0000021175-18-000024.txt : 20180220 0000021175-18-000024.hdr.sgml : 20180220 20180220101953 ACCESSION NUMBER: 0000021175-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haefner Larry A. CENTRAL INDEX KEY: 0001433209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 18623488 MAIL ADDRESS: STREET 1: 333 SOUTH WABASH AVENUE CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 wf-form4_151913997976256.xml FORM 4 X0306 4 2018-02-15 0 0000021175 CNA FINANCIAL CORP CNA 0001433209 Haefner Larry A. 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP & Chief Actuary Common Stock 2018-02-15 4 M 0 7457 53.20 A 42460 D Common Stock 2018-02-15 4 S 0 7457 53.25 D 35003 D Stock Appreciation Rights 26.75 2018-02-15 4 M 0 15000 0 D 2018-04-30 Common Stock 15000.0 0 D The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 7,457 shares of the issuers common stock. As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on April 30, 2009. Grant date was April 30, 2008. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. Larry A. Haefner 2018-02-16