 153740 0 CAPITAL ONE FINL COR COM 14040H105 3021 31827 SH DFND 1,2,3 0 31827 0 CARPENTER TECHNOLOGY COM 144285103 474 8036 SH DFND 1,2,3 0 8036 0 CATCHMARK TIMBER TR CL A 14912Y202 160 13960 SH DFND 1,2,3 0 13960 0 CATERPILLAR INC DEL COM 149123101 1404 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 1117 103137 SH DFND 1,2,3 0 103137 0 CENOVUS ENERGY INC COM 15135U109 2069 205929 SH DFND 1,2,3 0 205929 0 CHESAPEAKE ENERGY CO COM 165167107 560 124800 SH DFND 1,2,3 0 124800 0 CIGNA CORPORATION COM 125509109 4165 20000 SH DFND 1,2,3 0 20000 0 CISCO SYS INC COM 17275R102 8348 171600 SH DFND 1,2,3 0 171600 0 CITIGROUP INC COM NEW 172967424 14394 200641 SH DFND 1,2,3 0 200641 0 CNO FINL GROUP INC COM 12621E103 993 46789 SH DFND 1,2,3 0 46789 0 COCA COLA CO COM 191216100 1316 28500 SH DFND 1,2,3 0 28500 0 COGNIZANT TECHNOLOGY CL A 192446102 2574 33367 SH DFND 1,2,3 0 33367 0 COMCAST CORP NEW CL A 20030N101 8059 227600 SH DFND 1,2,3 0 227600 0 COMTECH TELECOMMUNIC COM NEW 205826209 2801 77219 SH DFND 1,2,3 0 77219 0 CONMED CORP COM 207410101 436 5503 SH DFND 1,2,3 0 5503 0 CORNING INC COM 219350105 3810 107935 SH DFND 1,2,3 0 107935 0 COVANTA HLDG CORP COM 22282E102 6821 419739 SH DFND 1,2,3 0 419739 0 CSX CORP COM 126408103 4073 55000 SH DFND 1,2,3 0 55000 0 CVR PARTNERS LP COM 126633106 1915 502664 SH DFND 1,2,3 0 502664 0 D R HORTON INC COM 23331A109 4395 104200 SH DFND 1,2,3 0 104200 0 DELTA AIR LINES INC COM NEW 247361702 5693 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITAL COM 252784301 392 33571 SH DFND 1,2,3 0 33571 0 DISH NETWORK CORP CL A 25470M109 2428 67908 SH DFND 1,2,3 0 67908 0 DOLLAR TREE INC COM 256746108 2368 29042 SH DFND 1,2,3 0 29042 0 DOVER CORP COM 260003108 2553 28836 SH DFND 1,2,3 0 28836 0 DOWDUPONT INC COM 26078J100 7231 112439 SH DFND 1,2,3 0 112439 0 EATON CORP PLC SHS G29183103 1917 22100 SH DFND 1,2,3 0 22100 0 EDISON INTL COM 281020107 2835 41892 SH DFND 1,2,3 0 41892 0 ENOVA INTL INC COM 29357K103 658 22857 SH DFND 1,2,3 0 22857 0 ENSCO PLC SHS CLASS A G3157S106 311 36800 SH DFND 1,2,3 0 36800 0 EOG RES INC COM 26875P101 4848 38000 SH DFND 1,2,3 0 38000 0 ESSENDANT INC COM 296689102 1116 87059 SH DFND 1,2,3 0 87059 0 EVERGY INC COM 30034W106 516 9390 SH DFND 1,2,3 0 9390 0 EVERTEC INC COM 30040P103 438 18162 SH DFND 1,2,3 0 18162 0 EXXON MOBIL CORP COM 30231G102 1381 16243 SH DFND 1,2,3 0 16243 0 EZCORP INC CL A NON VTG 302301106 574 53600 SH DFND 1,2,3 0 53600 0 FEDEX CORP COM 31428X106 6044 25100 SH DFND 1,2,3 0 25100 0 FGL HLDGS ORD SHS G3402M102 2216 247557 SH DFND 1,2,3 0 247557 0 FIRST BANCORP N C COM 318910106 277 6839 SH DFND 1,2,3 0 6839 0 FIRST CTZNS BANCSHAR CL A 31946M103 1422 3145 SH DFND 1,2,3 0 3145 0 FIRST HORIZON NATL C COM 320517105 1496 86700 SH DFND 1,2,3 0 86700 0 FIRST MIDWEST BANCOR COM 320867104 805 30292 SH DFND 1,2,3 0 30292 0 FLEX LTD ORD Y2573F102 2624 200000 SH DFND 1,2,3 0 200000 0 FORD MTR CO DEL COM PAR $0.01 345370860 2924 316162 SH DFND 1,2,3 0 316162 0 FOREST CITY RLTY TR COM CL A 345605109 1706 68000 SH DFND 1,2,3 0 68000 0 FRANKLIN RES INC COM 354613101 1810 59515 SH DFND 1,2,3 0 59515 0 FUELCELL ENERGY INC COM NEW 35952H502 610 570025 SH DFND 1,2,3 0 570025 0 GENERAL MTRS CO COM 37045V100 12298 365255 SH DFND 1,2,3 0 365255 0 GIBRALTAR INDS INC COM 374689107 1198 26276 SH DFND 1,2,3 0 26276 0 GOLAR LNG LTD BERMUD SHS G9456A100 827 29753 SH DFND 1,2,3 0 29753 0 GOLDMAN SACHS GROUP COM 38141G104 1782 7949 SH DFND 1,2,3 0 7949 0 GOVERNMENT PPTYS INC COM SHS BEN INT 38376A103 510 45214 SH DFND 1,2,3 0 45214 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 1004 23400 SH DFND 1,2,3 0 23400 0 HALLIBURTON CO COM 406216101 1523 37565 SH DFND 1,2,3 0 37565 0 HANGER INC COM NEW 41043F208 492 20700 SH DFND 1,2,3 0 20700 0 HANOVER INS GROUP IN COM 410867105 865 7009 SH DFND 1,2,3 0 7009 0 HCA HEALTHCARE INC COM 40412C101 1391 10000 SH DFND 1,2,3 0 10000 0 HESS CORP COM 42809H107 3597 50250 SH DFND 1,2,3 0 50250 0 HEWLETT PACKARD ENTE COM 42824C109 2456 150554 SH DFND 1,2,3 0 150554 0 HIGHPOINT RES CORP COM 43114K108 538 110200 SH DFND 1,2,3 0 110200 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 568 30967 SH DFND 1,2,3 0 30967 0 HOPE BANCORP INC COM 43940T109 1225 75746 SH DFND 1,2,3 0 75746 0 INNOSPEC INC COM 45768S105 1245 16217 SH DFND 1,2,3 0 16217 0 INSIGHT ENTERPRISES COM 45765U103 1167 21576 SH DFND 1,2,3 0 21576 0 INTL PAPER CO COM 460146103 2742 55795 SH DFND 1,2,3 0 55795 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5019 100000 SH DFND 1,2,3 0 100000 0 JELD-WEN HLDG INC COM 47580P103 2946 119474 SH DFND 1,2,3 0 119474 0 JPMORGAN CHASE & CO COM 46625H100 10862 96264 SH DFND 1,2,3 0 96264 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 665 6100 SH DFND 1,2,3 0 6100 0 KAPSTONE PAPER & PAC COM 48562P103 432 12731 SH DFND 1,2,3 0 12731 0 KBR INC COM 48242W106 2547 120525 SH DFND 1,2,3 0 120525 0 KINDER MORGAN INC DE COM 49456B101 5585 315000 SH DFND 1,2,3 0 315000 0 KKR & CO INC CL A 48251W104 1303 47793 SH DFND 1,2,3 0 47793 0 LENNAR CORP CL A 526057104 3175 68000 SH DFND 1,2,3 0 68000 0 LINCOLN NATL CORP IN COM 534187109 8295 122600 SH DFND 1,2,3 0 122600 0 LKQ CORP COM 501889208 3167 100000 SH DFND 1,2,3 0 100000 0 LYON WILLIAM HOMES CL A NEW 552074700 427 26898 SH DFND 1,2,3 0 26898 0 LYONDELLBASELL INDUS SHS - A - N53745100 6581 64200 SH DFND 1,2,3 0 64200 0 MACQUARIE INFRASTRUC COM 55608B105 275 5955 SH DFND 1,2,3 0 5955 0 MARATHON PETE CORP COM 56585A102 4398 55000 SH DFND 1,2,3 0 55000 0 MASONITE INTL CORP N COM 575385109 1504 23464 SH DFND 1,2,3 0 23464 0 MCKESSON CORP COM 58155Q103 2273 17133 SH DFND 1,2,3 0 17133 0 MEDNAX INC COM 58502B106 2705 57979 SH DFND 1,2,3 0 57979 0 METLIFE INC COM 59156R108 2686 57490 SH DFND 1,2,3 0 57490 0 MICROSOFT CORP COM 594918104 14399 125900 SH DFND 1,2,3 0 125900 0 MILLER INDS INC TENN COM NEW 600551204 294 10927 SH DFND 1,2,3 0 10927 0 MOELIS & CO CL A 60786M105 11965 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW 617446448 2316 49734 SH DFND 1,2,3 0 49734 0 MURPHY OIL CORP COM 626717102 2374 71193 SH DFND 1,2,3 0 71193 0 MYLAN N V SHS EURO N59465109 2823 77142 SH DFND 1,2,3 0 77142 0 NATIONAL OILWELL VAR COM 637071101 1744 40490 SH DFND 1,2,3 0 40490 0 NAVIGANT CONSULTING COM 63935N107 929 40304 SH DFND 1,2,3 0 40304 0 NELNET INC CL A 64031N108 274 4800 SH DFND 1,2,3 0 4800 0 NEWELL BRANDS INC COM 651229106 1320 65004 SH DFND 1,2,3 0 65004 0 NEWS CORP NEW CL A 65249B109 966 73225 SH DFND 1,2,3 0 73225 0 NOVAGOLD RES INC COM NEW 66987E206 1889 509124 SH DFND 1,2,3 0 509124 0 NRG ENERGY INC COM NEW 629377508 1584 42341 SH DFND 1,2,3 0 42341 0 NXP SEMICONDUCTORS N COM N6596X109 1420 16608 SH DFND 1,2,3 0 16608 0 OCCIDENTAL PETE CORP COM 674599105 892 10855 SH DFND 1,2,3 0 10855 0 OMNICOM GROUP INC COM 681919106 2977 43760 SH DFND 1,2,3 0 43760 0 ORACLE CORP COM 68389X105 9491 184075 SH DFND 1,2,3 0 184075 0 PFIZER INC COM 717081103 8219 186491 SH DFND 1,2,3 0 186491 0 PG&E CORP COM 69331C108 1537 33410 SH DFND 1,2,3 0 33410 0 PIONEER NAT RES CO COM 723787107 4668 26800 SH DFND 1,2,3 0 26800 0 PITNEY BOWES INC COM 724479100 1550 218965 SH DFND 1,2,3 0 218965 0 PORTLAND GEN ELEC CO COM NEW 736508847 465 10200 SH DFND 1,2,3 0 10200 0 REALOGY HLDGS CORP COM 75605Y106 693 33560 SH DFND 1,2,3 0 33560 0 REV GROUP INC COM 749527107 270 17192 SH DFND 1,2,3 0 17192 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 2688 39443 SH DFND 1,2,3 0 39443 0 RYDER SYS INC COM 783549108 3173 43424 SH DFND 1,2,3 0 43424 0 SCANSOURCE INC COM 806037107 1155 28945 SH DFND 1,2,3 0 28945 0 SCIENCE APPLICATNS I COM 808625107 733 9100 SH DFND 1,2,3 0 9100 0 SOUTH ST CORP COM 840441109 602 7341 SH DFND 1,2,3 0 7341 0 SPDR GOLD TRUST GOLD SHS 78463V107 24131 214000 SH DFND 1,2,3 0 214000 0 STEELCASE INC CL A 858155203 1171 63296 SH DFND 1,2,3 0 63296 0 SUPERIOR ENERGY SVCS COM 868157108 506 51985 SH DFND 1,2,3 0 51985 0 SYNOVUS FINL CORP COM NEW 87161C501 669 14610 SH DFND 1,2,3 0 14610 0 TCF FINL CORP COM 872275102 848 35599 SH DFND 1,2,3 0 35599 0 TECK RESOURCES LTD CL B 878742204 959 39780 SH DFND 1,2,3 0 39780 0 TEEKAY TANKERS LTD CL A Y8565N102 414 418650 SH DFND 1,2,3 0 418650 0 TENET HEALTHCARE COR COM NEW 88033G407 388 13625 SH DFND 1,2,3 0 13625 0 TEREX CORP NEW COM 880779103 2560 64142 SH DFND 1,2,3 0 64142 0 TETRA TECHNOLOGIES I COM 88162F105 249 55300 SH DFND 1,2,3 0 55300 0 TEXTRON INC COM 883203101 3109 43500 SH DFND 1,2,3 0 43500 0 TRAVELERS COMPANIES COM 89417E109 4280 33000 SH DFND 1,2,3 0 33000 0 TRIMAS CORP COM NEW 896215209 1547 50882 SH DFND 1,2,3 0 50882 0 TRIPLE-S MGMT CORP CL B 896749108 620 32828 SH DFND 1,2,3 0 32828 0 TUPPERWARE BRANDS CO COM 899896104 622 18600 SH DFND 1,2,3 0 18600 0 TWENTY FIRST CENTY F CL B 90130A200 2461 53705 SH DFND 1,2,3 0 53705 0 UBS GROUP AG SHS H42097107 1585 100375 SH DFND 1,2,3 0 100375 0 UNION BANKSHARES COR COM 90539J109 12085 313649 SH DFND 1,2,3 0 313649 0 UNITED RENTALS INC COM 911363109 6053 37000 SH DFND 1,2,3 0 37000 0 UNIVERSAL CORP VA COM 913456109 1519 23364 SH DFND 1,2,3 0 23364 0 US FOODS HLDG CORP COM 912008109 1541 50000 SH DFND 1,2,3 0 50000 0 VERIZON COMMUNICATIO COM 92343V104 3135 58715 SH DFND 1,2,3 0 58715 0 VIRTUS INVT PARTNERS COM 92828Q109 1250 10985 SH DFND 1,2,3 0 10985 0 VORNADO RLTY TR SH BEN INT 929042109 3688 50515 SH DFND 1,2,3 0 50515 0 VOYA FINL INC COM 929089100 2217 44636 SH DFND 1,2,3 0 44636 0 WEBSTER FINL CORP CO COM 947890109 904 15337 SH DFND 1,2,3 0 15337 0 WELLS FARGO CO NEW COM 949746101 2215 42147 SH DFND 1,2,3 0 42147 0 WESCO AIRCRAFT HLDGS COM 950814103 703 62470 SH DFND 1,2,3 0 62470 0 WESTERN DIGITAL CORP COM 958102105 5561 95000 SH DFND 1,2,3 0 95000 0 WILLIAMS COS INC DEL COM 969457100 464 17070 SH DFND 1,2,3 0 17070 0 WILLIS TOWERS WATSON SHS G96629103 3524 25000 SH DFND 1,2,3 0 25000 0 WPX ENERGY INC COM 98212B103 3752 186500 SH DFND 1,2,3 0 186500 0 XEROX CORP COM NEW 984121608 2724 100952 SH DFND 1,2,3 0 100952 0