0000021175-18-000024.txt : 20180220
0000021175-18-000024.hdr.sgml : 20180220
20180220101953
ACCESSION NUMBER: 0000021175-18-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haefner Larry A.
CENTRAL INDEX KEY: 0001433209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05823
FILM NUMBER: 18623488
MAIL ADDRESS:
STREET 1: 333 SOUTH WABASH AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA FINANCIAL CORP
CENTRAL INDEX KEY: 0000021175
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 366169860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1025
BUSINESS ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
wf-form4_151913997976256.xml
FORM 4
X0306
4
2018-02-15
0
0000021175
CNA FINANCIAL CORP
CNA
0001433209
Haefner Larry A.
333 S. WABASH AVE.
CHICAGO
IL
60604
0
1
0
0
EVP & Chief Actuary
Common Stock
2018-02-15
4
M
0
7457
53.20
A
42460
D
Common Stock
2018-02-15
4
S
0
7457
53.25
D
35003
D
Stock Appreciation Rights
26.75
2018-02-15
4
M
0
15000
0
D
2018-04-30
Common Stock
15000.0
0
D
The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 7,457 shares of the issuers common stock.
As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on April 30, 2009. Grant date was April 30, 2008.
As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
Larry A. Haefner
2018-02-16