Senior Vice President and Corporate Controller

0000021175-18-000076.txt : 20180515 0000021175-18-000076.hdr.sgml : 20180515 20180515105653 ACCESSION NUMBER: 0000021175-18-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 18834149 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 03-31-2018 03-31-2018 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Included in the assets reported herein are Ensco PLC (CUSIP G3157S106, value of $210 thousand, purchased in July 2017) and UBS Group AG (CUSIP H42097107, value of $1,767 thousand, purchased in November 2014), which were inadvertently omitted from the entities prior Form 13(f) filings. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 05-14-2018 3 180 469911 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q12018form13fhrinformation.xml INFORMATION TABLE SPDR GOLD TRUST GOLD SHS 78463V107 26919 214000 SH DFND 1,2,3 0 214000 0 TEXTRON INC COM 883203101 2565 43500 SH DFND 1,2,3 0 43500 0 FEDEX CORP COM 31428X106 6027 25100 SH DFND 1,2,3 0 25100 0 JPMORGAN CHASE & CO COM 46625H100 11639 105838 SH DFND 1,2,3 0 105838 0 LINCOLN NATL CORP IN COM 534187109 9790 134000 SH DFND 1,2,3 0 134000 0 AETNA INC NEW COM 00817Y108 14872 88000 SH DFND 1,2,3 0 88000 0 TOLL BROTHERS INC COM 889478103 1600 37000 SH DFND 1,2,3 0 37000 0 EOG RES INC COM 26875P101 4000 38000 SH DFND 1,2,3 0 38000 0 CABOT OIL & GAS CORP COM 127097103 2398 100000 SH DFND 1,2,3 0 100000 0 LENNAR CORP CL A 526057104 2947 50000 SH DFND 1,2,3 0 50000 0 COMCAST CORP NEW CL A 20030N101 10832 317000 SH DFND 1,2,3 0 317000 0 CISCO SYS INC COM 17275R102 7596 177100 SH DFND 1,2,3 0 177100 0 ORACLE CORP COM 68389X105 10810 236275 SH DFND 1,2,3 0 236275 0 LYONDELLBASELL INDUS SHS - A - N53745100 4671 44200 SH DFND 1,2,3 0 44200 0 MICROSOFT CORP COM 594918104 11947 130900 SH DFND 1,2,3 0 130900 0 WHIRLPOOL CORP COM 963320106 2549 16650 SH DFND 1,2,3 0 16650 0 TAYLOR MORRISON HOME CL A 87724P106 1164 50000 SH DFND 1,2,3 0 50000 0 CITIGROUP INC COM NEW 172967424 13543 200641 SH DFND 1,2,3 0 200641 0 ALPHABET INC CAP STK CL C 02079K107 5468 5300 SH DFND 1,2,3 0 5300 0 D R HORTON INC COM 23331A109 4568 104200 SH DFND 1,2,3 0 104200 0 APOLLO GLOBAL MGMT L CL A SHS 037612306 880 29700 SH DFND 1,2,3 0 29700 0 FGL HLDGS ORD SHS G3402M102 3695 364000 SH DFND 1,2,3 0 364000 0 ASSURANT INC COM 04621X108 2683 29350 SH DFND 1,2,3 0 29350 0 AMERICAN AIRLS GROUP COM 02376R102 4089 78700 SH DFND 1,2,3 0 78700 0 WPX ENERGY INC COM 98212B103 2756 186500 SH DFND 1,2,3 0 186500 0 PIONEER NAT RES CO COM 723787107 4604 26800 SH DFND 1,2,3 0 26800 0 TRAVELERS COMPANIES COM 89417E109 4582 33000 SH DFND 1,2,3 0 33000 0 UNITED RENTALS INC COM 911363109 6909 40000 SH DFND 1,2,3 0 40000 0 ATHENE HLDG LTD CL A G0684D107 2391 50000 SH DFND 1,2,3 0 50000 0 T MOBILE US INC COM 872590104 1528 25000 SH DFND 1,2,3 0 25000 0 DELTA AIR LINES INC COM NEW 247361702 5395 98440 SH DFND 1,2,3 0 98440 0 ANALOG DEVICES INC COM 032654105 3645 40000 SH DFND 1,2,3 0 40000 0 SYNOVUS FINL CORP COM NEW 87161C501 870 17413 SH DFND 1,2,3 0 17413 0 UNIVERSAL CORP VA COM 913456109 1043 21512 SH DFND 1,2,3 0 21512 0 FIRST MIDWEST BANCOR COM 320867104 829 33701 SH DFND 1,2,3 0 33701 0 ESSENDANT INC COM 296689102 1020 130739 SH DFND 1,2,3 0 130739 0 DIAMONDROCK HOSPITAL COM 252784301 350 33571 SH DFND 1,2,3 0 33571 0 KBR INC COM 48242W106 1905 117642 SH DFND 1,2,3 0 117642 0 HOPE BANCORP INC COM 43940T109 1460 80244 SH DFND 1,2,3 0 80244 0 WEBSTER FINL CORP CO COM 947890109 1273 22979 SH DFND 1,2,3 0 22979 0 TCF FINL CORP COM 872275102 812 35599 SH DFND 1,2,3 0 35599 0 AMERICAN EQTY INVT L COM 025676206 1325 45114 SH DFND 1,2,3 0 45114 0 CHART INDS INC COM PAR $0.01 16115Q308 809 13698 SH DFND 1,2,3 0 13698 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 663 9831 SH DFND 1,2,3 0 9831 0 EVERTEC INC COM 30040P103 595 36408 SH DFND 1,2,3 0 36408 0 CUBIC CORP COM 229669106 1249 19631 SH DFND 1,2,3 0 19631 0 INSIGHT ENTERPRISES COM 45765U103 913 26146 SH DFND 1,2,3 0 26146 0 GENWORTH FINL INC COM CL A 37247D106 177 62650 SH DFND 1,2,3 0 62650 0 VERIFONE SYS INC COM 92342Y109 1185 77047 SH DFND 1,2,3 0 77047 0 ARGO GROUP INTL HLDG COM G0464B107 1028 17912 SH DFND 1,2,3 0 17912 0 OWENS & MINOR INC NE COM 690732102 645 41472 SH DFND 1,2,3 0 41472 0 DIEBOLD NXDF INC COM 253651103 1209 78516 SH DFND 1,2,3 0 78516 0 PLY GEM HLDGS INC COM 72941W100 577 26734 SH DFND 1,2,3 0 26734 0 JELD-WEN HLDG INC COM 47580P103 3444 112479 SH DFND 1,2,3 0 112479 0 SCANSOURCE INC COM 806037107 1210 34035 SH DFND 1,2,3 0 34035 0 TRIPLE-S MGMT CORP CL B 896749108 1151 44017 SH DFND 1,2,3 0 44017 0 STEELCASE INC CL A 858155203 1123 82586 SH DFND 1,2,3 0 82586 0 MASONITE INTL CORP N COM 575385109 1440 23464 SH DFND 1,2,3 0 23464 0 GIBRALTAR INDS INC COM 374689107 1430 42249 SH DFND 1,2,3 0 42249 0 ASPEN INSURANCE HOLD SHS G05384105 1371 30561 SH DFND 1,2,3 0 30561 0 MURPHY OIL CORP COM 626717102 2580 99853 SH DFND 1,2,3 0 99853 0 TEREX CORP NEW COM 880779103 1745 46646 SH DFND 1,2,3 0 46646 0 ARC DOCUMENT SOLUTIO COM 00191G103 105 47823 SH DFND 1,2,3 0 47823 0 ANIXTER INTL INC COM 035290105 1721 22714 SH DFND 1,2,3 0 22714 0 AVIS BUDGET GROUP COM 053774105 1163 24839 SH DFND 1,2,3 0 24839 0 HANOVER INS GROUP IN COM 410867105 962 8158 SH DFND 1,2,3 0 8158 0 WESCO AIRCRAFT HLDGS COM 950814103 469 45770 SH DFND 1,2,3 0 45770 0 ASSOCIATED BANC CORP COM 045487105 1568 63115 SH DFND 1,2,3 0 63115 0 TRIMAS CORP COM NEW 896215209 1616 61557 SH DFND 1,2,3 0 61557 0 ACTUANT CORP CL A NEW 00508X203 1568 67446 SH DFND 1,2,3 0 67446 0 SUPERIOR ENERGY SVCS COM 868157108 430 50985 SH DFND 1,2,3 0 50985 0 AXIS CAPITAL HOLDING SHS G0692U109 2700 46900 SH DFND 1,2,3 0 46900 0 WALMART INC COM 931142103 389 4373 SH DFND 1,2,3 0 4373 0 MCKESSON CORP COM 58155Q103 2414 17133 SH DFND 1,2,3 0 17133 0 CENOVUS ENERGY INC COM 15135U109 1751 205929 SH DFND 1,2,3 0 205929 0 HEWLETT PACKARD ENTE COM 42824C109 2641 150554 SH DFND 1,2,3 0 150554 0 OMNICOM GROUP INC COM 681919106 3180 43760 SH DFND 1,2,3 0 43760 0 FRANKLIN RES INC COM 354613101 2064 59515 SH DFND 1,2,3 0 59515 0 MICRO FOCUS INTERNAT SPON ADR NEW 594837304 284 20248 SH DFND 1,2,3 0 20248 0 STATE STR CORP COM 857477103 1908 19128 SH DFND 1,2,3 0 19128 0 EXXON MOBIL CORP COM 30231G102 1212 16243 SH DFND 1,2,3 0 16243 0 AMERICAN INTL GROUP COM NEW 026874784 2476 45499 SH DFND 1,2,3 0 45499 0 AECOM COM 00766T100 1147 32202 SH DFND 1,2,3 0 32202 0 DOVER CORP COM 260003108 2257 22982 SH DFND 1,2,3 0 22982 0 BANK AMER CORP COM 060505104 3076 102567 SH DFND 1,2,3 0 102567 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 3154 49427 SH DFND 1,2,3 0 49427 0 HALLIBURTON CO COM 406216101 953 20308 SH DFND 1,2,3 0 20308 0 FORD MTR CO DEL COM PAR $0.01 345370860 3687 332775 SH DFND 1,2,3 0 332775 0 MEDNAX INC COM 58502B106 1953 35106 SH DFND 1,2,3 0 35106 0 COGNIZANT TECHNOLOGY CL A 192446102 2686 33367 SH DFND 1,2,3 0 33367 0 GOLDMAN SACHS GROUP COM 38141G104 3400 13500 SH DFND 1,2,3 0 13500 0 CAPITAL ONE FINL COR COM 14040H105 3050 31827 SH DFND 1,2,3 0 31827 0 NEWS CORP NEW CL A 65249B109 1157 73225 SH DFND 1,2,3 0 73225 0 VOYA FINL INC COM 929089100 2651 52487 SH DFND 1,2,3 0 52487 0 MYLAN N V SHS EURO N59465109 3176 77142 SH DFND 1,2,3 0 77142 0 AVNET INC COM 053807103 3663 87706 SH DFND 1,2,3 0 87706 0 MORGAN STANLEY COM NEW 617446448 2684 49734 SH DFND 1,2,3 0 49734 0 UBS GROUP AG SHS H42097107 1767 100375 SH DFND 1,2,3 0 100375 0 METLIFE INC COM 59156R108 1883 41025 SH DFND 1,2,3 0 41025 0 WELLS FARGO CO NEW COM 949746101 2209 42147 SH DFND 1,2,3 0 42147 0 RYDER SYS INC COM 783549108 2211 30372 SH DFND 1,2,3 0 30372 0 BP PLC SPONSORED ADR 055622104 1894 46728 SH DFND 1,2,3 0 46728 0 EDISON INTL COM 281020107 946 14863 SH DFND 1,2,3 0 14863 0 AMGEN INC COM 031162100 1710 10030 SH DFND 1,2,3 0 10030 0 MONSANTO CO NEW COM 61166W101 415 3560 SH DFND 1,2,3 0 3560 0 GOLAR LNG LTD BERMUD SHS G9456A100 3456 126313 SH DFND 1,2,3 0 126313 0 COVANTA HLDG CORP COM 22282E102 8575 591381 SH DFND 1,2,3 0 591381 0 TIME WARNER INC COM NEW 887317303 3113 32910 SH DFND 1,2,3 0 32910 0 OCCIDENTAL PETE CORP COM 674599105 1622 24966 SH DFND 1,2,3 0 24966 0 CATERPILLAR INC DEL COM 149123101 1357 9205 SH DFND 1,2,3 0 9205 0 VORNADO RLTY TR SH BEN INT 929042109 3400 50515 SH DFND 1,2,3 0 50515 0 NRG ENERGY INC COM NEW 629377508 1293 42341 SH DFND 1,2,3 0 42341 0 FUELCELL ENERGY INC COM NEW 35952H502 761 439851 SH DFND 1,2,3 0 439851 0 DOWDUPONT INC COM 26078J100 5833 91555 SH DFND 1,2,3 0 91555 0 COCA COLA CO COM 191216100 1238 28500 SH DFND 1,2,3 0 28500 0 ANADARKO PETE CORP COM 032511107 1127 18660 SH DFND 1,2,3 0 18660 0 EATON CORP PLC SHS G29183103 3765 47114 SH DFND 1,2,3 0 47114 0 ALPHABET INC CAP STK CL A 02079K305 970 935 SH DFND 1,2,3 0 935 0 GENERAL MTRS CO COM 37045V100 8282 227897 SH DFND 1,2,3 0 227897 0 BARRICK GOLD CORP COM 067901108 1875 150595 SH DFND 1,2,3 0 150595 0 FOREST CITY RLTY TR COM CL A 345605109 1378 68000 SH DFND 1,2,3 0 68000 0 BROOKDALE SR LIVING COM 112463104 1375 204990 SH DFND 1,2,3 0 204990 0 ELECTRUM SPL ACQUISI W EXP 06/16/202 G3105C112 27 78949 SH DFND 1,2,3 0 78949 0 PITNEY BOWES INC COM 724479100 2385 218965 SH DFND 1,2,3 0 218965 0 DISH NETWORK CORP CL A 25470M109 1977 52170 SH DFND 1,2,3 0 52170 0 NOVAGOLD RES INC COM NEW 66987E206 775 178982 SH DFND 1,2,3 0 178982 0 CORNING INC COM 219350105 2562 91890 SH DFND 1,2,3 0 91890 0 TECK RESOURCES LTD CL B 878742204 1025 39780 SH DFND 1,2,3 0 39780 0 PFIZER INC COM 717081103 6619 186491 SH DFND 1,2,3 0 186491 0 ELECTRUM SPL ACQUISI SHS G3105C104 819 78949 SH DFND 1,2,3 0 78949 0 WILLIAMS COS INC DEL COM 969457100 424 17070 SH DFND 1,2,3 0 17070 0 HESS CORP COM 42809H107 6266 123776 SH DFND 1,2,3 0 123776 0 DOLLAR TREE INC COM 256746108 1829 19270 SH DFND 1,2,3 0 19270 0 INTL PAPER CO COM 460146103 1966 36805 SH DFND 1,2,3 0 36805 0 MACQUARIE INFRASTRUC COM 55608B105 440 11910 SH DFND 1,2,3 0 11910 0 FIRST HORIZON NATL C COM 320517105 1324 70300 SH DFND 1,2,3 0 70300 0 FIRST CTZNS BANCSHAR CL A 31946M103 1134 2745 SH DFND 1,2,3 0 2745 0 CONMED CORP COM 207410101 349 5503 SH DFND 1,2,3 0 5503 0 TUPPERWARE BRANDS CO COM 899896104 876 18100 SH DFND 1,2,3 0 18100 0 SCIENCE APPLICATNS I COM 808625107 780 9900 SH DFND 1,2,3 0 9900 0 KAPSTONE PAPER & PAC COM 48562P103 385 11231 SH DFND 1,2,3 0 11231 0 COMTECH TELECOMMUNIC COM NEW 205826209 2368 79219 SH DFND 1,2,3 0 79219 0 PORTLAND GEN ELEC CO COM NEW 736508847 413 10200 SH DFND 1,2,3 0 10200 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 928 23500 SH DFND 1,2,3 0 23500 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 615 6100 SH DFND 1,2,3 0 6100 0 GOVERNMENT PPTYS INC COM SHS BEN INT 38376A103 618 45214 SH DFND 1,2,3 0 45214 0 FIRST BANCORP N C COM 318910106 244 6839 SH DFND 1,2,3 0 6839 0 TENET HEALTHCARE COR COM NEW 88033G407 236 9725 SH DFND 1,2,3 0 9725 0 INNOSPEC INC COM 45768S105 1449 21117 SH DFND 1,2,3 0 21117 0 LYON WILLIAM HOMES CL A NEW 552074700 715 25998 SH DFND 1,2,3 0 25998 0 ARRIS INTL INC SHS G0551A103 415 15616 SH DFND 1,2,3 0 15616 0 CARPENTER TECHNOLOGY COM 144285103 394 8936 SH DFND 1,2,3 0 8936 0 EZCORP INC CL A NON VTG 302301106 627 47500 SH DFND 1,2,3 0 47500 0 TETRA TECHNOLOGIES I COM 88162F105 269 71600 SH DFND 1,2,3 0 71600 0 GREAT PLAINS ENERGY COM 391164100 499 15700 SH DFND 1,2,3 0 15700 0 CNO FINL GROUP INC COM 12621E103 1014 46789 SH DFND 1,2,3 0 46789 0 SOUTH ST CORP COM 840441109 626 7341 SH DFND 1,2,3 0 7341 0 MILLER INDS INC TENN COM NEW 600551204 268 10727 SH DFND 1,2,3 0 10727 0 ATLANTIC CAP BANCSHA COM 048269203 351 19374 SH DFND 1,2,3 0 19374 0 HARSCO CORP COM 415864107 384 18600 SH DFND 1,2,3 0 18600 0 ENSCO PLC SHS CLASS A G3157S106 210 47800 SH DFND 1,2,3 0 47800 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 502 30967 SH DFND 1,2,3 0 30967 0 NELNET INC CL A 64031N108 252 4800 SH DFND 1,2,3 0 4800 0 VIRTUS INVT PARTNERS COM 92828Q109 1496 12085 SH DFND 1,2,3 0 12085 0 ENOVA INTL INC COM 29357K103 760 34457 SH DFND 1,2,3 0 34457 0 CATCHMARK TIMBER TR CL A 14912Y202 174 13960 SH DFND 1,2,3 0 13960 0 TEEKAY TANKERS LTD CL A Y8565N102 498 418650 SH DFND 1,2,3 0 418650 0 BRIGHTSPHERE INVESTM SHS G1644T109 453 28733 SH DFND 1,2,3 0 28733 0 AVAYA HLDGS CORP COM 05351X101 3942 175000 SH DFND 1,2,3 0 175000 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5016 100000 SH DFND 1,2,3 0 100000 0 MOELIS & CO CL A 60786M105 11102 218337 SH DFND 1,2,3 0 218337 0 CVR PARTNERS LP COM 126633106 1634 502664 SH DFND 1,2,3 0 502664 0 WESTERN DIGITAL CORP COM 958102105 5259 57000 SH DFND 1,2,3 0 57000 0 KINDER MORGAN INC DE COM 49456B101 4669 310000 SH DFND 1,2,3 0 310000 0 AERCAP HOLDINGS NV SHS N00985106 5173 102000 SH DFND 1,2,3 0 102000 0 MARATHON PETE CORP COM 56585A102 5629 77000 SH DFND 1,2,3 0 77000 0 ADIENT PLC ORD SHS G0084W101 5080 85000 SH DFND 1,2,3 0 85000 0 CIGNA CORPORATION COM 125509109 3355 20000 SH DFND 1,2,3 0 20000 0 HCA HEALTHCARE INC COM 40412C101 2910 30000 SH DFND 1,2,3 0 30000 0 LKQ CORP COM 501889208 1139 30000 SH DFND 1,2,3 0 30000 0