0000021175-18-000076.txt : 20180515
0000021175-18-000076.hdr.sgml : 20180515
20180515105653
ACCESSION NUMBER: 0000021175-18-000076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA FINANCIAL CORP
CENTRAL INDEX KEY: 0000021175
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 366169860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1025
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00346
FILM NUMBER: 18834149
BUSINESS ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000021175
XXXXXXXX
03-31-2018
03-31-2018
CNA FINANCIAL CORP
CNA
333 S. WABASH
CHICAGO
IL
60604
13F HOLDINGS REPORT
028-00346
Y
Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Included in the assets reported herein are Ensco PLC (CUSIP G3157S106, value of $210 thousand, purchased in July 2017) and UBS Group AG (CUSIP H42097107, value of $1,767 thousand, purchased in November 2014), which were inadvertently omitted from the entities prior Form 13(f) filings.
Lawrence J. Boysen
Senior Vice President and Corporate Controller
312-822-5653
Lawrence J. Boysen
Chicago
IL
05-14-2018
3
180
469911
false
1
28-217
Loews Corporation
2
28-172
The Continental Corporation
3
28-387
Continental Casualty Company
INFORMATION TABLE
2
q12018form13fhrinformation.xml
INFORMATION TABLE
SPDR GOLD TRUST
GOLD SHS
78463V107
26919
214000
SH
DFND
1,2,3
0
214000
0
TEXTRON INC
COM
883203101
2565
43500
SH
DFND
1,2,3
0
43500
0
FEDEX CORP
COM
31428X106
6027
25100
SH
DFND
1,2,3
0
25100
0
JPMORGAN CHASE & CO
COM
46625H100
11639
105838
SH
DFND
1,2,3
0
105838
0
LINCOLN NATL CORP IN
COM
534187109
9790
134000
SH
DFND
1,2,3
0
134000
0
AETNA INC NEW
COM
00817Y108
14872
88000
SH
DFND
1,2,3
0
88000
0
TOLL BROTHERS INC
COM
889478103
1600
37000
SH
DFND
1,2,3
0
37000
0
EOG RES INC
COM
26875P101
4000
38000
SH
DFND
1,2,3
0
38000
0
CABOT OIL & GAS CORP
COM
127097103
2398
100000
SH
DFND
1,2,3
0
100000
0
LENNAR CORP
CL A
526057104
2947
50000
SH
DFND
1,2,3
0
50000
0
COMCAST CORP NEW
CL A
20030N101
10832
317000
SH
DFND
1,2,3
0
317000
0
CISCO SYS INC
COM
17275R102
7596
177100
SH
DFND
1,2,3
0
177100
0
ORACLE CORP
COM
68389X105
10810
236275
SH
DFND
1,2,3
0
236275
0
LYONDELLBASELL INDUS
SHS - A -
N53745100
4671
44200
SH
DFND
1,2,3
0
44200
0
MICROSOFT CORP
COM
594918104
11947
130900
SH
DFND
1,2,3
0
130900
0
WHIRLPOOL CORP
COM
963320106
2549
16650
SH
DFND
1,2,3
0
16650
0
TAYLOR MORRISON HOME
CL A
87724P106
1164
50000
SH
DFND
1,2,3
0
50000
0
CITIGROUP INC
COM NEW
172967424
13543
200641
SH
DFND
1,2,3
0
200641
0
ALPHABET INC
CAP STK CL C
02079K107
5468
5300
SH
DFND
1,2,3
0
5300
0
D R HORTON INC
COM
23331A109
4568
104200
SH
DFND
1,2,3
0
104200
0
APOLLO GLOBAL MGMT L
CL A SHS
037612306
880
29700
SH
DFND
1,2,3
0
29700
0
FGL HLDGS
ORD SHS
G3402M102
3695
364000
SH
DFND
1,2,3
0
364000
0
ASSURANT INC
COM
04621X108
2683
29350
SH
DFND
1,2,3
0
29350
0
AMERICAN AIRLS GROUP
COM
02376R102
4089
78700
SH
DFND
1,2,3
0
78700
0
WPX ENERGY INC
COM
98212B103
2756
186500
SH
DFND
1,2,3
0
186500
0
PIONEER NAT RES CO
COM
723787107
4604
26800
SH
DFND
1,2,3
0
26800
0
TRAVELERS COMPANIES
COM
89417E109
4582
33000
SH
DFND
1,2,3
0
33000
0
UNITED RENTALS INC
COM
911363109
6909
40000
SH
DFND
1,2,3
0
40000
0
ATHENE HLDG LTD
CL A
G0684D107
2391
50000
SH
DFND
1,2,3
0
50000
0
T MOBILE US INC
COM
872590104
1528
25000
SH
DFND
1,2,3
0
25000
0
DELTA AIR LINES INC
COM NEW
247361702
5395
98440
SH
DFND
1,2,3
0
98440
0
ANALOG DEVICES INC
COM
032654105
3645
40000
SH
DFND
1,2,3
0
40000
0
SYNOVUS FINL CORP
COM NEW
87161C501
870
17413
SH
DFND
1,2,3
0
17413
0
UNIVERSAL CORP VA
COM
913456109
1043
21512
SH
DFND
1,2,3
0
21512
0
FIRST MIDWEST BANCOR
COM
320867104
829
33701
SH
DFND
1,2,3
0
33701
0
ESSENDANT INC
COM
296689102
1020
130739
SH
DFND
1,2,3
0
130739
0
DIAMONDROCK HOSPITAL
COM
252784301
350
33571
SH
DFND
1,2,3
0
33571
0
KBR INC
COM
48242W106
1905
117642
SH
DFND
1,2,3
0
117642
0
HOPE BANCORP INC
COM
43940T109
1460
80244
SH
DFND
1,2,3
0
80244
0
WEBSTER FINL CORP CO
COM
947890109
1273
22979
SH
DFND
1,2,3
0
22979
0
TCF FINL CORP
COM
872275102
812
35599
SH
DFND
1,2,3
0
35599
0
AMERICAN EQTY INVT L
COM
025676206
1325
45114
SH
DFND
1,2,3
0
45114
0
CHART INDS INC
COM PAR $0.01
16115Q308
809
13698
SH
DFND
1,2,3
0
13698
0
VALIDUS HOLDINGS LTD
COM SHS
G9319H102
663
9831
SH
DFND
1,2,3
0
9831
0
EVERTEC INC
COM
30040P103
595
36408
SH
DFND
1,2,3
0
36408
0
CUBIC CORP
COM
229669106
1249
19631
SH
DFND
1,2,3
0
19631
0
INSIGHT ENTERPRISES
COM
45765U103
913
26146
SH
DFND
1,2,3
0
26146
0
GENWORTH FINL INC
COM CL A
37247D106
177
62650
SH
DFND
1,2,3
0
62650
0
VERIFONE SYS INC
COM
92342Y109
1185
77047
SH
DFND
1,2,3
0
77047
0
ARGO GROUP INTL HLDG
COM
G0464B107
1028
17912
SH
DFND
1,2,3
0
17912
0
OWENS & MINOR INC NE
COM
690732102
645
41472
SH
DFND
1,2,3
0
41472
0
DIEBOLD NXDF INC
COM
253651103
1209
78516
SH
DFND
1,2,3
0
78516
0
PLY GEM HLDGS INC
COM
72941W100
577
26734
SH
DFND
1,2,3
0
26734
0
JELD-WEN HLDG INC
COM
47580P103
3444
112479
SH
DFND
1,2,3
0
112479
0
SCANSOURCE INC
COM
806037107
1210
34035
SH
DFND
1,2,3
0
34035
0
TRIPLE-S MGMT CORP
CL B
896749108
1151
44017
SH
DFND
1,2,3
0
44017
0
STEELCASE INC
CL A
858155203
1123
82586
SH
DFND
1,2,3
0
82586
0
MASONITE INTL CORP N
COM
575385109
1440
23464
SH
DFND
1,2,3
0
23464
0
GIBRALTAR INDS INC
COM
374689107
1430
42249
SH
DFND
1,2,3
0
42249
0
ASPEN INSURANCE HOLD
SHS
G05384105
1371
30561
SH
DFND
1,2,3
0
30561
0
MURPHY OIL CORP
COM
626717102
2580
99853
SH
DFND
1,2,3
0
99853
0
TEREX CORP NEW
COM
880779103
1745
46646
SH
DFND
1,2,3
0
46646
0
ARC DOCUMENT SOLUTIO
COM
00191G103
105
47823
SH
DFND
1,2,3
0
47823
0
ANIXTER INTL INC
COM
035290105
1721
22714
SH
DFND
1,2,3
0
22714
0
AVIS BUDGET GROUP
COM
053774105
1163
24839
SH
DFND
1,2,3
0
24839
0
HANOVER INS GROUP IN
COM
410867105
962
8158
SH
DFND
1,2,3
0
8158
0
WESCO AIRCRAFT HLDGS
COM
950814103
469
45770
SH
DFND
1,2,3
0
45770
0
ASSOCIATED BANC CORP
COM
045487105
1568
63115
SH
DFND
1,2,3
0
63115
0
TRIMAS CORP
COM NEW
896215209
1616
61557
SH
DFND
1,2,3
0
61557
0
ACTUANT CORP
CL A NEW
00508X203
1568
67446
SH
DFND
1,2,3
0
67446
0
SUPERIOR ENERGY SVCS
COM
868157108
430
50985
SH
DFND
1,2,3
0
50985
0
AXIS CAPITAL HOLDING
SHS
G0692U109
2700
46900
SH
DFND
1,2,3
0
46900
0
WALMART INC
COM
931142103
389
4373
SH
DFND
1,2,3
0
4373
0
MCKESSON CORP
COM
58155Q103
2414
17133
SH
DFND
1,2,3
0
17133
0
CENOVUS ENERGY INC
COM
15135U109
1751
205929
SH
DFND
1,2,3
0
205929
0
HEWLETT PACKARD ENTE
COM
42824C109
2641
150554
SH
DFND
1,2,3
0
150554
0
OMNICOM GROUP INC
COM
681919106
3180
43760
SH
DFND
1,2,3
0
43760
0
FRANKLIN RES INC
COM
354613101
2064
59515
SH
DFND
1,2,3
0
59515
0
MICRO FOCUS INTERNAT
SPON ADR NEW
594837304
284
20248
SH
DFND
1,2,3
0
20248
0
STATE STR CORP
COM
857477103
1908
19128
SH
DFND
1,2,3
0
19128
0
EXXON MOBIL CORP
COM
30231G102
1212
16243
SH
DFND
1,2,3
0
16243
0
AMERICAN INTL GROUP
COM NEW
026874784
2476
45499
SH
DFND
1,2,3
0
45499
0
AECOM
COM
00766T100
1147
32202
SH
DFND
1,2,3
0
32202
0
DOVER CORP
COM
260003108
2257
22982
SH
DFND
1,2,3
0
22982
0
BANK AMER CORP
COM
060505104
3076
102567
SH
DFND
1,2,3
0
102567
0
ROYAL DUTCH SHELL PL
SPONS ADR A
780259206
3154
49427
SH
DFND
1,2,3
0
49427
0
HALLIBURTON CO
COM
406216101
953
20308
SH
DFND
1,2,3
0
20308
0
FORD MTR CO DEL
COM PAR $0.01
345370860
3687
332775
SH
DFND
1,2,3
0
332775
0
MEDNAX INC
COM
58502B106
1953
35106
SH
DFND
1,2,3
0
35106
0
COGNIZANT TECHNOLOGY
CL A
192446102
2686
33367
SH
DFND
1,2,3
0
33367
0
GOLDMAN SACHS GROUP
COM
38141G104
3400
13500
SH
DFND
1,2,3
0
13500
0
CAPITAL ONE FINL COR
COM
14040H105
3050
31827
SH
DFND
1,2,3
0
31827
0
NEWS CORP NEW
CL A
65249B109
1157
73225
SH
DFND
1,2,3
0
73225
0
VOYA FINL INC
COM
929089100
2651
52487
SH
DFND
1,2,3
0
52487
0
MYLAN N V
SHS EURO
N59465109
3176
77142
SH
DFND
1,2,3
0
77142
0
AVNET INC
COM
053807103
3663
87706
SH
DFND
1,2,3
0
87706
0
MORGAN STANLEY
COM NEW
617446448
2684
49734
SH
DFND
1,2,3
0
49734
0
UBS GROUP AG
SHS
H42097107
1767
100375
SH
DFND
1,2,3
0
100375
0
METLIFE INC
COM
59156R108
1883
41025
SH
DFND
1,2,3
0
41025
0
WELLS FARGO CO NEW
COM
949746101
2209
42147
SH
DFND
1,2,3
0
42147
0
RYDER SYS INC
COM
783549108
2211
30372
SH
DFND
1,2,3
0
30372
0
BP PLC
SPONSORED ADR
055622104
1894
46728
SH
DFND
1,2,3
0
46728
0
EDISON INTL
COM
281020107
946
14863
SH
DFND
1,2,3
0
14863
0
AMGEN INC
COM
031162100
1710
10030
SH
DFND
1,2,3
0
10030
0
MONSANTO CO NEW
COM
61166W101
415
3560
SH
DFND
1,2,3
0
3560
0
GOLAR LNG LTD BERMUD
SHS
G9456A100
3456
126313
SH
DFND
1,2,3
0
126313
0
COVANTA HLDG CORP
COM
22282E102
8575
591381
SH
DFND
1,2,3
0
591381
0
TIME WARNER INC
COM NEW
887317303
3113
32910
SH
DFND
1,2,3
0
32910
0
OCCIDENTAL PETE CORP
COM
674599105
1622
24966
SH
DFND
1,2,3
0
24966
0
CATERPILLAR INC DEL
COM
149123101
1357
9205
SH
DFND
1,2,3
0
9205
0
VORNADO RLTY TR
SH BEN INT
929042109
3400
50515
SH
DFND
1,2,3
0
50515
0
NRG ENERGY INC
COM NEW
629377508
1293
42341
SH
DFND
1,2,3
0
42341
0
FUELCELL ENERGY INC
COM NEW
35952H502
761
439851
SH
DFND
1,2,3
0
439851
0
DOWDUPONT INC
COM
26078J100
5833
91555
SH
DFND
1,2,3
0
91555
0
COCA COLA CO
COM
191216100
1238
28500
SH
DFND
1,2,3
0
28500
0
ANADARKO PETE CORP
COM
032511107
1127
18660
SH
DFND
1,2,3
0
18660
0
EATON CORP PLC
SHS
G29183103
3765
47114
SH
DFND
1,2,3
0
47114
0
ALPHABET INC
CAP STK CL A
02079K305
970
935
SH
DFND
1,2,3
0
935
0
GENERAL MTRS CO
COM
37045V100
8282
227897
SH
DFND
1,2,3
0
227897
0
BARRICK GOLD CORP
COM
067901108
1875
150595
SH
DFND
1,2,3
0
150595
0
FOREST CITY RLTY TR
COM CL A
345605109
1378
68000
SH
DFND
1,2,3
0
68000
0
BROOKDALE SR LIVING
COM
112463104
1375
204990
SH
DFND
1,2,3
0
204990
0
ELECTRUM SPL ACQUISI
W EXP 06/16/202
G3105C112
27
78949
SH
DFND
1,2,3
0
78949
0
PITNEY BOWES INC
COM
724479100
2385
218965
SH
DFND
1,2,3
0
218965
0
DISH NETWORK CORP
CL A
25470M109
1977
52170
SH
DFND
1,2,3
0
52170
0
NOVAGOLD RES INC
COM NEW
66987E206
775
178982
SH
DFND
1,2,3
0
178982
0
CORNING INC
COM
219350105
2562
91890
SH
DFND
1,2,3
0
91890
0
TECK RESOURCES LTD
CL B
878742204
1025
39780
SH
DFND
1,2,3
0
39780
0
PFIZER INC
COM
717081103
6619
186491
SH
DFND
1,2,3
0
186491
0
ELECTRUM SPL ACQUISI
SHS
G3105C104
819
78949
SH
DFND
1,2,3
0
78949
0
WILLIAMS COS INC DEL
COM
969457100
424
17070
SH
DFND
1,2,3
0
17070
0
HESS CORP
COM
42809H107
6266
123776
SH
DFND
1,2,3
0
123776
0
DOLLAR TREE INC
COM
256746108
1829
19270
SH
DFND
1,2,3
0
19270
0
INTL PAPER CO
COM
460146103
1966
36805
SH
DFND
1,2,3
0
36805
0
MACQUARIE INFRASTRUC
COM
55608B105
440
11910
SH
DFND
1,2,3
0
11910
0
FIRST HORIZON NATL C
COM
320517105
1324
70300
SH
DFND
1,2,3
0
70300
0
FIRST CTZNS BANCSHAR
CL A
31946M103
1134
2745
SH
DFND
1,2,3
0
2745
0
CONMED CORP
COM
207410101
349
5503
SH
DFND
1,2,3
0
5503
0
TUPPERWARE BRANDS CO
COM
899896104
876
18100
SH
DFND
1,2,3
0
18100
0
SCIENCE APPLICATNS I
COM
808625107
780
9900
SH
DFND
1,2,3
0
9900
0
KAPSTONE PAPER & PAC
COM
48562P103
385
11231
SH
DFND
1,2,3
0
11231
0
COMTECH TELECOMMUNIC
COM NEW
205826209
2368
79219
SH
DFND
1,2,3
0
79219
0
PORTLAND GEN ELEC CO
COM NEW
736508847
413
10200
SH
DFND
1,2,3
0
10200
0
GRANITE REAL ESTATE
UNIT 99/99/9999
387437114
928
23500
SH
DFND
1,2,3
0
23500
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
615
6100
SH
DFND
1,2,3
0
6100
0
GOVERNMENT PPTYS INC
COM SHS BEN INT
38376A103
618
45214
SH
DFND
1,2,3
0
45214
0
FIRST BANCORP N C
COM
318910106
244
6839
SH
DFND
1,2,3
0
6839
0
TENET HEALTHCARE COR
COM NEW
88033G407
236
9725
SH
DFND
1,2,3
0
9725
0
INNOSPEC INC
COM
45768S105
1449
21117
SH
DFND
1,2,3
0
21117
0
LYON WILLIAM HOMES
CL A NEW
552074700
715
25998
SH
DFND
1,2,3
0
25998
0
ARRIS INTL INC
SHS
G0551A103
415
15616
SH
DFND
1,2,3
0
15616
0
CARPENTER TECHNOLOGY
COM
144285103
394
8936
SH
DFND
1,2,3
0
8936
0
EZCORP INC
CL A NON VTG
302301106
627
47500
SH
DFND
1,2,3
0
47500
0
TETRA TECHNOLOGIES I
COM
88162F105
269
71600
SH
DFND
1,2,3
0
71600
0
GREAT PLAINS ENERGY
COM
391164100
499
15700
SH
DFND
1,2,3
0
15700
0
CNO FINL GROUP INC
COM
12621E103
1014
46789
SH
DFND
1,2,3
0
46789
0
SOUTH ST CORP
COM
840441109
626
7341
SH
DFND
1,2,3
0
7341
0
MILLER INDS INC TENN
COM NEW
600551204
268
10727
SH
DFND
1,2,3
0
10727
0
ATLANTIC CAP BANCSHA
COM
048269203
351
19374
SH
DFND
1,2,3
0
19374
0
HARSCO CORP
COM
415864107
384
18600
SH
DFND
1,2,3
0
18600
0
ENSCO PLC
SHS CLASS A
G3157S106
210
47800
SH
DFND
1,2,3
0
47800
0
HOEGH LNG PARTNERS L
COM UNIT LTD
Y3262R100
502
30967
SH
DFND
1,2,3
0
30967
0
NELNET INC
CL A
64031N108
252
4800
SH
DFND
1,2,3
0
4800
0
VIRTUS INVT PARTNERS
COM
92828Q109
1496
12085
SH
DFND
1,2,3
0
12085
0
ENOVA INTL INC
COM
29357K103
760
34457
SH
DFND
1,2,3
0
34457
0
CATCHMARK TIMBER TR
CL A
14912Y202
174
13960
SH
DFND
1,2,3
0
13960
0
TEEKAY TANKERS LTD
CL A
Y8565N102
498
418650
SH
DFND
1,2,3
0
418650
0
BRIGHTSPHERE INVESTM
SHS
G1644T109
453
28733
SH
DFND
1,2,3
0
28733
0
AVAYA HLDGS CORP
COM
05351X101
3942
175000
SH
DFND
1,2,3
0
175000
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
5016
100000
SH
DFND
1,2,3
0
100000
0
MOELIS & CO
CL A
60786M105
11102
218337
SH
DFND
1,2,3
0
218337
0
CVR PARTNERS LP
COM
126633106
1634
502664
SH
DFND
1,2,3
0
502664
0
WESTERN DIGITAL CORP
COM
958102105
5259
57000
SH
DFND
1,2,3
0
57000
0
KINDER MORGAN INC DE
COM
49456B101
4669
310000
SH
DFND
1,2,3
0
310000
0
AERCAP HOLDINGS NV
SHS
N00985106
5173
102000
SH
DFND
1,2,3
0
102000
0
MARATHON PETE CORP
COM
56585A102
5629
77000
SH
DFND
1,2,3
0
77000
0
ADIENT PLC
ORD SHS
G0084W101
5080
85000
SH
DFND
1,2,3
0
85000
0
CIGNA CORPORATION
COM
125509109
3355
20000
SH
DFND
1,2,3
0
20000
0
HCA HEALTHCARE INC
COM
40412C101
2910
30000
SH
DFND
1,2,3
0
30000
0
LKQ CORP
COM
501889208
1139
30000
SH
DFND
1,2,3
0
30000
0